13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 135,612 | $570,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 21,670 | $570,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 20,796 | $568,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 21,719 | $568,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 174,125 | $568,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 25,817 | $566,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,975 | $566,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 5,562 | $566,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 55,659 | $565,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 26,725 | $564,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 28,241 | $564,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 14,553 | $561,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 10,400 | $560,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,761 | $560,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 51,989 | $559,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,200 | $558,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 19,623 | $558,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 46,050 | $558,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 30,595 | $557,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 35,444 | $556,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 25,770 | $555,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,299 | $555,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 18,300 | $554,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 28,922 | $554,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 20,278 | $552,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 32,129 | $552,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 65,355 | $551,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 10,338 | $551,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 14,320 | $550,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 21,092 | $549,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 80,800 | $549,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 17,108 | $548,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 6,343 | $548,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 8,114 | $548,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 36,592 | $546,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 26,313 | $546,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,266 | $545,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 17,614 | $545,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 36,009 | $544,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,292 | $542,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,500 | $542,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 12,133 | $542,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 12,476 | $540,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 11,409 | $540,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 12,485 | $539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 21,011 | $539,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 15,329 | $536,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 58,971 | $536,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 43,089 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 22,978 | $535,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 26,742 | $535,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 24,281 | $535,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 28,225 | $535,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 52,499 | $533,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,351 | $532,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 13,843 | $532,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,879 | $531,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $530,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,214 | $530,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 25,652 | $528,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 9,781 | $528,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 57,655 | $527,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 16,968 | $527,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 50,000 | $527,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 41,437 | $525,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,000 | $523,000 | thousands by filing date | put |
| MCAFEE CORP | 579063108 | COM CL A | 31,380 | $523,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 113,336 | $523,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 12,986 | $522,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 17,400 | $522,000 | thousands by filing date | put |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 36,211 | $522,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 34,797 | $521,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 40,953 | $520,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 29,781 | $520,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 43,659 | $520,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,221 | $519,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 44,793 | $518,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 29,113 | $517,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,400 | $516,000 | thousands by filing date | put |
| SHOCKWAVE MED INC | 82489T104 | COM | 4,978 | $516,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 58,383 | $515,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,059 | $514,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 18,600 | $514,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 20,000 | $513,000 | thousands by filing date | put |
| NATURA &CO HLDG S A | 63884N108 | ADR | 25,607 | $513,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 12,070 | $511,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 19,513 | $509,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 66,546 | $509,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 47,717 | $508,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,830 | $507,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 57,315 | $507,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 25,905 | $507,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,287 | $506,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 11,073 | $505,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 40,549 | $504,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 8,865 | $503,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 126,133 | $503,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 15,697 | $502,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 58,900 | $500,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 38,303 | $499,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 30,000 | $497,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 56,614 | $496,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 47,226 | $496,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,248 | $496,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 52,103 | $496,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 66,796 | $494,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 36,052 | $494,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $493,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,700 | $492,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 10,882 | $492,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 36,151 | $491,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 49,044 | $491,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 48,281 | $491,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 208,647 | $490,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,829 | $487,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 17,069 | $487,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 103,754 | $487,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 38,075 | $486,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,318 | $486,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 5,796 | $485,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,470 | $484,000 | thousands by filing date | call |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 45,000 | $484,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 7,683 | $483,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 44,203 | $483,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 44,118 | $483,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 60,267 | $482,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 15,970 | $482,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 17,000 | $482,000 | thousands by filing date | call |
| AARONS CO INC | 00258W108 | COM | 25,334 | $481,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 6,000 | $481,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 87,593 | $481,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,052 | $480,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 54,697 | $479,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 8,707 | $478,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 84,899 | $478,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,831 | $478,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 14,653 | $478,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 44,378 | $478,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 46,322 | $477,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 34,199 | $477,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 46,944 | $477,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 15,000 | $476,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 36,349 | $476,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,625 | $473,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 127,175 | $473,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 6,279 | $473,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 45,000 | $473,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 10,864 | $472,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 45,429 | $472,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 53,682 | $471,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 23,904 | $471,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 45,989 | $471,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,982 | $470,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 15,096 | $469,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 10,194 | $468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,036 | $468,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,989 | $467,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 12,911 | $467,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 81,115 | $467,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 23,833 | $466,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 177,165 | $466,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 17,566 | $465,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 36,743 | $465,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 34,693 | $464,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 8,546 | $464,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 24,076 | $464,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 41,569 | $462,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 24,700 | $458,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 24,700 | $458,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 54,000 | $458,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 9,700 | $458,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 28,952 | $456,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 25,379 | $456,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 6,362 | $453,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 31,931 | $453,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,427 | $452,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 122,400 | $452,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 10,369 | $451,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,465 | $450,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 25,175 | $450,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,781 | $450,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,711 | $449,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,644 | $448,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20,716 | $448,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,388 | $447,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 14,371 | $447,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,264 | $446,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,150 | $446,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 41,870 | $445,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 22,209 | $444,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 39,727 | $443,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 20,355 | $443,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 10,570 | $442,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 31,942 | $441,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 14,655 | $440,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 50,968 | $440,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,000 | $439,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,000 | $439,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 38,758 | $438,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,651 | $437,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 33,000 | $437,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 12,604 | $436,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 102,910 | $435,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 14,435 | $433,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 34,497 | $433,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 627,973 | $433,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 22,392 | $433,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 57,640 | $432,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 39,033 | $432,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,729 | $432,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,000 | $431,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 61,387 | $431,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 24,992 | $431,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,800 | $430,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 7,343 | $430,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 24,697 | $430,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 31,418 | $429,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 22,185 | $427,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 22,843 | $427,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 234,757 | $427,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,423 | $424,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 8,233 | $424,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 12,982 | $424,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 92,340 | $424,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,775 | $424,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,352 | $423,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,146 | $423,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 41,901 | $423,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 27,300 | $423,000 | thousands by filing date | call |
| ATOMERA INC | 04965B100 | COMMON STOCK | 26,180 | $422,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 9,721 | $421,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 17,039 | $421,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,313 | $421,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 6,332 | $421,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 74,691 | $421,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,000 | $420,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 29,009 | $420,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,683 | $420,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,015 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,818 | $419,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 27,725 | $419,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 36,634 | $419,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 54,635 | $418,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 27,837 | $417,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 252,659 | $417,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,942 | $417,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 41,570 | $417,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 23,233 | $416,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 14,973 | $415,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,970 | $415,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 23,307 | $415,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,979 | $415,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 10,056 | $415,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 25,800 | $414,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 12,014 | $414,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 33,958 | $414,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 95,251 | $414,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 28,904 | $412,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 14,177 | $412,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 12,966 | $411,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,500 | $411,000 | thousands by filing date | put |
| PAE INC | 69290Y109 | COM CL A | 44,852 | $411,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,762 | $409,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 19,195 | $408,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 29,778 | $408,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,714 | $407,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 15,300 | $406,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,818 | $405,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 64,781 | $405,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 87,836 | $404,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 27,929 | $404,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 47,683 | $403,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 32,776 | $403,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,048 | $402,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,801 | $402,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 27,373 | $402,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 116,833 | $402,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 734 | $402,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 11,981 | $401,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 49,701 | $401,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 14,746 | $399,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 166,839 | $399,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,873 | $398,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 49,243 | $398,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 92,927 | $397,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 21,940 | $397,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 28,052 | $397,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 46,102 | $396,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,150 | $395,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 21,280 | $395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,844 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,000 | $395,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 23,641 | $394,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 37,334 | $393,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,289 | $393,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,578 | $393,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 37,561 | $393,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 21,311 | $392,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 71,486 | $391,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 27,312 | $391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 20,465 | $390,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,156 | $389,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 14,105 | $389,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 25,013 | $389,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 44,163 | $388,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17,055 | $387,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,904 | $385,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,256 | $385,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 36,156 | $385,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 14,571 | $383,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 18,590 | $383,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,738 | $383,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 89,453 | $382,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 14,234 | $382,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 136,247 | $381,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 19,267 | $381,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 37,000 | $381,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 43,891 | $380,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 7,769 | $380,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,586 | $379,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 8,689 | $379,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 32,668 | $379,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,071 | $378,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 41,138 | $378,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 9,573 | $376,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 8,151 | $376,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,109 | $376,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 6,050 | $376,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,699 | $373,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,618 | $372,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 150,611 | $372,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,607 | $372,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,279 | $371,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 9,200 | $371,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,897 | $370,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 28,432 | $369,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 35,400 | $366,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,829 | $366,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 18,757 | $365,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 25,808 | $365,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 32,468 | $364,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 35,310 | $363,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 12,400 | $361,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 35,000 | $360,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 34,257 | $360,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,327 | $359,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 27,855 | $359,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 4,017 | $359,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 50,000 | $359,000 | thousands by filing date | put |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 35,000 | $359,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 7,615 | $359,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 12,751 | $357,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 17,100 | $357,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 45,360 | $357,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 5,103 | $356,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 12,194 | $355,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,800 | $354,000 | thousands by filing date | put |
| KAMADA LTD | M6240T109 | SHS | 54,356 | $352,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 158,455 | $352,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 20,651 | $351,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,312 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 8,216 | $351,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 28,245 | $351,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 8,412 | $350,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 11,282 | $350,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 23,824 | $350,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,600 | $349,000 | thousands by filing date | call |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 30,559 | $348,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 146,245 | $348,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 68,979 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,773 | $346,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 39,107 | $346,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 26,035 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 8,479 | $345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 10,909 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 13,865 | $345,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 4,237 | $344,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,438 | $344,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 6,742 | $344,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 20,128 | $342,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,046 | $341,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 8,703 | $341,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 3,300 | $341,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 16,574 | $341,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 31,386 | $340,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 36,202 | $340,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 28,313 | $340,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,320 | $339,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,027 | $339,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,139 | $338,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 6,594 | $336,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 18,328 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 29,767 | $335,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,170 | $335,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 133,963 | $335,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 25,891 | $334,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 64,079 | $334,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,642 | $333,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 21,274 | $333,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 27,613 | $333,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4,483 | $333,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 34,172 | $333,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 30,000 | $332,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 85,200 | $331,000 | thousands by filing date | put |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 14,441 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,562 | $331,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 32,326 | $331,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,923 | $330,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,740 | $330,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,634 | $328,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,302 | $327,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,600 | $326,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 11,244 | $326,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 24,974 | $326,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 75,536 | $325,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 43,168 | $324,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 6,479 | $324,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,365 | $324,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,948 | $323,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,728 | $323,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 21,997 | $322,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 31,206 | $322,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 42,882 | $321,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 51,022 | $321,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,704 | $321,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 6,866 | $319,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 11,370 | $319,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 21,704 | $318,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 116,654 | $317,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 21,745 | $317,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 31,856 | $317,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,300 | $316,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,010 | $316,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 25,486 | $316,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 30,192 | $316,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 16,395 | $315,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 143,688 | $315,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 777 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,558 | $314,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 19,994 | $312,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 30,600 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 10,133 | $311,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 39,265 | $311,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 9,377 | $310,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,201 | $310,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 29,000 | $310,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 76,534 | $309,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 30,000 | $309,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,100 | $308,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,100 | $308,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 15,351 | $308,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,462 | $308,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 13,389 | $308,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 17,944 | $307,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,470 | $306,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 15,000 | $305,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 28,041 | $305,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 28,884 | $305,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,563 | $305,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,300 | $304,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 30,703 | $304,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,559 | $303,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 29,847 | $303,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,990 | $302,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 68,554 | $302,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 61,721 | $302,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 9,606 | $302,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 20,543 | $302,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 29,694 | $301,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,000 | $300,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 27,460 | $300,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 22,356 | $300,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,923 | $298,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 43,247 | $297,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 28,024 | $297,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 27,640 | $297,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 20,852 | $296,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 79,552 | $296,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,690 | $295,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,963 | $295,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 31,867 | $295,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 16,562 | $294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 628 | $293,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 17,840 | $293,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 10,554 | $293,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 6,831 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 14,486 | $291,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 27,019 | $291,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 27,280 | $291,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,284 | $290,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,274 | $290,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 27,301 | $290,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 19,118 | $289,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 10,355 | $289,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 95 | $288,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,584 | $288,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 3,561 | $288,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 36,123 | $288,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,651 | $287,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 18,525 | $286,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |