13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDLYTICS INC | 14161W105 | COM | 2,005 | $286,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 23,397 | $285,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 13,321 | $284,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,255 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 10,426 | $284,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 9,342 | $284,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 26,184 | $284,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 9,881 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17,170 | $282,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 2,340 | $282,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 22,535 | $282,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 26,855 | $282,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,600 | $280,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 18,504 | $280,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,617 | $280,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 10,025 | $280,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 103,901 | $279,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,543 | $279,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 11,478 | $279,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,270 | $279,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 26,217 | $279,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,000 | $278,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,837 | $278,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,347 | $278,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,988 | $278,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 8,583 | $278,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 18,608 | $277,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 68,614 | $275,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 6,136 | $275,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,212 | $275,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 10,267 | $274,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,768 | $273,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 36,686 | $273,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 17,174 | $273,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 18,241 | $272,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 3,051 | $272,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 100,000 | $272,000 | thousands by filing date | put |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 24,000 | $271,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,411 | $270,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,200 | $270,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23,818 | $270,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 105,176 | $270,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 25,000 | $270,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 22,944 | $270,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 26,944 | $270,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 33,900 | $269,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 25,183 | $269,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 6,581 | $268,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 4,617 | $267,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,406 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,513 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 4,520 | $267,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,999 | $266,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 20,375 | $266,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 9,617 | $266,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 25,883 | $266,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,452 | $265,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 25,000 | $265,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,863 | $264,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,481 | $264,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 18,344 | $264,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 25,475 | $263,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 74,590 | $262,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 29,282 | $262,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,595 | $262,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 9,771 | $262,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 25,234 | $261,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 7,122 | $261,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 15,300 | $261,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 7,525 | $261,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 5,202 | $261,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 28,036 | $260,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 11,664 | $260,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,420 | $259,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,293 | $259,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,978 | $259,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 3,190 | $259,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,372 | $258,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 12,517 | $258,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,431 | $258,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 19,751 | $258,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 25,000 | $258,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 25,000 | $258,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 61,780 | $257,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 20,965 | $257,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,400 | $256,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 15,293 | $256,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,700 | $255,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 18,979 | $255,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 39,042 | $255,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 14,554 | $254,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,000 | $253,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 56,801 | $252,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 16,876 | $252,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 20,597 | $252,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 47,413 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,708 | $250,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,799 | $249,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 23,363 | $249,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,096 | $249,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 24,212 | $249,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 22,475 | $248,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 54,049 | $247,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,409 | $247,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,233 | $247,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 3,569 | $247,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,244 | $246,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 10,450 | $246,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 22,554 | $246,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 30,201 | $246,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,925 | $245,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 9,590 | $245,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 10,126 | $245,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 14,854 | $244,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 26,601 | $244,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 14,639 | $243,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,472 | $243,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,741 | $243,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,650 | $242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 2,418 | $242,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 30,847 | $242,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 11,262 | $241,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 26,283 | $241,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,061 | $241,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,447 | $241,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 23,359 | $241,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 17,921 | $240,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,485 | $240,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 32,772 | $239,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 6,324 | $239,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 15,299 | $239,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,600 | $238,000 | thousands by filing date | put |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 78,056 | $238,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 8,820 | $238,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,419 | $238,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 16,521 | $238,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,813 | $238,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,398 | $237,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 19,925 | $237,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 83,557 | $237,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,205 | $236,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,077 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,699 | $236,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 149,066 | $236,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,730 | $235,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 46,767 | $235,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 14,754 | $235,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,923 | $233,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 16,101 | $233,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,040 | $233,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 7,221 | $233,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 4,419 | $232,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 17,607 | $232,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,900 | $232,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,985 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 9,142 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,567 | $229,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 23,038 | $229,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,987 | $228,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 22,254 | $228,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,676 | $228,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 21,351 | $228,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 22,063 | $227,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,119 | $226,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 19,281 | $226,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 11,103 | $226,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 21,934 | $226,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 8,637 | $225,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 3,613 | $224,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 104,890 | $224,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 39,360 | $224,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 20,612 | $224,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 20,000 | $223,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,900 | $222,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,400 | $222,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,961 | $222,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 13,372 | $222,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 58,998 | $222,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 20,542 | $222,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 12,760 | $221,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 30,954 | $221,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,978 | $220,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 19,981 | $220,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,231 | $220,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 8,764 | $220,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 20,000 | $220,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 8,767 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 5,290 | $219,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 102,665 | $219,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,866 | $218,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 12,640 | $218,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 6,550 | $218,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,670 | $217,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 14,422 | $217,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 15,169 | $217,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 20,576 | $217,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 20,000 | $216,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,498 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,812 | $215,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 11,926 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,911 | $215,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,132 | $214,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 6,945 | $214,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 20,000 | $214,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,100 | $213,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 38,429 | $213,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 20,000 | $213,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,911 | $212,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 10,406 | $212,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 31,840 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,742 | $212,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 6,671 | $211,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 23,527 | $211,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 19,377 | $211,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 14,284 | $210,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 20,000 | $210,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 9,960 | $209,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 12,602 | $209,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 19,528 | $209,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 20,000 | $209,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,542 | $208,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 9,739 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,839 | $208,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 20,260 | $208,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,300 | $207,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 14,033 | $207,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,892 | $206,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,040 | $206,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 20,000 | $206,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 12,901 | $205,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,394 | $205,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,336 | $205,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 21,729 | $205,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 7,192 | $205,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 2,822 | $204,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,179 | $201,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,774 | $201,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 5,536 | $201,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,675 | $201,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 6,025 | $200,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 22,550 | $200,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,289 | $200,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 25,000 | $200,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,339 | $199,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 1,385 | $198,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,467 | $198,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 66,038 | $198,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 6,437 | $198,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 5,200 | $197,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,901 | $197,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 10,012 | $197,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 24,037 | $196,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,168 | $196,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 14,418 | $196,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 4,806 | $195,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 17,456 | $194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,693 | $194,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 3,540 | $193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,591 | $193,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 17,112 | $193,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 46,980 | $192,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,858 | $191,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 3,494 | $190,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 19,846 | $190,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,986 | $190,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 4,349 | $190,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 38,481 | $190,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 14,867 | $190,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,020 | $189,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 22,399 | $189,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,554 | $189,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 17,722 | $189,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,582 | $188,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 926 | $188,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 4,517 | $188,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 17,176 | $187,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,264 | $187,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 5,693 | $187,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,400 | $186,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,602 | $186,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,599 | $186,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,954 | $186,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 13,824 | $185,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,581 | $185,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 55,505 | $185,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 2,631 | $185,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 35,578 | $185,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 7,371 | $184,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 9,278 | $184,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 9,784 | $184,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 14,053 | $184,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,170 | $183,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 30,723 | $183,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 24,474 | $183,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 70,962 | $183,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,585 | $183,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,170 | $182,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,423 | $182,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,025 | $181,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,711 | $180,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,040 | $180,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,142 | $180,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 17,500 | $180,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 9,031 | $179,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,446 | $178,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,062 | $178,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,063 | $177,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,074 | $177,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 69,837 | $177,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 29,299 | $177,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 16,251 | $177,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,880 | $176,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 6,758 | $176,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 16,436 | $176,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,000 | $175,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 26,918 | $175,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,656 | $175,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 17,127 | $175,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $174,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,120 | $174,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 109,260 | $174,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 5,566 | $173,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 6,932 | $173,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,750 | $173,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,373 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,351 | $173,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 5,785 | $172,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 5,759 | $172,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,456 | $172,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 17,645 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 6,638 | $172,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 5,759 | $172,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,167 | $171,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,163 | $171,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 4,785 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,522 | $171,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 9,357 | $171,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 16,223 | $171,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,817 | $170,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 12,650 | $170,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,162 | $170,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 5,510 | $170,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,788 | $169,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,676 | $169,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,916 | $169,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 6,355 | $169,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 5,517 | $168,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,782 | $168,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,429 | $167,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,983 | $167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,744 | $166,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 7,561 | $166,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,317 | $166,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,150 | $166,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 32,192 | $165,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,377 | $165,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,721 | $165,000 | thousands by filing date | |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 5,717 | $165,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,055 | $164,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 795 | $164,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 3,157 | $164,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 24,001 | $163,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 8,986 | $163,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 34,035 | $163,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,088 | $163,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,384 | $163,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 15,000 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 3,402 | $162,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,651 | $162,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 6,623 | $162,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,138 | $161,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,000 | $161,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 5,472 | $161,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 15,690 | $161,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,000 | $160,000 | thousands by filing date | call |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 8,101 | $160,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 11,195 | $160,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 17,613 | $160,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 4,911 | $159,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 22,356 | $159,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,285 | $159,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 6,154 | $159,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 6,177 | $159,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 25,777 | $159,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 14,688 | $159,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 13,739 | $159,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 15,000 | $159,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 22,686 | $158,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 4,957 | $158,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 13,197 | $158,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 17,651 | $158,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 4,686 | $157,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 16,005 | $157,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,700 | $156,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 16,147 | $156,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,621 | $156,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 14,751 | $156,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,579 | $156,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 14,789 | $156,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,526 | $155,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,225 | $155,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,572 | $155,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 4,715 | $155,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,422 | $155,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 5,969 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,717 | $154,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 8,800 | $154,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 2,087 | $154,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 56,966 | $154,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 15,000 | $154,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,506 | $153,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,123 | $153,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 22,500 | $153,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 32,742 | $153,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 15,000 | $153,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 17,560 | $152,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,967 | $152,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,720 | $152,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 1,274 | $151,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,217 | $151,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 1,257 | $151,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 18,241 | $150,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 27,425 | $150,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,175 | $150,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,136 | $150,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 15,860 | $150,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,914 | $149,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,764 | $149,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,154 | $149,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,395 | $149,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,320 | $149,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 67,665 | $149,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,161 | $148,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 3,718 | $148,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 2,482 | $148,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,020 | $148,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 59,028 | $148,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,034 | $147,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,442 | $147,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 4,938 | $147,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 14,586 | $147,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,253 | $147,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 2,017 | $147,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 9,684 | $147,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,700 | $146,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,847 | $146,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,837 | $146,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 2,577 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,693 | $146,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,993 | $145,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 68,627 | $145,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 15,217 | $145,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,304 | $145,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 1,668 | $145,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,518 | $145,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X145 | SOLACTV HK ETF | 2,195 | $145,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,586 | $144,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,376 | $144,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 5,412 | $144,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 13,061 | $144,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 19,767 | $143,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 2,079 | $143,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 5,652 | $143,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 55,734 | $142,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 4,751 | $142,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 7,256 | $142,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 11,073 | $141,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 9,857 | $141,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,141 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,778 | $140,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1,650 | $140,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,947 | $140,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 4,796 | $140,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,900 | $140,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,000 | $139,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 25,835 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,951 | $139,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 43,758 | $139,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 833 | $138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 7,822 | $138,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 4,187 | $138,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,855 | $137,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,021 | $137,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 14,833 | $137,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,141 | $136,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 6,763 | $136,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,761 | $136,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,548 | $135,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 7,120 | $135,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 960 | $135,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 36,875 | $135,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 7,960 | $135,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 14,102 | $135,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,446 | $134,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,200 | $134,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 5,221 | $134,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 4,045 | $134,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,356 | $134,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 42,764 | $134,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,534 | $134,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |