13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 23,244 | $134,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 12,821 | $134,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,000 | $133,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,386 | $133,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 24,842 | $133,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 6,461 | $133,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 14,528 | $133,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,494 | $133,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,103 | $132,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 42,120 | $132,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 50,000 | $132,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 16,897 | $131,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,789 | $131,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 7,854 | $131,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 13,321 | $131,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 6,705 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,205 | $130,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 9,723 | $130,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 13,190 | $130,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 16,339 | $130,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 11,645 | $129,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 3,572 | $129,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,873 | $129,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 7,584 | $129,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 27,446 | $129,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,900 | $128,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 23,769 | $128,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,683 | $128,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,381 | $128,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 7,055 | $128,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,377 | $128,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 5,568 | $127,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 2,145 | $127,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,392 | $127,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,560 | $127,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 4,945 | $127,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 2,850 | $127,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 12,293 | $127,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,693 | $126,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 18,030 | $126,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 12,446 | $126,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 4,004 | $126,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,415 | $126,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,423 | $125,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,393 | $125,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,461 | $125,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 6,097 | $125,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 31,463 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 5,454 | $124,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 34,701 | $124,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 433 | $124,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 11,930 | $124,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 11,847 | $124,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 570 | $123,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 5,643 | $123,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 9,430 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 2,831 | $122,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 3,606 | $122,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,684 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,215 | $122,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 22,316 | $121,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 41,943 | $121,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 6,427 | $121,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,289 | $121,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,076 | $121,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,920 | $121,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 2,250 | $121,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 4,425 | $120,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,689 | $120,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 14,137 | $120,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 120,000 | $120,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 1,811 | $119,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 6,229 | $119,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 24,563 | $119,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 4,573 | $119,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 57,641 | $119,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 2,482 | $118,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 3,805 | $118,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,562 | $118,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,134 | $118,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 30,095 | $117,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,377 | $117,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,495 | $117,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 3,595 | $117,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,333 | $117,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,675 | $117,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,315 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 1,848 | $117,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 700 | $116,000 | thousands by filing date | put |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,940 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 6,197 | $116,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,023 | $116,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 16,420 | $116,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 59,939 | $115,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 4,142 | $115,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 4,472 | $115,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 4,750 | $115,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 1,898 | $115,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 82,662 | $115,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 10,313 | $115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 5,544 | $114,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 3,939 | $114,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,527 | $114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,087 | $114,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,014 | $114,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 10,589 | $114,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 10,000 | $114,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 800 | $113,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,735 | $113,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,813 | $113,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,090 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,276 | $113,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,105 | $112,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 766 | $112,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 2,455 | $112,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,050 | $112,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,511 | $112,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 53,683 | $112,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,498 | $112,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,026 | $112,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,300 | $111,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,578 | $111,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 38,853 | $111,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 2,120 | $111,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,138 | $111,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 25,000 | $111,000 | thousands by filing date | call |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 24,612 | $111,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 7,084 | $110,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,374 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 4,681 | $110,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 4,312 | $110,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 3,792 | $109,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,609 | $109,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 8,220 | $109,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 10,285 | $109,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 10,576 | $109,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,885 | $108,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 16,606 | $108,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 7,114 | $108,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,919 | $108,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 16,155 | $108,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 10,000 | $108,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,397 | $107,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 3,972 | $107,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1,853 | $107,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 1,854 | $107,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 22,739 | $106,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,792 | $106,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,333 | $106,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 2,885 | $106,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 2,103 | $106,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,254 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,206 | $105,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 468 | $105,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,712 | $105,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 8,959 | $105,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,623 | $104,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,195 | $104,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 5,092 | $104,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 18,131 | $104,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 4,177 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 859 | $104,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 1,900 | $104,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 16,925 | $104,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 102,182 | $104,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 9,010 | $104,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 4,102 | $104,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 5,696 | $103,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 2,471 | $103,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 4,531 | $103,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,020 | $103,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 39,061 | $103,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,113 | $102,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 21,033 | $102,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,104 | $102,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,998 | $102,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421201 | UNIT 05/25/2027 | 9,441 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,516 | $101,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,655 | $101,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 3,573 | $101,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 6,146 | $101,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 6,182 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 962 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,039 | $100,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,987 | $100,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 976 | $100,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 1,581 | $100,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,572 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 6,560 | $100,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 1,496 | $100,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 6,554 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 5,085 | $99,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,423 | $99,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 3,737 | $99,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 15,422 | $99,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 16,075 | $99,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 100,723 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 5,915 | $98,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,600 | $98,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 14,646 | $98,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 8,457 | $98,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 6,922 | $98,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 1,902 | $98,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,952 | $97,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 8,033 | $97,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 21,657 | $96,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 786 | $96,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,594 | $96,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 4,938 | $96,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 624 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 4,323 | $96,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,179 | $96,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 3,803 | $96,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 7,840 | $96,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,921 | $96,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 2,871 | $96,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,259 | $96,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 132,596 | $96,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,825 | $96,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 3,550 | $96,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 3,773 | $96,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,977 | $95,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 2,365 | $95,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,789 | $95,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,385 | $95,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,288 | $95,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 35,377 | $95,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 3,000 | $95,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,651 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 3,215 | $95,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,450 | $94,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 1,441 | $94,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,817 | $94,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,161 | $94,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 6,892 | $94,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 931 | $94,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 5,492 | $94,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 6,088 | $93,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,341 | $93,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,707 | $93,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 15,613 | $93,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,323 | $93,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 630 | $92,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,282 | $92,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,134 | $92,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 8,495 | $92,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 2,045 | $91,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,567 | $91,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,337 | $91,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 1,905 | $91,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 6,583 | $91,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 3,034 | $91,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,435 | $90,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 7,060 | $90,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 4,181 | $90,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 4,281 | $89,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,376 | $89,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 13,571 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,259 | $89,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 4,900 | $89,000 | thousands by filing date | put |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 3,336 | $89,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 37,009 | $89,000 | thousands by filing date | |
| AGF INVTS TR | 00110G101 | AGFIQ US MK MNTM | 3,523 | $89,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 28,121 | $88,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $88,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 2,657 | $88,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,367 | $88,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 2,290 | $88,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 6,187 | $88,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 6,383 | $88,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,036 | $88,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,368 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 1,887 | $88,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 3,120 | $88,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,815 | $87,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5,929 | $87,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 3,872 | $87,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 7,303 | $86,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,613 | $86,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,598 | $86,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 1,585 | $86,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 2,706 | $86,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 2,681 | $86,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 6,018 | $86,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 9,625 | $86,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 35,707 | $86,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 548 | $86,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 2,525 | $85,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,666 | $85,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,847 | $85,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 3,284 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,148 | $85,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 6,342 | $85,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,809 | $84,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 2,548 | $84,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,569 | $84,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,768 | $84,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 3,021 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 3,962 | $84,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,683 | $84,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,520 | $84,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 7,723 | $84,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 15,661 | $84,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 6,535 | $84,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,211 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 909 | $83,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,087 | $83,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 12,805 | $83,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 4,200 | $83,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,519 | $83,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 39,416 | $83,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,205 | $83,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 15,886 | $83,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,123 | $82,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,742 | $82,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 2,104 | $82,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,047 | $82,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,850 | $82,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 7,859 | $82,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,841 | $82,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,911 | $81,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,183 | $81,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,488 | $81,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,484 | $81,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,872 | $81,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,031 | $81,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 7,041 | $81,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,907 | $81,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 11,602 | $81,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,671 | $81,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 1,919 | $81,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 2,588 | $81,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,576 | $80,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 3,655 | $80,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,732 | $80,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,018 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,763 | $80,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 6,377 | $80,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14,831 | $80,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 19,295 | $80,000 | thousands by filing date | |
| SIREN ETF TR | 829658103 | LG BLND IDX ETF | 2,761 | $80,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,198 | $79,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 2,895 | $79,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,387 | $79,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 2,860 | $79,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 7,568 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 2,359 | $79,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,952 | $79,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 5,072 | $79,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 20,687 | $79,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 982 | $79,000 | thousands by filing date | |
| PACER FDS TR | 69374H618 | SALT HIG TRUBT | 2,179 | $79,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,105 | $78,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,924 | $78,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 5,335 | $78,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,384 | $78,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,675 | $78,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,618 | $78,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,411 | $78,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,764 | $78,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 6,283 | $78,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,679 | $78,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 100,000 | $78,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,682 | $78,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,912 | $78,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 920 | $78,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,300 | $77,000 | thousands by filing date | call |
| SELECTQUOTE INC | 816307300 | COM | 3,712 | $77,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,182 | $77,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,190 | $77,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 7,210 | $77,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,552 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 2,944 | $77,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,500 | $77,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,180 | $77,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,700 | $77,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 32,020 | $77,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,500 | $77,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 11,250 | $77,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 6,161 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,548 | $76,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 3,347 | $76,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,123 | $76,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 17,402 | $76,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 5,227 | $76,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,273 | $75,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,446 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,030 | $75,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L821 | TREND AGGREGATIN | 2,896 | $75,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 4,494 | $74,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,850 | $74,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,774 | $74,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,719 | $74,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 2,190 | $74,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 1,342 | $74,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,611 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,870 | $74,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 4,754 | $74,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,704 | $74,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 2,636 | $74,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L789 | THE ACTIVE DIVID | 2,829 | $74,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,845 | $73,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 50,754 | $73,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 13,626 | $73,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 21,355 | $73,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,678 | $72,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 600 | $72,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,200 | $72,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 1,404 | $72,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,103 | $72,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 3,282 | $72,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,016 | $72,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 2,202 | $72,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 6,834 | $72,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 704 | $72,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 200 | $71,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $71,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 10,913 | $71,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 55,714 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 3,218 | $71,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 6,107 | $71,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,070 | $70,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 12,081 | $70,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,236 | $70,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,539 | $70,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,151 | $70,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,123 | $70,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 2,552 | $69,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,796 | $69,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 2,329 | $69,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,305 | $69,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 7,500 | $69,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 15,496 | $69,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1,633 | $69,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 5,156 | $69,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,002 | $68,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,017 | $68,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,996 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,861 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 2,817 | $68,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 8,656 | $68,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,664 | $67,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,323 | $67,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,444 | $67,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,129 | $67,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 31,284 | $67,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,698 | $67,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 3,333 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 2,370 | $67,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,163 | $66,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 19,559 | $66,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 2,945 | $66,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,865 | $66,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,998 | $66,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 7,038 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 3,559 | $66,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 6,452 | $66,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,944 | $65,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,392 | $65,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 2,028 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,390 | $65,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,301 | $65,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,543 | $65,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 5,007 | $65,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 2,006 | $65,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 5,200 | $65,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,495 | $65,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 17,926 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,506 | $64,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,455 | $64,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,000 | $64,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 75,077 | $64,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 1,926 | $64,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 6,744 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 4,350 | $64,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 2,315 | $64,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,226 | $64,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 29,011 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 1,255 | $63,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 980 | $63,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 4,033 | $63,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 7,436 | $63,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 32,748 | $63,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 2,689 | $63,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,854 | $63,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 9,514 | $63,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 4,691 | $63,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 10,224 | $63,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 3,415 | $63,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,882 | $63,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 6,405 | $62,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 4,430 | $62,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,622 | $62,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 2,066 | $62,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 3,072 | $62,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 45,000 | $62,000 | thousands by filing date | call |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,104 | $62,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 9,379 | $62,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 8,214 | $62,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 7,823 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |