13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 3,802 | $197,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 59,539 | $197,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 44,467 | $197,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 19,734 | $197,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 19,847 | $197,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,146 | $196,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 6,437 | $196,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 14,213 | $196,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 17,029 | $196,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 19,523 | $196,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 4,697 | $195,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 62,962 | $195,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 21,960 | $195,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 5,822 | $195,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,866 | $194,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 3,645 | $194,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 19,173 | $194,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 18,232 | $194,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 19,388 | $193,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 18,418 | $193,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 18,334 | $193,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,445 | $192,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 15,825 | $191,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,817 | $191,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 19,262 | $191,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,431 | $190,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,769 | $190,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 3,911 | $190,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 22,578 | $190,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 17,694 | $189,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 24,945 | $189,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 10,334 | $189,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 5,000 | $189,000 | thousands by filing date | put |
| INVESCO | 46138J528 | EXCHANGE TRADED | 7,291 | $188,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 37,525 | $188,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,553 | $188,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 7,632 | $188,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,220 | $187,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,000 | $186,000 | thousands by filing date | put |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 18,656 | $186,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 18,825 | $186,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,798 | $185,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 12,419 | $185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 5,146 | $185,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,642 | $185,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 18,492 | $185,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6,557 | $184,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 15,550 | $184,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,941 | $183,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,434 | $183,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,663 | $183,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,139 | $183,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 2,335 | $183,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 5,678 | $183,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,283 | $183,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 18,387 | $183,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 31,421 | $182,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,175 | $182,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 18,154 | $182,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 18,257 | $182,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 3,319 | $181,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 6,617 | $181,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 13,815 | $181,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 18,221 | $181,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 5,649 | $181,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 18,247 | $181,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 718 | $179,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,082 | $178,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,987 | $178,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 2,001 | $178,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 17,979 | $178,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 70,092 | $177,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 60,439 | $177,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 18,096 | $177,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 9,508 | $176,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,031 | $176,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 17,567 | $176,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 4,612 | $175,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 26,069 | $175,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 12,996 | $175,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 17,813 | $175,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,100 | $174,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 5,000 | $174,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,019 | $174,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,500 | $173,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 32,761 | $173,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 27,786 | $173,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 17,237 | $172,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 5,605 | $171,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 14,178 | $171,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,170 | $171,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 51,831 | $171,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 4,600 | $170,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 11,142 | $170,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 6,603 | $170,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 41,374 | $170,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 48,860 | $170,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,696 | $168,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,198 | $168,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 8,977 | $168,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 14,394 | $168,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,603 | $166,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 27,968 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 4,405 | $166,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,622 | $166,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 13,155 | $166,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 16,813 | $166,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 6,833 | $165,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 4,398 | $165,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,235 | $164,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 6,939 | $164,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,200 | $163,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 3,746 | $163,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,166 | $163,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 40,506 | $163,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 15,862 | $163,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 3,155 | $162,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,943 | $162,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 12,362 | $162,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 15,987 | $161,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,100 | $160,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 6,366 | $160,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,829 | $160,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,184 | $160,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 13,466 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,859 | $160,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 16,110 | $160,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 39,477 | $159,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,359 | $159,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 10,878 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,582 | $159,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 16,032 | $159,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 4,478 | $158,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 557 | $158,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 16,008 | $158,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,418 | $157,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 15,838 | $157,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 3,198 | $157,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,454 | $156,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 14,989 | $156,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,003 | $155,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 1,769 | $154,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 3,539 | $154,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,033 | $154,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 1,537 | $154,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 15,471 | $154,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 15,504 | $154,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 15,550 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 1,537 | $154,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 4,552 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,512 | $152,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 17,271 | $152,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 22,577 | $152,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 9,555 | $152,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 48,329 | $152,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 15,000 | $152,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 15,142 | $151,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 51,557 | $150,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 15,397 | $150,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 9,921 | $150,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 15,000 | $150,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 15,000 | $150,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 946 | $149,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,596 | $149,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 57,915 | $149,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 22,016 | $149,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 10,179 | $149,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 15,000 | $149,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,475 | $148,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,380 | $148,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,549 | $148,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,706 | $148,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,762 | $148,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 1,821 | $148,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 5,080 | $148,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,817 | $148,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 13,833 | $147,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 5,041 | $147,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,522 | $147,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 3,880 | $147,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 14,605 | $147,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,746 | $146,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 4,781 | $146,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 6,383 | $146,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,963 | $144,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 4,836 | $144,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,989 | $144,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,210 | $144,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,955 | $144,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,362 | $144,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,000 | $143,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 27,884 | $143,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 8,510 | $143,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 8,542 | $142,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,763 | $142,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,200 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 2,721 | $142,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 6,026 | $142,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 25,214 | $142,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 2,753 | $141,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,578 | $141,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,825 | $141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 1,301 | $141,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 2,969 | $140,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,563 | $140,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,985 | $140,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,193 | $140,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,845 | $140,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 13,889 | $140,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 10,246 | $140,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 14,122 | $140,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 35,000 | $140,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 6,945 | $139,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 27,669 | $139,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 4,448 | $139,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,484 | $138,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,791 | $138,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 2,845 | $138,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 69,751 | $138,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 13,674 | $138,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 21,800 | $137,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 14,049 | $137,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,192 | $136,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,533 | $136,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 7,968 | $136,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 54,104 | $136,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 30,000 | $136,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 3,317 | $135,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 5,785 | $135,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 4,579 | $135,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 12,019 | $135,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 5,004 | $135,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,804 | $134,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,993 | $134,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 10,940 | $134,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 6,827 | $134,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 13,822 | $134,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,420 | $134,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 5,354 | $133,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,145 | $133,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,647 | $133,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,802 | $132,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 5,925 | $132,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,750 | $131,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 8,858 | $131,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 2,638 | $131,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 7,624 | $131,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 980 | $131,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 12,984 | $131,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 729 | $130,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,238 | $130,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 6,473 | $130,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 53,091 | $130,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 40,366 | $130,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 3,170 | $130,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 21,039 | $130,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 13,148 | $130,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1,038 | $129,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 2,528 | $129,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 7,900 | $129,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 4,242 | $129,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 3,093 | $129,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,340 | $129,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,227 | $129,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 6,399 | $129,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 3,533 | $129,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 32,167 | $129,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 12,714 | $129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 5,918 | $128,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 6,254 | $128,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3,509 | $128,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 18,407 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,742 | $128,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 14,039 | $128,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,876 | $128,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,850 | $127,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,663 | $127,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,432 | $127,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,125 | $127,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 122,000 | $127,000 | thousands by filing date | put |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 12,689 | $127,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 7,600 | $126,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,406 | $126,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 51,164 | $126,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,500 | $125,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,729 | $125,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 4,962 | $125,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 12,605 | $125,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 13,851 | $125,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 68,202 | $125,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,361 | $125,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 17,308 | $125,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 12,500 | $125,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,870 | $124,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 17,864 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 4,359 | $124,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 214,638 | $124,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 12,389 | $124,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 2,068 | $124,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,700 | $123,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,300 | $123,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 8,185 | $123,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,863 | $123,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 12,480 | $123,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,880 | $123,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 74,474 | $123,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 120,000 | $123,000 | thousands by filing date | principal |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 13,283 | $122,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,920 | $122,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 2,316 | $122,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,122 | $122,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 9,173 | $122,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 9,200 | $122,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 2,895 | $121,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 4,402 | $121,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 3,500 | $121,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 5,041 | $121,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 5,828 | $121,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 3,641 | $121,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 3,580 | $121,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,473 | $121,000 | thousands by filing date | |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 4,079 | $121,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 15,711 | $120,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,400 | $120,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 45,245 | $120,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 468 | $120,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,983 | $120,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 10,872 | $120,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 9,571 | $120,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 7,191 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 3,970 | $120,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,467 | $119,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,293 | $119,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 8,281 | $119,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,418 | $119,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 6,022 | $119,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 13,235 | $119,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,241 | $119,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,233 | $119,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 2,641 | $119,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,574 | $118,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,000 | $118,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 2,499 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 4,619 | $118,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,142 | $118,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,732 | $117,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1,208 | $117,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 2,338 | $117,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,383 | $116,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,966 | $116,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 13,727 | $116,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,139 | $116,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 15,000 | $116,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 9,033 | $116,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 7,752 | $116,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 9,364 | $115,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 415 | $115,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 7,733 | $115,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 4,948 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,755 | $115,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,050 | $115,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 8,403 | $115,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 11,611 | $115,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,620 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,860 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 2,863 | $114,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 17,061 | $114,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 11,296 | $114,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 11,600 | $114,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,841 | $113,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,974 | $113,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 8,211 | $113,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,464 | $113,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 986 | $113,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 11,156 | $113,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 2,200 | $112,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 3,000 | $112,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 11,096 | $112,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 2,232 | $112,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 3,872 | $112,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 9,060 | $112,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,375 | $111,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,669 | $111,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 5,962 | $111,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,604 | $111,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 12,867 | $111,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 18,901 | $111,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 2,769 | $111,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 11,071 | $111,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 11,131 | $111,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,190 | $110,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,274 | $110,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 4,284 | $110,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 4,304 | $110,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 6,264 | $110,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 2,058 | $110,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,933 | $110,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,700 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 2,675 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,350 | $109,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 10,920 | $109,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 7,362 | $108,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,443 | $108,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 5,418 | $108,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 2,877 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,168 | $108,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,550 | $108,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 41,500 | $108,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 11,000 | $108,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,461 | $107,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,310 | $107,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 2,066 | $107,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,956 | $107,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 18,714 | $107,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,309 | $107,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 15,290 | $107,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,830 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 6,518 | $107,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 10,670 | $107,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 10,000 | $107,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 3,981 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,958 | $106,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 1,720 | $106,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 7,847 | $106,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 32,650 | $106,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 5,476 | $106,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 12,979 | $106,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,050 | $105,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 3,948 | $105,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,948 | $104,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 3,069 | $104,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,114 | $104,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,287 | $104,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,635 | $104,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 112,927 | $104,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 10,365 | $104,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 50,000 | $104,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 600 | $103,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 1,385 | $103,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,916 | $103,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,499 | $103,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 24,787 | $103,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1,804 | $103,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 10,000 | $103,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 3,384 | $102,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 7,573 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 2,141 | $102,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,056 | $102,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 3,198 | $102,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,062 | $102,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,957 | $102,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 7,892 | $101,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 10,676 | $101,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 16,065 | $101,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,292 | $101,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 2,753 | $101,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 14,597 | $101,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 2,811 | $101,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5,834 | $101,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 10,000 | $101,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 10,000 | $101,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,705 | $100,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 4,856 | $100,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,325 | $100,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,937 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 2,194 | $100,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,000 | $100,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 10,019 | $100,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 10,113 | $100,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,480 | $100,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,000 | $100,000 | thousands by filing date | |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 1,979 | $100,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 10,360 | $100,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 3,316 | $99,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,101 | $99,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,024 | $99,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 1,938 | $99,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 34,372 | $99,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 9,865 | $99,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 10,000 | $99,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 9,885 | $99,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,479 | $98,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 7,599 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,711 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,725 | $98,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,055 | $98,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 3,641 | $98,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 9,674 | $97,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,397 | $97,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 6,574 | $97,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 7,300 | $97,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 31,472 | $97,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 500 | $96,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 4,536 | $96,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 3,224 | $96,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,426 | $96,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,548 | $96,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 73,567 | $96,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 20,069 | $96,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,240 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |