13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B573 | CMN | 35 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 63 | $3,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 368 | $3,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 1,499 | $3,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 1,002 | $3,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 55 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,114 | $3,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 862 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 454 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 78 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 400 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 765 | $3,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 2,726 | $3,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 250 | $3,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,527 | $3,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 1,222 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 6,693 | $3,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,637 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 191 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,698 | $3,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 764 | $3,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 187 | $3,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 1,578 | $3,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 708 | $3,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 375 | $3,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 3,337 | $3,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 384 | $3,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 239 | $3,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 1,915 | $3,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 14,728 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 245 | $3,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 16,750 | $3,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 282 | $3,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 259 | $3,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 316 | $3,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 631 | $3,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $3,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 499 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| JAGUAR HEALTH INC | 47010C409 | COM | 3,392 | $3,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 565 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,465 | $3,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 259 | $3,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 1,548 | $3,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 115 | $3,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 4,585 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 225 | $3,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,394 | $3,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 1,549 | $3,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 1,462 | $3,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 335 | $3,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 287 | $3,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 1,854 | $3,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 256 | $3,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 260 | $3,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 64 | $3,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 1,401 | $3,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 339 | $3,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 468 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 189,593 | $3,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 258 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X871 | VICTROYSHS AMER | 118 | $3,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 24,857 | $3,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 802 | $3,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 538 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP IV | 31810N112 | *W EXP 12/31/202 | 1,573 | $3,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L114 | *W EXP 12/24/202 | 932 | $3,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 322 | $3,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 284 | $3,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 1,130 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 993 | $2,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 288 | $2,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 559 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 210 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 93 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 21 | $2,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 61 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 136 | $2,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 804 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 130 | $2,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 593 | $2,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 8,695 | $2,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 282 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 706 | $2,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 50 | $2,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 93 | $2,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 1,262 | $2,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 69 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 66 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 270 | $2,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 60 | $2,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 691 | $2,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 200 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 65 | $2,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 265 | $2,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 1,176 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 231 | $2,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 538 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 175 | $2,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 1,528 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 908 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 333 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 58 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 220 | $2,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 90 | $2,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 169 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 67 | $2,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 525 | $2,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 192 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,286 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 61 | $2,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 114 | $2,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 1,265 | $2,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,000 | $2,000 | thousands by filing date | principal |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 1,372 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,137 | $2,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 1,246 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 357 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,998 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 661 | $2,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 3,381 | $2,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 130 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 816 | $2,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 790 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 66 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,480 | $2,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 772 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,697 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 1,545 | $2,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 367 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 359 | $2,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 1,755 | $2,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 797 | $2,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 4,840 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 9,019 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 82 | $2,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 1,848 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 91 | $2,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 103 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 100 | $2,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 234 | $2,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 986 | $2,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 634 | $2,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 1,246 | $2,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 117 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 192 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $2,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 448 | $2,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 993 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 230 | $2,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 5,395 | $2,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 1,069 | $2,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 681 | $2,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 373 | $2,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 852 | $2,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 1,482 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 1,485 | $2,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 197 | $2,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 1,681 | $2,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 64 | $2,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 859 | $2,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 1,025 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 166 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 94 | $2,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 2,781 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 44 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 397 | $2,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 2,858 | $2,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 3,077 | $2,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 3,060 | $2,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 155 | $2,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 210 | $2,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 8,050 | $2,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 207 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 50,093 | $2,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 946 | $2,000 | thousands by filing date | |
| LIANLUO SMART LTD | G5478K118 | COM CL A NEW | 518 | $2,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 1,467 | $2,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L205 | UNIT 12/24/2025 | 110 | $2,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 233 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 32 | $1,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 135 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 23 | $1,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 397 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 388 | $1,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 111 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 163 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 24 | $1,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 41 | $1,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 151 | $1,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 199 | $1,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 231 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 249 | $1,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 132 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 81 | $1,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 75 | $1,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 23 | $1,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 100 | $1,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 23 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 239 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 172 | $1,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 470 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 1,113 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 619 | $1,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 25 | $1,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 433 | $1,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 216 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 40 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 54 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 52 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 44 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 62 | $1,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 83 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 200 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 75 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 289 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,000 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 24 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 2,057 | $1,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 125 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 197 | $1,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 653 | $1,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 160 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,046 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 295 | $1,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 626 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 323 | $1,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 199 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 700 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 591 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 137 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 444 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 214 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 1,132 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 304 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 788 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 520 | $1,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 79 | $1,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 591 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 100 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 23 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 150 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 734 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 97 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 368 | $1,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 4,189 | $1,000 | thousands by filing date | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 1,064 | $1,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 310 | $1,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 755 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 66 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 716 | $1,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 1,037 | $1,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 276 | $1,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 93 | $1,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 3,163 | $1,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 766 | $1,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 100 | $1,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 50 | $1,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 902 | $1,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 100 | $1,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 721 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 500 | $1,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 731 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 210 | $1,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 578 | $1,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 621 | $1,000 | thousands by filing date | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 10 | $1,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 292 | $1,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 304 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 23 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,433 | $1,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 138 | $1,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 30 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 100 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 5,634 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 452 | $1,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 26 | $1,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 25 | $1,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 441 | $1,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 2,136 | $1,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 964 | $1,000 | thousands by filing date | |
| ONE | G7000X121 | *W EXP 08/17/202 | 692 | $1,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 619 | $1,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 318 | $1,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 610 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 3,719 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 370 | $1,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 543 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 8,200 | $1,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 687 | $1,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 1,221 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 3,514 | $1,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 505 | $1,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 77 | $1,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 95 | $1,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 364 | $1,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 100 | $1,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 801 | $1,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 802 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 72 | $1,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 107 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 9,543 | $1,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 2,555 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 1,000 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 3,390 | $1,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 85 | $1,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 594 | $1,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 195 | $1,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 766 | $1,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 2,912 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 34 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 4,250 | $1,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 84 | $1,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 110 | $1,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 2,447 | $1,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G820 | PSHS CONSUMR GD | 67 | $1,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 750 | $1,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 64 | $1,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821114 | *W EXP 09/01/202 | 265 | $1,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 94 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 366 | $1,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T115 | W EXP 10/13/202 | 184 | $1,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF BANKSHARES INC | 12520L109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY INDL INC | 911805307 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKO CORP | 041242108 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCB BANCORP | 69320M109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 995 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J201 | COM NEW | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALITHYA GROUP INC | 01643b106 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIACO HLDG INC | 58450D104 | CL A | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONX Corp | 212873111 | Warrant | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505673 | ETC 6 SMALL CAP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYB ED INC | 74979W101 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M209 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 432 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 1,071 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 1,101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 1,561 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 4,449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 3,326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 1,990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLAR PWR INC | 73102V105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKUMIN INC | 01021F109 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOFRONTERA AG ADR | 09075G105 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 378 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 2,737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 337 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 5,158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 1,776 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 671 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 3,579 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y797 | INTL MLTFCTR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 5,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 899 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E791 | FACTORS US | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCLIGHT CLEAN-A | G04561125 | EQUITY WRT | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 506 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |