13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,898 | $95,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,663 | $95,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,815 | $95,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 6,271 | $95,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 2,803 | $95,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 1,483 | $95,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 7,572 | $95,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,231 | $95,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,035 | $95,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 61,000 | $94,000 | thousands by filing date | put |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 930 | $94,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 2,640 | $94,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 6,258 | $94,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 5,353 | $94,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 3,779 | $94,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,852 | $94,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 24,138 | $94,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 7,965 | $94,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 11,261 | $94,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 9,500 | $94,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 1,926 | $93,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,376 | $93,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,535 | $93,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 7,108 | $93,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 12,635 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 1,986 | $93,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L789 | THE ACTIVE DIVID | 3,332 | $93,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 6,842 | $92,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 6,255 | $92,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,937 | $92,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,220 | $92,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500 | $91,000 | thousands by filing date | call |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 2,765 | $91,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,341 | $91,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 6,545 | $91,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 6,105 | $91,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 16,400 | $91,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,080 | $91,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 9,024 | $91,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 4,538 | $91,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 10,056 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,994 | $90,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 4,850 | $90,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 11,466 | $90,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 4,381 | $90,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 61,930 | $90,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $89,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,939 | $89,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 6,206 | $89,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 3,056 | $89,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 3,254 | $89,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 1,780 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,054 | $89,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,650 | $89,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,948 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 2,196 | $89,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 85,580 | $89,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 8,193 | $89,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 600 | $88,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 11,301 | $88,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 5,002 | $88,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,977 | $88,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 528 | $88,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 3,093 | $88,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 30,694 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,000 | $88,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 20,100 | $88,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 8,113 | $88,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 3,677 | $88,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L821 | TREND AGGREGATIN | 3,350 | $88,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,727 | $87,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,595 | $87,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,000 | $87,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,516 | $87,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,086 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 6,158 | $87,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 7,946 | $87,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 4,389 | $86,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 13,983 | $86,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 25,996 | $86,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 14,823 | $86,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,511 | $86,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 2,545 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 963 | $86,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 28,708 | $86,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 6,300 | $86,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,431 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,614 | $86,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,734 | $85,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 23,491 | $85,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 6,456 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 1,683 | $85,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,697 | $85,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,251 | $85,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,388 | $85,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 10,565 | $85,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,936 | $84,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 5,331 | $84,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 5,184 | $84,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 2,711 | $84,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 6,300 | $84,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 8,876 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,665 | $84,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 12,946 | $83,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 263 | $83,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 4,362 | $83,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 3,275 | $83,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,546 | $83,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 3,630 | $83,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 27,454 | $83,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 1,384 | $83,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 8,458 | $83,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 3,969 | $83,000 | thousands by filing date | |
| SIREN ETF TR | 829658103 | LG BLND IDX ETF | 2,812 | $83,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 3,048 | $82,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,850 | $82,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,640 | $82,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 5,266 | $82,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 100,000 | $82,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,945 | $81,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 2,590 | $81,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 20,037 | $81,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 8,164 | $81,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,804 | $81,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 2,130 | $81,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 5,935 | $81,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,539 | $80,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 4,567 | $80,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 1,595 | $80,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 30,000 | $80,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,648 | $80,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,382 | $80,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,783 | $80,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 2,496 | $80,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 881 | $80,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,369 | $80,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 7,693 | $80,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 3,665 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,733 | $79,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 19,814 | $79,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,401 | $79,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,711 | $79,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 2,752 | $79,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 2,799 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 3,011 | $79,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 30,513 | $79,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 2,681 | $79,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 600 | $78,000 | thousands by filing date | put |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 2,422 | $78,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,889 | $78,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,862 | $78,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,782 | $78,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,803 | $78,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,780 | $78,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,298 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 3,968 | $78,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 13,499 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 3,300 | $78,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 40,000 | $78,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 2,796 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,075 | $78,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,264 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 3,702 | $77,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 4,688 | $77,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,664 | $77,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,269 | $77,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 25,113 | $77,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 50,106 | $77,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 3,211 | $77,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,732 | $76,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 2,220 | $76,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 4,221 | $76,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 12,500 | $76,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 26,013 | $76,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,436 | $76,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 2,907 | $76,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 7,546 | $76,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 6,326 | $75,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,398 | $75,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 2,628 | $75,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,566 | $75,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 2,726 | $75,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,593 | $75,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,556 | $75,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,388 | $75,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,823 | $75,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 52,961 | $75,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 18,175 | $75,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 2,009 | $75,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 14,174 | $74,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,000 | $74,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,615 | $74,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,743 | $74,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,500 | $74,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 36,059 | $74,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 11,857 | $74,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,378 | $74,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 24,046 | $73,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,976 | $73,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 847 | $73,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,899 | $73,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,176 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,478 | $73,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 2,725 | $73,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 7,104 | $73,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,784 | $73,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,880 | $72,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 6,999 | $72,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 4,523 | $72,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,022 | $72,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 2,692 | $72,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 6,975 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 3,883 | $72,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 1,460 | $72,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 27,155 | $72,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,868 | $72,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,582 | $72,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 890 | $72,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 2,020 | $71,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,626 | $71,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 6,657 | $71,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 4,085 | $71,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 933 | $71,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 8,733 | $71,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 3,846 | $71,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 11,397 | $71,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,859 | $71,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 6,882 | $71,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 3,489 | $71,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679625 | MCROSECTR 3XINVR | 3,766 | $71,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 6,958 | $71,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 1,207 | $71,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 30,565 | $70,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,877 | $70,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 2,647 | $70,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,887 | $70,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,957 | $70,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,388 | $70,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,108 | $70,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 1,969 | $70,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 6,897 | $70,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 23,459 | $70,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,906 | $69,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,646 | $69,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 9,430 | $69,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,291 | $69,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 1,382 | $69,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 3,834 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,785 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 2,726 | $69,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $68,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 2,208 | $68,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 53,332 | $68,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,328 | $68,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,764 | $68,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 6,908 | $68,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 2,217 | $68,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 1,303 | $68,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,578 | $68,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 6,874 | $68,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 10,598 | $68,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,200 | $67,000 | thousands by filing date | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 1,976 | $67,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 8,155 | $67,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,427 | $67,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,907 | $67,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 17,771 | $67,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,502 | $67,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 1,836 | $67,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 13,427 | $67,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 3,067 | $67,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,438 | $66,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 700 | $66,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,654 | $66,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,354 | $66,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 4,288 | $66,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 5,914 | $66,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,302 | $66,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,263 | $66,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 7,582 | $66,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,623 | $66,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 5,975 | $66,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,976 | $66,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,980 | $66,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,859 | $66,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,703 | $66,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 3,865 | $66,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 6,819 | $66,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 2,882 | $65,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 488 | $65,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 1,980 | $65,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,659 | $65,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,857 | $65,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,103 | $65,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 1,342 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,283 | $65,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,447 | $65,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,190 | $65,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 6,128 | $65,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 93,449 | $65,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 7,574 | $65,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 13,522 | $65,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,974 | $65,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 38,179 | $65,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 4,996 | $65,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 284 | $65,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 6,562 | $65,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 20,337 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,301 | $64,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,508 | $64,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 3,921 | $64,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 3,236 | $64,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 17,865 | $64,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 6,082 | $64,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 5,391 | $64,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 557 | $64,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 8,446 | $64,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 45,724 | $64,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 6,409 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 645 | $64,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 400 | $63,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 4,129 | $63,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,260 | $63,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,746 | $63,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,257 | $63,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,630 | $63,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,488 | $63,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,868 | $63,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,651 | $63,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,298 | $63,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 2,384 | $63,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 60,295 | $63,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 4,650 | $62,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 1,223 | $62,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,163 | $62,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,787 | $62,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 2,466 | $62,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,299 | $62,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 1,395 | $62,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,653 | $62,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,416 | $62,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,241 | $62,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 23,119 | $62,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 3,814 | $62,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 1,089 | $62,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 5,612 | $62,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 2,413 | $62,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 1,681 | $62,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y446 | Q PORTFOLIO BLEN | 2,600 | $62,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 64,315 | $62,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 500 | $61,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 1,916 | $61,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 49,225 | $61,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 2,899 | $61,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,170 | $61,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 4,385 | $61,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7,403 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 3,452 | $61,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 6,059 | $61,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 2,735 | $60,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 3,518 | $60,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,502 | $60,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 5,702 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 2,445 | $60,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,952 | $60,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 2,443 | $60,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 29,257 | $60,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,095 | $60,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 5,964 | $60,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 9,134 | $59,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,576 | $59,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 3,668 | $59,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 2,040 | $59,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,608 | $59,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,325 | $59,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 22,342 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1,109 | $59,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 9,800 | $59,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 5,244 | $59,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,573 | $59,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 2,769 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 1,715 | $59,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,003 | $59,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 1,759 | $59,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 4,725 | $59,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,576 | $59,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L209 | US EQT EX 2027 | 672 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y590 | TRGTINM 2 ETF | 2,548 | $59,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1,102 | $58,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 2,255 | $58,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,206 | $58,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,643 | $58,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 7,551 | $58,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 7,943 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,264 | $58,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,622 | $58,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 2,880 | $58,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 3,141 | $58,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 16,272 | $58,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,531 | $58,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,982 | $58,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 2,000 | $58,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,770 | $58,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 2,402 | $58,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 31,757 | $58,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 58,400 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 1,942 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1,163 | $58,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,793 | $57,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 3,631 | $57,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,361 | $57,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,057 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,145 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,940 | $57,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,444 | $57,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 6,784 | $57,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 7,911 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 2,564 | $57,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 971 | $57,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 6,208 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 1,806 | $57,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 2,546 | $56,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,104 | $56,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 2,237 | $56,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,967 | $56,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,005 | $56,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 3,644 | $56,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,818 | $56,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,534 | $56,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 83 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,357 | $56,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,607 | $56,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,151 | $56,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,349 | $56,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 832 | $56,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 5,586 | $56,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 23,690 | $56,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 54,917 | $56,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 5,589 | $56,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 5,687 | $56,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,881 | $55,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,955 | $55,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 1,914 | $55,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,004 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,224 | $55,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 1,654 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 2,684 | $55,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 1,898 | $55,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 1,665 | $55,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 26,170 | $55,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,369 | $55,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,500 | $55,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $55,000 | thousands by filing date | principal |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,597 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,999 | $55,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 4,375 | $55,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 5,554 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 2,160 | $55,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 18,540 | $55,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $54,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $54,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 900 | $54,000 | thousands by filing date | put |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 1,857 | $54,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 3,762 | $54,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,167 | $54,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 4,596 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 1,473 | $54,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,589 | $54,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 1,228 | $54,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 11,282 | $54,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 6,569 | $54,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,951 | $54,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,236 | $54,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,069 | $54,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 5,398 | $54,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 2,018 | $54,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 5,000 | $53,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,325 | $53,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,428 | $53,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 3,642 | $53,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,707 | $53,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 2,390 | $53,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 2,149 | $53,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 5,000 | $53,000 | thousands by filing date | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,912 | $53,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,738 | $53,000 | thousands by filing date | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 1,814 | $53,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 4,527 | $53,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 2,580 | $53,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 3,046 | $52,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,517 | $52,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,556 | $52,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,734 | $52,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,567 | $52,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,371 | $52,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,283 | $52,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,103 | $52,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,931 | $52,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,059 | $52,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,643 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |