13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 166,848 | $1,785,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 350,649 | $1,785,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 40,481 | $1,783,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6,500 | $1,779,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 20,985 | $1,779,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 123,333 | $1,778,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 54,892 | $1,778,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 21,756 | $1,776,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 21,634 | $1,771,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,300 | $1,769,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 124,866 | $1,767,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28,000 | $1,765,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 22,844 | $1,765,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 23,437 | $1,764,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 40,821 | $1,763,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 50,431 | $1,760,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 733,213 | $1,760,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 74,983 | $1,757,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 95,280 | $1,756,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 44,657 | $1,756,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 392,638 | $1,755,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 71,477 | $1,754,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 119,582 | $1,752,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 125,026 | $1,748,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 171,173 | $1,746,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 28,072 | $1,744,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 32,700 | $1,739,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 198,045 | $1,739,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 76,511 | $1,739,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 192,275 | $1,738,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 92,200 | $1,737,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 40,940 | $1,735,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 98,488 | $1,731,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 26,970 | $1,730,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 47,968 | $1,729,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 26,903 | $1,729,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 23,919 | $1,729,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,728,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 87,202 | $1,725,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 6,803 | $1,723,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 62,949 | $1,719,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 42,386 | $1,719,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 58,341 | $1,718,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 35,452 | $1,714,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 18,409 | $1,712,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 16,271 | $1,708,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 33,193 | $1,699,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 84,583 | $1,697,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 135,798 | $1,696,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 11,604 | $1,695,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 24,130 | $1,694,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 78,458 | $1,691,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,000 | $1,687,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 24,087 | $1,687,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 49,958 | $1,685,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 324,668 | $1,685,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 113,593 | $1,680,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 202,072 | $1,680,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 38,450 | $1,673,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 72,262 | $1,671,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 40,000 | $1,670,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 250,000 | $1,668,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 200,000 | $1,668,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 192,590 | $1,668,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,493 | $1,668,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 35,678 | $1,663,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 114,531 | $1,655,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 388,206 | $1,654,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 91,581 | $1,653,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 45,300 | $1,643,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 22,395 | $1,639,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 200,830 | $1,639,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 150,000 | $1,637,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 120,378 | $1,631,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 52,094 | $1,629,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 56,397 | $1,628,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 22,721 | $1,628,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 68,926 | $1,627,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 24,788 | $1,627,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 28,020 | $1,625,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,233 | $1,625,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,525 | $1,622,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 54,363 | $1,620,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 72,337 | $1,620,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 275,432 | $1,617,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 37,430 | $1,617,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 14,000 | $1,616,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 364,281 | $1,614,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 45,000 | $1,610,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 17,834 | $1,608,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 234,121 | $1,608,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 65,244 | $1,607,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 140,053 | $1,605,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 29,361 | $1,604,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 43,100 | $1,600,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 50,000 | $1,600,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 127,508 | $1,600,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 411,325 | $1,600,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 167,095 | $1,598,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 29,672 | $1,598,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 85,229 | $1,597,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 12,079 | $1,597,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 34,535 | $1,595,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 690,000 | $1,594,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 33,223 | $1,591,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 100,000 | $1,589,000 | thousands by filing date | put |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 39,953 | $1,589,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 15,400 | $1,588,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 50,000 | $1,588,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 32,295 | $1,587,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 252,916 | $1,586,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 28,621 | $1,586,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 73,539 | $1,585,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 53,625 | $1,585,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34,349 | $1,584,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 111,685 | $1,584,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 37,021 | $1,583,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 895,656 | $1,577,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 154,600 | $1,577,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 36,006 | $1,577,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 28,911 | $1,577,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 571,114 | $1,576,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 72,119 | $1,576,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 117,240 | $1,575,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 46,292 | $1,574,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 69,829 | $1,573,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 78,261 | $1,568,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 19,341 | $1,567,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 374,561 | $1,562,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,922 | $1,558,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 16,215 | $1,558,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 117,020 | $1,553,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 43,683 | $1,550,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 16,620 | $1,548,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 20,971 | $1,547,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 155,732 | $1,546,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 29,100 | $1,543,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 97,038 | $1,543,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 50,746 | $1,540,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 91,495 | $1,536,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 50,000 | $1,534,000 | thousands by filing date | put |
| CENTERSPACE COM | 15202L107 | REIT | 21,657 | $1,530,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 113,973 | $1,529,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 27,866 | $1,528,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 34,187 | $1,527,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,000 | $1,527,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 42,400 | $1,526,000 | thousands by filing date | call |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 28,300 | $1,525,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 17,397 | $1,521,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 450,000 | $1,521,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 40,246 | $1,516,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,000 | $1,514,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 20,585 | $1,512,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 21,392 | $1,511,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 45,575 | $1,509,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 170,284 | $1,509,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 59,651 | $1,508,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 38,411 | $1,507,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 83,746 | $1,504,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 181,407 | $1,502,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 15,628 | $1,499,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 286,235 | $1,498,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 39,234 | $1,498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,224 | $1,495,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15,936 | $1,495,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 395,260 | $1,494,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,000 | $1,493,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 391,455 | $1,492,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 85,368 | $1,490,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 140,230 | $1,490,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 32,868 | $1,490,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 159,457 | $1,486,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 16,884 | $1,485,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 261,890 | $1,480,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 96,105 | $1,478,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 38,456 | $1,478,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 155,410 | $1,475,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 58,103 | $1,474,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 18,663 | $1,474,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 22,958 | $1,473,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,473,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 29,200 | $1,471,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,000 | $1,470,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 53,359 | $1,470,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 96,013 | $1,468,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 68,418 | $1,467,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 102,229 | $1,467,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 35,347 | $1,464,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 150,437 | $1,463,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 30,000 | $1,462,000 | thousands by filing date | call |
| VITAL FARMS INC | 92847W103 | COM | 57,710 | $1,461,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 24,097 | $1,460,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 34,449 | $1,458,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 100,041 | $1,458,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 42,133 | $1,457,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 309,579 | $1,455,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 38,816 | $1,453,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 113,924 | $1,449,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 101,983 | $1,447,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 29,796 | $1,446,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 95,801 | $1,446,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 76,069 | $1,446,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 63,000 | $1,445,000 | thousands by filing date | call |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 33,484 | $1,444,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 33,134 | $1,442,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 70,800 | $1,441,000 | thousands by filing date | call |
| ONTRAK INC | 683373104 | COM | 23,334 | $1,441,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 96,925 | $1,440,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 41,015 | $1,440,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 14,263 | $1,439,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 110,966 | $1,436,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 35,313 | $1,435,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 7,200 | $1,433,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 79,081 | $1,432,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 38,624 | $1,432,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 27,450 | $1,430,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 20,243 | $1,429,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 96,000 | $1,428,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 39,387 | $1,428,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 34,762 | $1,427,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 16,051 | $1,426,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 384,925 | $1,421,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 420,223 | $1,420,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 43,387 | $1,419,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 17,027 | $1,417,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 44,088 | $1,416,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 121,366 | $1,416,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 79,454 | $1,414,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 74,296 | $1,408,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 55,300 | $1,406,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 19,886 | $1,404,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 360,681 | $1,403,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 71,242 | $1,403,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 24,353 | $1,402,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 63,162 | $1,400,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 62,277 | $1,399,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 58,200 | $1,397,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 10,082 | $1,390,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 260,211 | $1,387,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 50,000 | $1,386,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 66,199 | $1,384,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 26,710 | $1,383,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 38,014 | $1,383,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,900 | $1,381,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 36,635 | $1,381,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 53,595 | $1,376,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 552,448 | $1,376,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 53,189 | $1,374,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 25,000 | $1,371,000 | thousands by filing date | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 30,330 | $1,369,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 30,000 | $1,367,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 39,324 | $1,366,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 28,658 | $1,366,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 90,550 | $1,362,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 130,297 | $1,360,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 47,994 | $1,360,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 19,118 | $1,359,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 22,967 | $1,358,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 22,429 | $1,356,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 21,900 | $1,356,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 93,623 | $1,354,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 117,935 | $1,354,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 82,584 | $1,353,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 93,837 | $1,351,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 167,155 | $1,349,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 12,900 | $1,348,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 49,054 | $1,345,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 37,000 | $1,344,000 | thousands by filing date | put |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 91,469 | $1,342,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 240,603 | $1,340,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 19,265 | $1,340,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 73,657 | $1,337,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 37,603 | $1,337,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 42,868 | $1,336,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 232,103 | $1,335,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 125,994 | $1,335,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 9,059 | $1,331,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 93,464 | $1,330,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 284,477 | $1,329,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 104,601 | $1,326,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,600 | $1,325,000 | thousands by filing date | put |
| ASANA INC | 04342Y104 | CL A | 44,697 | $1,321,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 21,594 | $1,320,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 78,667 | $1,320,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 24,325 | $1,316,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 877,578 | $1,316,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 102,826 | $1,310,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 6,200 | $1,310,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 64,933 | $1,309,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,309,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 42,283 | $1,308,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 15,389 | $1,307,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 32,024 | $1,306,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 35,120 | $1,306,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 75,191 | $1,305,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 40,093 | $1,305,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 56,272 | $1,304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 36,648 | $1,304,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 430,400 | $1,304,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,200 | $1,303,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 18,005 | $1,300,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 17,197 | $1,299,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 89,049 | $1,299,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 91,235 | $1,297,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,508 | $1,296,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 37,400 | $1,293,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 27,264 | $1,292,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,290,000 | thousands by filing date | put |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 17,087 | $1,288,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 122,387 | $1,288,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 30,000 | $1,288,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 95,623 | $1,287,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 56,395 | $1,287,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 30,604 | $1,283,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 130,911 | $1,283,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 58,408 | $1,282,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 40,276 | $1,282,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 18,725 | $1,280,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 147,374 | $1,277,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 33,290 | $1,275,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 42,541 | $1,273,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 39,202 | $1,272,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 143,156 | $1,270,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,000 | $1,269,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 264,033 | $1,267,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 22,215 | $1,265,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 41,873 | $1,265,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 42,167 | $1,263,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 26,806 | $1,263,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 30,459 | $1,258,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 107,113 | $1,256,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 90,000 | $1,256,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 21,197 | $1,253,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 26,400 | $1,253,000 | thousands by filing date | call |
| WW INTL INC | 98262P101 | COM | 51,140 | $1,247,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 21,807 | $1,245,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 20,880 | $1,244,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 48,869 | $1,244,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 113,567 | $1,243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 33,203 | $1,243,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 34,183 | $1,242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 49,899 | $1,241,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 420,504 | $1,240,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,000 | $1,237,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 73,280 | $1,235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 31,677 | $1,235,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 105,951 | $1,234,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 44,534 | $1,233,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 148,851 | $1,230,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 28,409 | $1,229,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 91,017 | $1,225,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17,150 | $1,222,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 22,747 | $1,220,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 228,860 | $1,220,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 28,128 | $1,220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 36,241 | $1,220,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,900 | $1,218,000 | thousands by filing date | put |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 45,491 | $1,218,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,915 | $1,217,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 36,819 | $1,213,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 54,624 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 44,317 | $1,209,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 43,759 | $1,206,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 111,571 | $1,204,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 99,798 | $1,202,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 10,980 | $1,199,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 76,131 | $1,191,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 32,076 | $1,190,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,400 | $1,188,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A130 | COM | 70,105 | $1,187,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 177,198 | $1,186,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 108,076 | $1,186,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 27,937 | $1,184,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 26,034 | $1,184,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 42,000 | $1,183,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 104,793 | $1,183,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 66,459 | $1,180,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 173,033 | $1,179,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 577,789 | $1,179,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 90,283 | $1,178,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 29,500 | $1,177,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 94,947 | $1,176,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26,400 | $1,174,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 28,000 | $1,171,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 16,000 | $1,167,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 9,574 | $1,165,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 25,225 | $1,160,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 23,309 | $1,160,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 32,000 | $1,159,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 17,438 | $1,158,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 8,392 | $1,158,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 33,853 | $1,157,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 166,931 | $1,155,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 205,000 | $1,148,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 112,574 | $1,148,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 100,835 | $1,146,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 48,990 | $1,146,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 66,249 | $1,145,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 10,816 | $1,145,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 126,863 | $1,144,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 15,700 | $1,143,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 15,350 | $1,141,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 45,929 | $1,141,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 136,678 | $1,140,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,500 | $1,138,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 36,610 | $1,136,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 42,003 | $1,135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 23,299 | $1,135,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 66,255 | $1,135,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 24,867 | $1,135,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 29,094 | $1,133,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 94,895 | $1,130,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 5,000 | $1,129,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 232,406 | $1,127,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 294,993 | $1,127,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 56,961 | $1,127,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 126,736 | $1,127,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 75,856 | $1,126,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 35,757 | $1,126,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 17,279 | $1,125,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 17,525 | $1,124,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 306,000 | $1,123,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 51,005 | $1,123,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 50,312 | $1,119,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 62,695 | $1,117,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 138,566 | $1,114,000 | thousands by filing date | |
| INFUSIVE US TR | 45687D106 | COMPUNDING EQT | 33,713 | $1,114,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 13,666 | $1,113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 13,184 | $1,113,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 113,689 | $1,112,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 31,030 | $1,110,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 31,763 | $1,110,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 14,944 | $1,109,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 81,244 | $1,107,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,200 | $1,106,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 23,222 | $1,105,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 25,560 | $1,104,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 28,837 | $1,103,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,073 | $1,101,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 329,591 | $1,101,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 103,000 | $1,099,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 39,485 | $1,098,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 109,412 | $1,094,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,756 | $1,093,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 10,905 | $1,091,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 75,070 | $1,090,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,000 | $1,089,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 105,325 | $1,089,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 16,374 | $1,089,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 176,365 | $1,087,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 34,260 | $1,087,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 88,087 | $1,083,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 146,041 | $1,082,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 53,205 | $1,082,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 128,965 | $1,079,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 31,236 | $1,078,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 40,754 | $1,077,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 102,124 | $1,077,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 31,550 | $1,077,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 40,948 | $1,072,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,898 | $1,071,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 223,173 | $1,071,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 22,473 | $1,066,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 26,652 | $1,066,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 40,831 | $1,066,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 68,784 | $1,065,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 33,924 | $1,064,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 15,959 | $1,063,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 32,277 | $1,062,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 18,259 | $1,062,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 28,234 | $1,060,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 72,232 | $1,060,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 483,038 | $1,058,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 136,619 | $1,058,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 168,181 | $1,058,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,633,340 | $1,057,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 175,000 | $1,057,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,600 | $1,056,000 | thousands by filing date | put |
| CARPARTS COM INC | 14427M107 | COM | 85,268 | $1,056,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 105,154 | $1,055,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 26,129 | $1,051,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 48,148 | $1,049,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 71,906 | $1,047,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 65,451 | $1,045,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 32,000 | $1,044,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 54,330 | $1,043,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 17,762 | $1,042,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 32,624 | $1,040,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 216,200 | $1,038,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 47,319 | $1,035,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 41,855 | $1,035,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,400 | $1,033,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,000 | $1,031,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 125,106 | $1,031,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 131,009 | $1,028,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,581 | $1,028,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 11,205 | $1,027,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 21,769 | $1,026,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 51,846 | $1,026,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 52,071 | $1,025,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |