13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROWN FORMAN CORP | 115637100 | CL A | 13,908 | $1,022,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 49,430 | $1,022,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 70,606 | $1,022,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 405,601 | $1,022,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 31,164 | $1,021,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 100,508 | $1,020,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,400 | $1,019,000 | thousands by filing date | call |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 40,007 | $1,019,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 14,188 | $1,018,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 7,207 | $1,018,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,264 | $1,017,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 332,131 | $1,016,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 16,389 | $1,015,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 28,886 | $1,012,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 90,571 | $1,012,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 13,603 | $1,010,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 86,471 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,796 | $1,009,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 15,000 | $1,007,000 | thousands by filing date | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 15,000 | $1,007,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 145,380 | $1,007,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 80,819 | $1,007,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 16,471 | $1,007,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,913 | $1,006,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 22,707 | $1,006,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 35,875 | $1,006,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 26,797 | $1,003,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 22,876 | $1,003,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 23,173 | $1,002,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 24,350 | $1,001,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 152,761 | $1,000,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,000 | $1,000,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 56,176 | $996,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 15,758 | $995,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 20,488 | $994,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,477 | $993,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,276 | $993,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 17,905 | $992,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 43,000 | $991,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 68,703 | $987,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 21,687 | $987,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 18,870 | $986,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 66,649 | $986,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 53,117 | $985,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 57,076 | $981,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 20,655 | $980,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 14,055 | $978,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 181,582 | $978,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 193,991 | $977,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 10,000 | $977,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 31,259 | $974,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 32,436 | $973,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 33,225 | $970,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,797 | $970,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 23,790 | $967,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 16,598 | $964,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 207,421 | $964,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 23,960 | $963,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,942 | $963,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 66,060 | $962,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 212,425 | $960,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 228,189 | $959,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 10,727 | $957,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,700 | $956,000 | thousands by filing date | put |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 22,117 | $956,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 18,051 | $955,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 32,760 | $952,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22,500 | $952,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 15,045 | $949,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 35,749 | $949,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 44,959 | $947,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 26,461 | $947,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 191,807 | $944,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 67,217 | $942,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 165,350 | $941,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 19,815 | $940,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 24,331 | $939,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 81,980 | $938,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 200,000 | $936,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 469,247 | $934,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,900 | $932,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 53,943 | $929,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 113,228 | $929,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 34,979 | $928,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 672,507 | $928,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 45,542 | $928,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 21,400 | $927,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 13,353 | $927,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 30,410 | $927,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 34,142 | $922,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,624 | $921,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 70,097 | $920,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 108,761 | $919,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 48,311 | $918,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,323 | $916,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,834 | $914,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 43,903 | $914,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 30,746 | $913,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 45,384 | $912,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 6,674 | $911,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 8,300 | $910,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,200 | $909,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 108,874 | $908,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 25,695 | $907,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 17,979 | $903,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 87,555 | $902,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 16,762 | $898,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 101,659 | $890,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 12,193 | $889,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 40,000 | $888,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 11,555 | $887,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 79,450 | $885,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,693 | $885,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,300 | $884,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 6,421 | $879,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 131,428 | $878,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $877,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 177,342 | $876,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 52,294 | $876,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 27,468 | $875,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 42,953 | $875,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 23,043 | $875,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,600 | $872,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,916 | $866,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 95,711 | $866,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 32,048 | $866,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 34,913 | $865,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 42,981 | $865,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 25,169 | $864,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 20,000 | $863,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 28,055 | $863,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 50,258 | $861,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 148,176 | $861,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 32,213 | $860,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 19,380 | $858,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 52,575 | $858,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 36,923 | $858,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 53,971 | $857,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 72,099 | $857,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,869 | $856,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 4,723 | $853,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 148,507 | $852,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,195 | $851,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 97,295 | $851,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 57,783 | $851,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 19,905 | $850,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,752 | $848,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 14,129 | $848,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 8,401 | $848,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 7,394 | $848,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 19,014 | $848,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 41,366 | $848,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 64,490 | $847,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 62,087 | $846,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 110,761 | $844,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,164 | $835,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 67,674 | $835,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 18,528 | $835,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 96,371 | $834,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 20,642 | $832,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 40,409 | $831,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $830,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 104,404 | $830,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 85,470 | $830,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 7,402 | $828,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,157 | $827,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 57,047 | $827,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,545 | $824,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 85,280 | $824,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 18,118 | $823,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 426,297 | $823,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 55,550 | $823,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 34,744 | $823,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 19,496 | $822,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 9,205 | $821,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 11,025 | $820,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 21,353 | $820,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 48,803 | $819,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 10,000 | $818,000 | thousands by filing date | call |
| Leslie's Inc | 527064109 | Common Stock | 29,496 | $818,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 93,400 | $817,000 | thousands by filing date | call |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 48,912 | $817,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 115,398 | $815,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 29,643 | $815,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 29,846 | $813,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,399 | $812,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 51,538 | $810,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 22,339 | $808,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 196,809 | $807,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 36,708 | $807,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 27,372 | $805,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 27,936 | $805,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 61,675 | $805,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 48,237 | $804,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 75,415 | $804,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 18,620 | $802,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 24,213 | $801,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 20,667 | $798,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 90,000 | $797,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 237,275 | $797,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 56,618 | $796,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 15,103 | $796,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 13,990 | $795,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 28,300 | $794,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 35,040 | $793,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 15,021 | $793,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 23,453 | $793,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 46,653 | $792,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 19,867 | $792,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 83,850 | $790,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 24,543 | $790,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 31,829 | $789,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 44,431 | $789,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 28,960 | $784,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 107,215 | $784,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 42,996 | $784,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 44,410 | $783,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 51,782 | $781,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 122,972 | $779,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 62,634 | $779,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 20,000 | $779,000 | thousands by filing date | call |
| POLYPID LTD | M8001Q118 | SHS | 78,562 | $778,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 27,542 | $777,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 52,045 | $777,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 210,069 | $773,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 82,241 | $773,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 30,840 | $772,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,400 | $772,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 58,475 | $772,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 197,334 | $772,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 31,684 | $771,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 68,122 | $767,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 14,227 | $767,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 43,295 | $767,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,387 | $765,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 18,873 | $765,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 83,903 | $764,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 62,891 | $762,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 18,084 | $761,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 91,824 | $760,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 112,627 | $760,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 39,326 | $759,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 25,338 | $757,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 75,677 | $756,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 190,928 | $756,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 205,000 | $752,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 8,700 | $751,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 137,704 | $750,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 25,505 | $750,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 36,761 | $749,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 16,800 | $749,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 11,143 | $748,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 137,937 | $748,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 48,049 | $747,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 109,465 | $747,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 30,175 | $747,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 36,617 | $746,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 18,458 | $745,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 49,786 | $745,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 30,000 | $744,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 20,080 | $744,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 6,631 | $742,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 128,944 | $740,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 27,906 | $736,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 36,621 | $736,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 39,939 | $736,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 28,800 | $734,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 16,050 | $732,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 152,294 | $731,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 152,200 | $731,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 49,607 | $730,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 20,322 | $729,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 30,260 | $728,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 10,609 | $727,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,914 | $726,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 27,527 | $726,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 12,063 | $725,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 313,378 | $724,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,963 | $724,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 18,674 | $724,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 56,322 | $724,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,716 | $723,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 108,480 | $723,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 47,074 | $722,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 29,465 | $722,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 22,350 | $720,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 49,839 | $719,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 14,233 | $718,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 54,527 | $718,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 78,167 | $718,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 38,487 | $717,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,676 | $714,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 65,529 | $714,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 136,546 | $713,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,195 | $713,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 21,239 | $713,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 167,850 | $713,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 17,500 | $712,000 | thousands by filing date | call |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 66,676 | $712,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 32,599 | $711,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 28,022 | $710,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 27,455 | $709,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 30,500 | $707,000 | thousands by filing date | call |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 42,788 | $705,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 13,583 | $704,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,401 | $702,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 9,114 | $702,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 102,380 | $702,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 112,801 | $702,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 50,491 | $701,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,503 | $700,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 48,007 | $700,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 15,555 | $699,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 43,013 | $697,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 17,188 | $696,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 52,466 | $696,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 96,692 | $694,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 17,854 | $694,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 25,000 | $693,000 | thousands by filing date | put |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 64,400 | $692,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 95,145 | $691,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,975 | $691,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 80,112 | $691,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 54,925 | $690,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 46,000 | $690,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 35,000 | $689,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 41,923 | $688,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 49,596 | $688,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,835 | $686,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 17,761 | $686,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 35,679 | $684,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,035 | $684,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,216 | $683,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 148,577 | $683,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 12,307 | $683,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 4,915 | $682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 19,048 | $681,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 6,185 | $680,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 288,933 | $676,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 45,813 | $676,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 72,781 | $676,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 61,060 | $675,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 68,768 | $672,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 75,910 | $672,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 21,200 | $672,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 34,755 | $671,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 75,600 | $670,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 51,074 | $670,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,331 | $669,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 41,428 | $669,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,402 | $669,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 24,085 | $669,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 832,138 | $667,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 70,395 | $667,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 130,790 | $666,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 19,523 | $666,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 55,846 | $665,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 38,646 | $665,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 27,088 | $664,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 34,014 | $664,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,800 | $664,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,800 | $664,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 6,835 | $664,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 28,913 | $663,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 50,323 | $663,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 24,716 | $662,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 15,000 | $662,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 23,281 | $660,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 140,626 | $658,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 23,886 | $658,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,471 | $658,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 77,862 | $658,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 9,080 | $657,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 38,168 | $656,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,784 | $655,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 43,770 | $653,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 986,975 | $652,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 281,900 | $651,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 37,055 | $651,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 58,074 | $650,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 26,547 | $650,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 138,287 | $650,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 36,216 | $649,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 29,730 | $649,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 37,653 | $649,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 27,437 | $649,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 61,400 | $648,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 192,111 | $648,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 21,544 | $647,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,500 | $647,000 | thousands by filing date | call |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 6,458 | $646,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,593 | $646,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 56,705 | $646,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 81,742 | $645,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,427 | $645,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 25,995 | $644,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 11,125 | $644,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 15,000 | $644,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 110,652 | $643,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 91,386 | $640,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 25,470 | $639,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 59,842 | $639,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,160 | $638,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 81,198 | $638,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 61,479 | $637,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 48,849 | $637,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 56,896 | $636,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 97,458 | $636,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 48,400 | $635,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 39,201 | $633,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 33,975 | $633,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 158,874 | $631,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 48,527 | $630,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 33,676 | $630,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 8,232 | $628,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,645 | $628,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,842,754 | $625,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 60,843 | $624,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 46,232 | $624,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,117 | $623,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 142,373 | $622,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,586 | $622,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 60,100 | $622,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 16,861 | $621,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 5,355 | $621,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 52,145 | $619,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 10,996 | $618,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 58,440 | $618,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 83,624 | $618,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 50,150 | $618,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 11,485 | $617,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 14,332 | $616,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 69,433 | $616,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,500 | $615,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 78,962 | $614,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 11,738 | $613,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 44,680 | $612,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 88,706 | $612,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 42,059 | $612,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 13,491 | $611,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,542 | $611,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 33,988 | $611,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,747 | $611,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 56,540 | $610,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 49,479 | $610,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 41,709 | $609,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 7,022 | $608,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 14,054 | $608,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 30,673 | $607,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 38,887 | $607,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 43,340 | $606,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 24,544 | $605,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 21,600 | $605,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 77,602 | $605,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,000 | $603,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 50,000 | $601,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 29,618 | $601,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 18,367 | $601,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 53,850 | $601,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35,843 | $600,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 15,108 | $599,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 26,190 | $599,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 25,109 | $597,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 19,025 | $597,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 18,825 | $596,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 57,500 | $596,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 10,013 | $595,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 9,724 | $595,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 18,209 | $595,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 52,018 | $595,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 60,235 | $594,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 39,282 | $594,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 37,370 | $594,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 20,011 | $594,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 86,116 | $593,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,789 | $593,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 34,996 | $593,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,662 | $593,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 6,116 | $588,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 38,848 | $587,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 39,778 | $586,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 45,861 | $586,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 16,159 | $585,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 14,690 | $582,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12,000 | $581,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,853 | $581,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 24,556 | $580,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 45,000 | $578,000 | thousands by filing date | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 6,583 | $578,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 17,108 | $577,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,518 | $576,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 13,375 | $576,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,317 | $575,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 70,791 | $575,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 66,348 | $574,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 35,431 | $574,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 17,500 | $573,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 50,000 | $572,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 12,057 | $571,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $571,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |