13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 57,314 | $774,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 27,185 | $774,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 118,858 | $773,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 7,394 | $773,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 31,504 | $772,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 33,716 | $772,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 14,034 | $772,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 59,445 | $771,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 19,038 | $771,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 29,578 | $770,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 16,918 | $770,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 50,738 | $769,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 41,943 | $769,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 48,200 | $766,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 79,832 | $766,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 44,434 | $766,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 32,603 | $765,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,620 | $763,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 30,170 | $761,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 64,620 | $761,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 14,871 | $759,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 46,897 | $758,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 12,087 | $758,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 18,427 | $758,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 137,591 | $758,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 51,825 | $756,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 34,100 | $755,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 21,110 | $753,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 17,203 | $753,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 99,394 | $752,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,010 | $752,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 29,278 | $750,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 80,986 | $749,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,504 | $746,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,704 | $745,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 12,189 | $744,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 50,000 | $741,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,208 | $740,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 47,821 | $740,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 125,973 | $739,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,403 | $737,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,677 | $736,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 39,134 | $736,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 36,211 | $735,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 68,134 | $734,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,027 | $733,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 183,226 | $733,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 30,696 | $732,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 55,229 | $732,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 136,951 | $731,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,595 | $731,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 50,512 | $730,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,259 | $729,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,800 | $728,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 58,328 | $728,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 15,467 | $727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 32,848 | $727,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 58,980 | $727,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 219,744 | $727,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 41,464 | $725,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,967 | $723,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 62,508 | $723,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 28,081 | $723,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 29,461 | $723,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 401,034 | $722,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 33,998 | $722,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 5,530 | $721,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 20,049 | $721,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,254 | $718,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 10,401 | $718,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 69,702 | $717,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 50,000 | $716,000 | thousands by filing date | put |
| PHREESIA INC | 71944F106 | COM | 13,727 | $715,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 23,512 | $713,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 34,946 | $712,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 45,772 | $712,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 64,672 | $711,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 38,810 | $710,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 29,100 | $709,000 | thousands by filing date | call |
| PRIMO WATER CORPORATION | 74167P108 | COM | 43,566 | $708,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 18,026 | $706,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 18,261 | $706,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 189,812 | $706,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 64,296 | $705,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 129,262 | $704,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 139,070 | $702,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 36,049 | $702,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 37,066 | $702,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 51,894 | $701,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 49,537 | $700,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,495 | $696,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 26,935 | $695,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 23,298 | $694,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 9,076 | $693,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 24,084 | $693,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 88,590 | $691,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,897 | $690,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 17,753 | $690,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 160,373 | $690,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 64,007 | $689,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,203 | $688,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,103 | $687,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 56,841 | $687,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 28,600 | $686,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 166,481 | $685,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,914 | $685,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 78,087 | $684,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75,273 | $683,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 36,048 | $682,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 141,388 | $682,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 21,292 | $682,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 13,745 | $680,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 63,619 | $678,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 51,507 | $678,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 10,159 | $678,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 18,686 | $678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,039 | $678,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 20,000 | $678,000 | thousands by filing date | call |
| STRIDE INC | 86333M108 | COM | 22,500 | $677,000 | thousands by filing date | call |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 33,189 | $676,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 40,565 | $676,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,244 | $676,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 38,165 | $675,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 91,590 | $675,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 30,876 | $673,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 11,395 | $673,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 189,630 | $673,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 142,485 | $672,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 49,979 | $670,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 41,988 | $667,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 134,324 | $666,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 110,844 | $666,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 36,752 | $665,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,554 | $664,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 97,600 | $664,000 | thousands by filing date | call |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 36,150 | $662,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 157,358 | $661,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,462 | $661,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 21,248 | $660,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 37,123 | $660,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 83,747 | $660,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 35,643 | $660,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 48,315 | $659,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 76,688 | $659,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 12,156 | $659,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 30,719 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,859 | $658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 26,111 | $658,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 43,798 | $658,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 9,024 | $657,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,910 | $656,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 40,200 | $655,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 61,323 | $655,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 165,988 | $654,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 21,624 | $653,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 16,775 | $652,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 74,326 | $651,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 44,737 | $651,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 411,596 | $650,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 15,919 | $650,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 285,000 | $650,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 202,545 | $650,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 22,170 | $649,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 96,853 | $649,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 26,110 | $649,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 30,311 | $648,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 6,504 | $648,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 97,302 | $644,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,521 | $644,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 26,481 | $643,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,820 | $643,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 57,621 | $642,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 21,284 | $641,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 75,981 | $641,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 84,100 | $641,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 6,359 | $640,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 10,275 | $640,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 52,422 | $640,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 26,001 | $639,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,018 | $638,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 121,479 | $638,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 20,794 | $637,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 12,155 | $636,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 10,036 | $636,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 51,889 | $634,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,146 | $634,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 41,235 | $634,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 19,041 | $631,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 35,449 | $631,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 47,831 | $631,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 23,800 | $631,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 81,460 | $630,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,003 | $629,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 15,059 | $629,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 9,177 | $628,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 57,285 | $628,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 13,034 | $627,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 11,968 | $626,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 58,859 | $625,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 78,632 | $624,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 19,833 | $623,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 43,586 | $623,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 8,970 | $623,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 26,103 | $622,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 16,164 | $621,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,175 | $621,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 13,350 | $619,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 13,777 | $617,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 18,306 | $617,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,153 | $616,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 13,960 | $615,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 36,928 | $615,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 33,389 | $614,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 28,226 | $614,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 14,918 | $613,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 54,042 | $613,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 12,472 | $611,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 31,992 | $607,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 30,982 | $607,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 75,041 | $607,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 69,568 | $606,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24,086 | $605,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 5,649 | $605,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 10,977 | $604,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 46,914 | $604,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,040 | $604,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 37,384 | $603,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 61,399 | $603,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 51,352 | $603,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 53,726 | $602,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 43,264 | $601,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 4,989 | $600,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 90,615 | $599,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 121,798 | $598,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,620 | $597,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 29,433 | $596,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 58,562 | $596,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 15,315 | $595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,330 | $594,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 7,341 | $593,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 16,000 | $593,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 21,149 | $593,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,182 | $592,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 16,162 | $592,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 44,259 | $592,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 20,446 | $591,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 37,107 | $590,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 10,356 | $587,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 11,087 | $582,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,688 | $582,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 36,952 | $582,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 63,581 | $582,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 48,907 | $581,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 21,179 | $580,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 60,000 | $580,000 | thousands by filing date | call |
| SURO CAP CORP | 86887Q109 | COM NEW | 42,630 | $578,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 60,800 | $577,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 26,018 | $577,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 48,596 | $577,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 31,651 | $577,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 115,735 | $576,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 9,948 | $575,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 54,985 | $575,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 39,312 | $574,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 13,480 | $574,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 10,793 | $574,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,754 | $573,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 37,743 | $572,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 101,102 | $571,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 23,736 | $571,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 10,000 | $570,000 | thousands by filing date | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 24,285 | $570,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,000 | $569,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 90,621 | $569,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,375 | $569,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 19,756 | $568,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,745 | $565,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 22,683 | $564,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 16,706 | $563,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 16,913 | $563,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 20,730 | $563,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,000 | $561,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 12,887 | $559,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 22,356 | $558,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 57,336 | $557,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,009 | $556,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 34,420 | $553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 20,851 | $553,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,617 | $552,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 36,048 | $552,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 17,494 | $550,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 31,557 | $550,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 44,347 | $549,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 32,030 | $549,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 38,234 | $549,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 37,173 | $548,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 41,275 | $547,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 42,016 | $544,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 65,400 | $543,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 16,884 | $542,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 119,370 | $542,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 11,600 | $541,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 93,235 | $541,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 8,614 | $541,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 19,216 | $540,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,886 | $539,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 59,578 | $538,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 38,025 | $537,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 64,583 | $537,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 43,726 | $536,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,690 | $536,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 29,174 | $536,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 16,529 | $536,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 79,887 | $536,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 9,444 | $535,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 27,120 | $535,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 17,721 | $534,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 26,173 | $532,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 18,181 | $532,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 32,001 | $532,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 89,626 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 8,401 | $531,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 16,952 | $531,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 13,900 | $531,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 99,962 | $530,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,091 | $529,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 67,365 | $528,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 45,143 | $527,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,957 | $527,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 27,075 | $526,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 22,264 | $524,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,100 | $522,000 | thousands by filing date | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 38,484 | $521,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 30,198 | $521,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 18,175 | $521,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 23,611 | $520,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,707 | $520,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 11,420 | $517,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,962 | $517,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 18,566 | $517,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 236,410 | $516,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 55,338 | $515,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 50,719 | $515,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 3,532 | $514,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 43,242 | $514,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,548 | $514,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 44,117 | $514,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,843 | $513,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 10,167 | $512,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 13,772 | $512,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,439 | $511,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 35,668 | $511,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,403 | $510,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 59,973 | $510,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 77,220 | $509,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 25,206 | $507,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 21,850 | $507,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 54,250 | $506,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 21,015 | $504,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 22,547 | $503,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 29,700 | $503,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,334 | $502,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 11,694 | $502,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 47,070 | $502,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,000 | $501,000 | thousands by filing date | call |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 4,644 | $501,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 26,640 | $500,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 49,099 | $500,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 48,884 | $499,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14,332 | $498,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 11,673 | $497,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 35,722 | $496,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 51,665 | $495,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,712 | $495,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 5,868 | $495,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 71,433 | $494,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 19,164 | $493,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 122,000 | $493,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 19,419 | $492,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 43,596 | $492,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 271,988 | $492,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 47,160 | $492,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,430 | $491,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,045 | $488,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 113,215 | $488,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 39,802 | $487,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 91,408 | $487,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 3,925 | $486,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 44,798 | $486,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,280 | $485,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 31,548 | $484,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 48,570 | $484,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,924 | $483,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 8,763 | $483,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 45,993 | $483,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 48,158 | $483,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 17,958 | $482,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 17,611 | $481,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 47,320 | $481,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 38,888 | $481,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,472 | $481,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 9,342 | $480,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,681 | $479,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 30,704 | $479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 5,158 | $478,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 21,433 | $478,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 50,800 | $477,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 47,227 | $477,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 44,856 | $475,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,768 | $475,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,400 | $475,000 | thousands by filing date | call |
| QUALTRICS INTL INC | 747601201 | COM CL A | 14,434 | $475,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 50,804 | $474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 6,976 | $473,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,405 | $472,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 14,171 | $470,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 107,585 | $469,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 92,044 | $469,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 34,842 | $468,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,600 | $467,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 8,600 | $467,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,661 | $466,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,530 | $465,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,299 | $465,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 12,135 | $465,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 27,025 | $464,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,548 | $464,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 62,827 | $463,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 30,999 | $463,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 32,706 | $461,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,436 | $461,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 48,624 | $460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,129 | $460,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 10,174 | $459,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 46,265 | $459,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 16,558 | $458,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 19,312 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,641 | $458,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 18,070 | $458,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 37,200 | $458,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 53,629 | $457,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 18,021 | $457,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 818 | $457,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 60,737 | $456,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 31,027 | $456,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,845 | $455,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 29,948 | $455,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 45,854 | $455,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 15,165 | $455,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 11,047 | $454,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 37,536 | $454,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,578 | $450,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 48,130 | $450,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,400 | $449,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 30,939 | $447,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,699 | $446,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,878 | $446,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,774 | $445,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 27,847 | $445,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 8,821 | $444,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 14,493 | $444,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 26,898 | $444,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 27,675 | $442,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,998 | $442,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 35,924 | $442,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 15,463 | $441,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 43,243 | $441,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 6,733 | $440,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 16,610 | $440,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 28,192 | $439,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,673 | $439,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 9,863 | $438,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 44,350 | $438,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 31,122 | $437,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 10,405 | $437,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 7,457 | $436,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 12,500 | $435,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 72,127 | $435,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 27,169 | $434,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 30,257 | $434,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 54,110 | $434,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 31,863 | $432,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,786 | $432,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 21,000 | $430,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 29,134 | $430,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 34,928 | $428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,259 | $428,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 12,525 | $428,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 10,768 | $428,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,734 | $427,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,700 | $427,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 8,488 | $427,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 40,646 | $427,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,998 | $426,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 12,939 | $426,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 24,764 | $426,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 83,400 | $425,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 42,891 | $425,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 15,623 | $424,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,089 | $424,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |