13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORWARD AIR CORP | 349853101 | COM | 38,398 | $2,951,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 103,235 | $2,951,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 45,062 | $2,949,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 602,903 | $2,948,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 54,310 | $2,944,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 559,215 | $2,942,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 93,732 | $2,937,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 195,599 | $2,934,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 242,400 | $2,933,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 38,711 | $2,932,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 56,110 | $2,929,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 89,664 | $2,927,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 56,605 | $2,922,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 177,729 | $2,918,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 318,558 | $2,914,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 40,066 | $2,903,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 51,495 | $2,901,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 216,372 | $2,900,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 53,250 | $2,899,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 18,000 | $2,894,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 111,946 | $2,882,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 123,478 | $2,876,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52,000 | $2,875,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 16,600 | $2,872,000 | thousands by filing date | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 191,443 | $2,871,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 14,589 | $2,869,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 35,000 | $2,868,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 35,000 | $2,868,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 91,759 | $2,867,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 256,488 | $2,865,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 19,177 | $2,858,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 104,110 | $2,856,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 39,557 | $2,852,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 74,906 | $2,852,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 30,259 | $2,849,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 49,229 | $2,849,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 508,500 | $2,848,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 179,819 | $2,847,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 207,235 | $2,845,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,261 | $2,844,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 59,011 | $2,833,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 12,536 | $2,831,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 69,076 | $2,830,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 312,856 | $2,825,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 714,758 | $2,823,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,991 | $2,820,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 86,822 | $2,819,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 89,220 | $2,819,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 155,656 | $2,818,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 250,000 | $2,813,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 25,910 | $2,813,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 15,708 | $2,812,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 35,450 | $2,811,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 118,210 | $2,810,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 94,245 | $2,810,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 34,112 | $2,808,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 233,720 | $2,800,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 47,839 | $2,799,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 171,539 | $2,796,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 131,582 | $2,788,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 66,841 | $2,787,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 71,589 | $2,785,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 128,748 | $2,784,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 13,091 | $2,784,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,189 | $2,784,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 131,450 | $2,782,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 80,000 | $2,782,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 140,686 | $2,781,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 23,403 | $2,779,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 77,328 | $2,776,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 81,461 | $2,771,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 161,209 | $2,769,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 30,000 | $2,767,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 157,787 | $2,766,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 63,300 | $2,757,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $2,757,000 | thousands by filing date | call |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 115,223 | $2,754,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 218,480 | $2,753,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 60,817 | $2,752,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 902,198 | $2,752,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21,140 | $2,747,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 116,788 | $2,740,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 259,454 | $2,740,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 72,115 | $2,739,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 72,364 | $2,738,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 13,945 | $2,738,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 35,078 | $2,735,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 212,990 | $2,735,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 191,302 | $2,732,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 294,500 | $2,730,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 61,300 | $2,723,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 50,386 | $2,722,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 33,408 | $2,721,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 108,106 | $2,721,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 83,138 | $2,716,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 55,791 | $2,712,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 38,360 | $2,705,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 43,266 | $2,705,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 52,340 | $2,700,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 20,000 | $2,697,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 77,664 | $2,694,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 449,006 | $2,694,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 68,185 | $2,693,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 62,697 | $2,691,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 162,299 | $2,688,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200,000 | $2,688,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 442,573 | $2,687,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 84,007 | $2,682,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 34,974 | $2,682,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 90,567 | $2,680,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15,740 | $2,674,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,673,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,673,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 437,319 | $2,672,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 163,628 | $2,669,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 53,200 | $2,665,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 81,030 | $2,664,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 45,533 | $2,655,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 138,288 | $2,645,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50,000 | $2,640,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 93,074 | $2,639,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 105,349 | $2,638,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 162,368 | $2,635,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 53,642 | $2,633,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 225,871 | $2,632,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,800 | $2,630,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 84,500 | $2,626,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 93,803 | $2,626,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 247,607 | $2,624,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 92,122 | $2,620,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 50,451 | $2,617,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 19,708 | $2,612,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 432,313 | $2,611,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 140,732 | $2,605,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 62,629 | $2,604,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 17,493 | $2,603,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 106,043 | $2,602,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 26,721 | $2,601,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 199,471 | $2,595,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 120,136 | $2,594,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 131,783 | $2,593,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 302,215 | $2,587,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,917 | $2,581,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 40,466 | $2,581,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 162,157 | $2,577,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 34,700 | $2,577,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 58,652 | $2,577,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 28,327 | $2,570,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 40,903 | $2,569,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 36,200 | $2,564,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 195,232 | $2,564,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 64,176 | $2,560,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 53,253 | $2,560,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 41,971 | $2,556,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 112,759 | $2,555,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 222,196 | $2,553,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 69,444 | $2,552,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 40,000 | $2,552,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 98,126 | $2,551,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 130,090 | $2,551,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 175,424 | $2,551,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 21,301 | $2,550,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 216,565 | $2,549,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 855,500 | $2,549,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 400,000 | $2,548,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 45,859 | $2,546,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 69,084 | $2,546,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 60,900 | $2,546,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,603 | $2,543,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 80,340 | $2,543,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 89,926 | $2,541,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 223,646 | $2,540,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 100,000 | $2,533,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 418,502 | $2,532,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 46,165 | $2,532,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 67,342 | $2,531,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 91,962 | $2,524,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 44,600 | $2,523,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 155,882 | $2,521,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 40,752 | $2,521,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 208,866 | $2,519,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 251,881 | $2,511,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 40,406 | $2,507,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67,867 | $2,506,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 15,140 | $2,505,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 36,725 | $2,502,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 33,118 | $2,497,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 93,496 | $2,494,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 120,000 | $2,494,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 128,040 | $2,494,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 11,800 | $2,493,000 | thousands by filing date | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 26,670 | $2,489,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 49,500 | $2,487,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 13,748 | $2,486,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,171 | $2,483,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 123,350 | $2,476,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 46,636 | $2,476,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 293,280 | $2,473,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 55,069 | $2,472,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 104,154 | $2,472,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 166,924 | $2,466,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 25,754 | $2,466,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 118,806 | $2,465,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100,000 | $2,464,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 190,676 | $2,461,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 375,461 | $2,460,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 230,000 | $2,450,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 53,028 | $2,445,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 330,652 | $2,444,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 48,614 | $2,443,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 160,878 | $2,441,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 117,564 | $2,435,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 33,851 | $2,435,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 172,019 | $2,434,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 103,269 | $2,433,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 117,208 | $2,429,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 31,642 | $2,429,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 294,814 | $2,429,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 35,457 | $2,428,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 80,953 | $2,428,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 58,639 | $2,426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 69,790 | $2,425,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 380,452 | $2,424,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 71,796 | $2,419,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 49,803 | $2,416,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 42,717 | $2,415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 53,869 | $2,412,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 204,267 | $2,408,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 47,177 | $2,406,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 35,776 | $2,404,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 25,837 | $2,403,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 64,400 | $2,402,000 | thousands by filing date | call |
| LEMONADEINC | 52567D107 | STOK | 19,582 | $2,399,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 144,688 | $2,396,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 188,259 | $2,395,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 38,928 | $2,393,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 65,451 | $2,393,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 39,403 | $2,391,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 152,684 | $2,391,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 55,668 | $2,390,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 40,064 | $2,379,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,029,593 | $2,378,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 66,203 | $2,375,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 201,700 | $2,374,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 96,377 | $2,371,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 55,424 | $2,370,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 47,066 | $2,369,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 190,600 | $2,367,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 155,161 | $2,359,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 188,998 | $2,358,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 262,267 | $2,358,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 58,903 | $2,357,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 100,000 | $2,355,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 21,073 | $2,354,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 195,547 | $2,351,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 570,190 | $2,349,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 88,903 | $2,346,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 120,827 | $2,346,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 153,330 | $2,346,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 166,261 | $2,346,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 20,904 | $2,342,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 326,563 | $2,341,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 59,084 | $2,339,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 113,766 | $2,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 26,037 | $2,334,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 57,256 | $2,334,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 35,021 | $2,330,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 14,984 | $2,327,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 205,404 | $2,327,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 16,943 | $2,325,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 110,887 | $2,325,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,091 | $2,319,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 45,275 | $2,318,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 92,511 | $2,316,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 48,055 | $2,315,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 57,756 | $2,315,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 99,361 | $2,314,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 91,583 | $2,314,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 198,976 | $2,314,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 97,286 | $2,313,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 59,176 | $2,311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 51,872 | $2,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 47,961 | $2,306,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 68,629 | $2,303,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 165,000 | $2,303,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $2,301,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 73,170 | $2,295,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 223,935 | $2,295,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 72,300 | $2,294,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 37,114 | $2,292,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 11,088 | $2,283,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 133,206 | $2,283,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 132,274 | $2,282,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 76,754 | $2,280,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 81,399 | $2,279,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 125,802 | $2,277,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 78,719 | $2,275,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 49,235 | $2,274,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 101,515 | $2,265,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 115,823 | $2,261,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 37,201 | $2,260,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 121,418 | $2,260,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 15,556 | $2,252,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 271,724 | $2,242,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 24,396 | $2,240,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 18,900 | $2,239,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,000 | $2,236,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 29,086 | $2,234,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 75,000 | $2,233,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 44,697 | $2,230,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30,000 | $2,228,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 30,000 | $2,228,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 155,269 | $2,227,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 22,544 | $2,226,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 12,398 | $2,225,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 28,851 | $2,224,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 104,808 | $2,222,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,000 | $2,220,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 503,686 | $2,216,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 172,639 | $2,216,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 22,052 | $2,215,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 103,161 | $2,215,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 82,847 | $2,215,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 107,798 | $2,214,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 29,798 | $2,212,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 90,000 | $2,210,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 24,111 | $2,206,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $2,204,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 26,800 | $2,199,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 126,640 | $2,193,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 78,394 | $2,191,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 33,723 | $2,190,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 64,630 | $2,189,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 230,197 | $2,187,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 14,553 | $2,183,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 90,700 | $2,181,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 128,600 | $2,178,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 22,278 | $2,176,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 25,532 | $2,174,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 156,878 | $2,172,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 641,700 | $2,169,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 206,545 | $2,164,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 49,557 | $2,158,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 34,538 | $2,152,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 82,884 | $2,150,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 50,000 | $2,142,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 259,723 | $2,135,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 12,500 | $2,131,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 59,353 | $2,130,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 86,278 | $2,128,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 122,686 | $2,125,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 96,830 | $2,123,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 61,500 | $2,122,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 45,271 | $2,122,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 168,886 | $2,120,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 160,183 | $2,117,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 211,691 | $2,115,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 44,919 | $2,114,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 131,668 | $2,114,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 112,064 | $2,111,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 118,370 | $2,106,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 13,914 | $2,105,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 207,979 | $2,104,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 71,638 | $2,104,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 127,654 | $2,101,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 110,115 | $2,099,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 123,466 | $2,099,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 30,000 | $2,097,000 | thousands by filing date | call |
| TURQUOISE HILL RES LTD | 900435207 | COM | 168,700 | $2,095,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,270 | $2,093,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 45,605 | $2,088,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 29,708 | $2,084,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 237,393 | $2,082,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 65,500 | $2,080,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 337,122 | $2,080,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 48,789 | $2,079,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,800 | $2,079,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 23,800 | $2,079,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 51,431 | $2,073,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 288,465 | $2,071,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 104,784 | $2,070,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 38,661 | $2,067,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 24,861 | $2,065,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 33,800 | $2,063,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 70,495 | $2,058,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 42,500 | $2,057,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 74,614 | $2,055,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 31,855 | $2,054,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 39,078 | $2,044,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 30,522 | $2,041,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 21,789 | $2,036,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 26,021 | $2,035,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 43,961 | $2,031,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 19,142 | $2,029,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 107,818 | $2,027,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 35,500 | $2,027,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 156,364 | $2,025,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 185,304 | $2,022,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 84,094 | $2,020,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 30,328 | $2,019,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 61,481 | $2,019,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 135,392 | $2,018,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 17,500 | $2,011,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 34,691 | $2,011,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 17,626 | $2,007,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 21,903 | $2,006,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 25,000 | $2,006,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 75,196 | $2,001,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 186,855 | $2,001,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 40,000 | $2,000,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 202,300 | $1,997,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,500 | $1,996,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 26,167 | $1,996,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 33,679 | $1,995,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 54,686 | $1,991,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 96,870 | $1,987,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 51,561 | $1,984,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 17,677 | $1,983,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 472,103 | $1,983,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 41,100 | $1,979,000 | thousands by filing date | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 263,364 | $1,975,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 49,126 | $1,973,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 52,372 | $1,973,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 123,923 | $1,973,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 112,772 | $1,972,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 55,952 | $1,965,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,559 | $1,965,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 108,115 | $1,964,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 50,969 | $1,960,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 15,837 | $1,957,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500,000 | $1,955,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 34,957 | $1,940,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 83,566 | $1,934,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 60,001 | $1,932,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 146,744 | $1,932,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 47,709 | $1,932,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,712 | $1,930,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 44,281 | $1,926,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,278 | $1,923,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 160,811 | $1,922,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 102,701 | $1,920,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 51,661 | $1,917,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 56,500 | $1,917,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 37,247 | $1,916,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 51,353 | $1,915,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 49,950 | $1,915,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 81,721 | $1,914,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 14,882 | $1,912,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 36,847 | $1,910,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 38,364 | $1,907,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 182,371 | $1,906,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 128,481 | $1,903,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 60,927 | $1,899,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 618,243 | $1,898,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 56,072 | $1,896,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 150,000 | $1,890,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 32,374 | $1,887,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 128,817 | $1,885,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 67,485 | $1,883,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 49,901 | $1,879,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 23,122 | $1,878,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,500 | $1,877,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 27,400 | $1,871,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 177,446 | $1,860,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 34,514 | $1,858,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 63,378 | $1,857,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 28,044 | $1,856,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 170,000 | $1,855,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 319,188 | $1,854,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 81,807 | $1,853,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 152,857 | $1,851,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 89,318 | $1,850,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 42,850 | $1,836,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 43,637 | $1,835,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 41,976 | $1,831,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 52,780 | $1,830,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 37,810 | $1,830,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 30,572 | $1,830,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 100,523 | $1,829,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 30,623 | $1,826,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 118,363 | $1,825,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 21,260 | $1,822,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 21,540 | $1,818,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 53,310 | $1,818,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 27,595 | $1,817,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 67,120 | $1,816,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 255,694 | $1,815,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 39,750 | $1,815,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 68,166 | $1,811,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 25,000 | $1,810,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,558 | $1,809,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 44,711 | $1,801,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 153,285 | $1,801,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 260,951 | $1,801,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,600 | $1,798,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 109,902 | $1,796,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 17,286 | $1,794,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 22,523 | $1,793,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 126,631 | $1,787,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,000 | $1,786,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |