13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $588,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 19,298 | $588,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 68,163 | $586,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 21,575 | $586,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 47,900 | $586,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 41,623 | $585,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 142,927 | $584,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 103,788 | $583,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 37,065 | $581,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 18,233 | $581,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 17,990 | $581,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 147,764 | $581,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 31,428 | $580,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,500 | $580,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 128,885 | $579,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 91,841 | $578,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 14,717 | $578,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 32,278 | $578,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,814 | $575,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,775 | $574,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 76,845 | $574,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 57,734 | $574,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,127,257 | $573,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 17,859 | $573,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 23,226 | $572,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,996 | $572,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 33,389 | $571,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 116,792 | $569,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 5,358 | $568,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,290 | $565,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 21,858 | $564,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 74,200 | $564,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 18,600 | $563,000 | thousands by filing date | put |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 35,774 | $562,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,575 | $562,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 28,011 | $561,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 51,341 | $561,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 12,161 | $560,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 32,674 | $559,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 41,826 | $559,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 109,924 | $559,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,000 | $556,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 9,835 | $555,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 94,037 | $555,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 23,682 | $555,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 209,563 | $554,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 23,249 | $554,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 16,098 | $553,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 44,400 | $552,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,428 | $551,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 28,149 | $551,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 90,690 | $550,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,151 | $549,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 79,871 | $549,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 83,932 | $548,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 17,586 | $547,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,031 | $547,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 10,383 | $546,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $546,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 3,917 | $544,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 17,951 | $544,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 20,409 | $544,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 30,555 | $543,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 54,521 | $543,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 36,190 | $542,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 136,900 | $541,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 47,059 | $541,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,642 | $538,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 28,862 | $538,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 82,601 | $536,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 50,582 | $536,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,867 | $535,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 65,412 | $533,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 21,725 | $533,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 22,210 | $531,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,327 | $529,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 11,074 | $529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 31,655 | $529,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 21,595 | $529,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 11,900 | $528,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 13,649 | $528,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 33,299 | $528,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 22,494 | $528,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,557 | $527,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 21,190 | $527,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 641,445 | $526,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 45,034 | $525,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 56,517 | $525,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,000 | $524,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 87,567 | $524,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,500 | $522,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,500 | $522,000 | thousands by filing date | call |
| ALCON AG ORD SHS | H01301128 | Stock | 9,100 | $522,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 40,743 | $522,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 33,895 | $522,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 39,241 | $522,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 22,105 | $521,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 34,913 | $521,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 23,048 | $521,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 20,674 | $521,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 23,468 | $520,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 42,199 | $520,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 141,075 | $520,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 35,958 | $519,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 15,538 | $519,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 15,688 | $519,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 20,287 | $518,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 9,921 | $518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 15,068 | $518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 13,725 | $518,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,201 | $518,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 25,307 | $518,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 23,910 | $517,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 19,664 | $516,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 59,600 | $516,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 18,275 | $516,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,288 | $515,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 194,083 | $513,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 25,814 | $513,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 24,897 | $513,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 19,397 | $513,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 51,556 | $513,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,600 | $513,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,722 | $512,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 9,549 | $512,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 36,900 | $511,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,784 | $510,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100,066 | $509,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 12,552 | $509,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,000 | $506,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 23,369 | $506,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 91,911 | $505,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 45,666 | $504,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,137 | $503,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15,100 | $502,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 48,489 | $502,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 28,201 | $498,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 111,509 | $498,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 17,892 | $497,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 18,101 | $497,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 20,442 | $496,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,837 | $496,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 45,725 | $496,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 12,702 | $496,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,182 | $495,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 34,575 | $494,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 220,089 | $493,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 12,030 | $493,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 49,525 | $493,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,754 | $492,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 33,184 | $492,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,184 | $491,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 355,606 | $491,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 7,856 | $490,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 48,307 | $490,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,911 | $489,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 35,543 | $489,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 12,276 | $489,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 68,587 | $487,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 15,648 | $486,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 17,661 | $486,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,400 | $485,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 8,181 | $485,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,507 | $485,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 16,067 | $485,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7,295 | $484,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 7,558 | $484,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 27,985 | $482,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 30,071 | $481,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 33,572 | $481,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 66,818 | $481,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 19,060 | $481,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 40,727 | $480,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,643 | $479,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 31,297 | $479,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 10,201 | $478,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 9,298 | $478,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 22,097 | $478,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,041 | $477,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,176 | $477,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 45,642 | $477,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 21,338 | $477,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 62,100 | $476,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 7,626 | $475,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 351,723 | $474,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 68,145 | $474,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,835 | $474,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 20,331 | $474,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,661 | $474,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 21,204 | $474,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,805 | $471,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 23,358 | $471,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 24,935 | $470,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 17,526 | $470,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 10,924 | $468,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,509 | $468,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 35,183 | $467,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 62,293 | $467,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 71,519 | $466,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,500 | $465,000 | thousands by filing date | call |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 15,180 | $465,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,920 | $464,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 19,357 | $464,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 23,096 | $463,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,025 | $462,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,837 | $461,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 47,565 | $461,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,479 | $460,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 112,282 | $460,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 52,267 | $459,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 7,462 | $459,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 33,279 | $458,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 23,577 | $458,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 50,707 | $458,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 29,531 | $457,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 144,616 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,935 | $457,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 13,462 | $456,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 25,232 | $456,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,933 | $456,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 9,815 | $455,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 11,708 | $455,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 26,221 | $454,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 32,069 | $454,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 59,000 | $453,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 59,000 | $453,000 | thousands by filing date | call |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 28,675 | $453,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 42,593 | $453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 12,562 | $453,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 40,000 | $452,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,471 | $452,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 17,986 | $451,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 97,130 | $451,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 213,601 | $451,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 15,564 | $451,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 9,656 | $450,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 51,555 | $449,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 38,807 | $449,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 30,063 | $446,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 94,838 | $446,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 25,734 | $446,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 30,327 | $446,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 28,716 | $445,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 13,824 | $444,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 21,596 | $444,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 22,436 | $444,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 16,532 | $443,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 121,959 | $443,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 38,380 | $443,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 17,064 | $442,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 12,793 | $441,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 27,474 | $441,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 51,978 | $440,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 22,767 | $440,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 12,485 | $439,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 15,737 | $439,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 69,947 | $439,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,255 | $438,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 28,681 | $438,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 53,625 | $438,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 49,944 | $434,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 34,916 | $433,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,654 | $433,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 8,901 | $432,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,496 | $432,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,300 | $432,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 38,681 | $432,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 15,666 | $431,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 24,154 | $431,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,200 | $430,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 26,836 | $430,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 17,026 | $429,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 19,257 | $429,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 12,285 | $428,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 10,645 | $428,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 12,928 | $427,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 31,462 | $427,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 30,070 | $426,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 35,200 | $425,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 133,776 | $425,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 17,375 | $424,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 33,338 | $424,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 305,262 | $422,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 6,026 | $422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 11,007 | $422,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 53,396 | $422,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,203 | $421,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 36,552 | $421,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 39,606 | $421,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,163 | $420,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 57,629 | $420,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500,000 | $420,000 | thousands by filing date | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 50,220 | $419,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,501 | $419,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 22,666 | $418,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 16,271 | $417,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 15,604 | $417,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,723 | $417,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 19,835 | $416,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 7,973 | $416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 13,547 | $413,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 23,196 | $412,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 10,604 | $411,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 15,645 | $411,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 32,146 | $411,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 100,000 | $410,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 7,415 | $410,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 43,873 | $410,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,807 | $408,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,732 | $407,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,394 | $407,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,998 | $407,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,534 | $407,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 52,465 | $406,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 16,000 | $406,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 16,000 | $406,000 | thousands by filing date | call |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 42,727 | $405,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,334 | $404,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 37,645 | $403,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 10,339 | $403,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 23,902 | $403,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 43,569 | $403,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 34,744 | $403,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 44,592 | $400,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 16,260 | $400,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 40,020 | $398,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 51,910 | $398,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 37,427 | $395,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 4,047 | $393,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 112,709 | $392,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 18,567 | $392,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,954 | $390,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 15,351 | $390,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 9,650 | $388,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 6,410 | $388,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 29,592 | $388,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 81,446 | $387,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 17,303 | $387,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 15,500 | $387,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 15,872 | $387,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,042 | $386,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 30,000 | $385,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 26,688 | $385,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,294 | $385,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 54,767 | $384,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 14,030 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 23,355 | $383,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 27,632 | $382,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 8,955 | $381,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 20,458 | $380,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 26,097 | $379,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,945 | $379,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 19,841 | $379,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,000 | $378,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 6,369 | $377,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 84,364 | $376,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 29,217 | $376,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 126,692 | $376,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 86,500 | $375,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,544 | $375,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 31,353 | $374,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,361 | $374,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 17,861 | $372,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 7,513 | $372,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 43,242 | $371,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 32,035 | $370,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 34,245 | $370,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 42,871 | $369,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 22,716 | $369,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 4,491 | $369,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 79,959 | $368,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,968 | $368,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 22,853 | $368,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 23,536 | $368,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 15,660 | $367,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,800 | $366,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,200 | $365,000 | thousands by filing date | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 6,656 | $365,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 26,119 | $364,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 41,651 | $364,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 42,472 | $364,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 88,244 | $363,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 17,500 | $363,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 33,947 | $362,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 11,317 | $362,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,306 | $360,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 35,310 | $360,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 11,733 | $359,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 48,400 | $359,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 10,915 | $357,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 58,547 | $357,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 24,280 | $356,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 6,549 | $356,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 13,798 | $356,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,800 | $355,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 20,536 | $355,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 126,007 | $355,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 203,826 | $355,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 20,050 | $354,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 25,827 | $354,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 10,201 | $354,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 22,735 | $353,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,305 | $352,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 52,000 | $351,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 14,970 | $350,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 19,682 | $350,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 39,417 | $350,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 57,751 | $350,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 12,932 | $349,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $348,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,004 | $348,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 65,550 | $347,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,493 | $347,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 42,416 | $347,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,224 | $346,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 20,231 | $346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,739 | $346,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,784 | $345,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 9,170 | $343,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 12,025 | $343,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 122,189 | $343,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 15,996 | $342,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 34,549 | $342,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 19,565 | $339,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 58,910 | $339,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 9,993 | $339,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 29,738 | $339,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 9,882 | $339,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,193 | $338,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,804 | $337,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,500 | $336,000 | thousands by filing date | put |
| NATURA &CO HLDG S A | 63884N108 | ADR | 23,172 | $336,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 9,360 | $336,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 6,492 | $334,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 26,819 | $334,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 19,084 | $334,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,822 | $334,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,418 | $333,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 11,321 | $333,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 22,875 | $333,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 69,896 | $332,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,182 | $331,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 63,087 | $330,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,000 | $329,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 48,542 | $329,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 3,548 | $329,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,597 | $329,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 23,000 | $328,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 5,838 | $328,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 64,510 | $328,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,000 | $327,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 35,296 | $327,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,266 | $326,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,790 | $326,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 112,744 | $326,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 4,405 | $325,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 31,800 | $325,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 14,592 | $325,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 20,058 | $324,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,154 | $324,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 20,979 | $323,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $323,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 9,316 | $323,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 31,131 | $323,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,973 | $322,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,445 | $322,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,539 | $321,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,765 | $321,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 17,067 | $320,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 490,515 | $320,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 32,341 | $320,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 122,400 | $319,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 12,780 | $319,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 24,652 | $319,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 25,114 | $319,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 29,861 | $318,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,632 | $317,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,512 | $317,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 31,412 | $316,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 13,695 | $316,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 27,915 | $316,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 316,069 | $316,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 283,449 | $315,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 27,449 | $313,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,945 | $313,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 27,598 | $312,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 60,496 | $312,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 25,631 | $312,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 12,818 | $311,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 11,497 | $311,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 25,497 | $311,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 11,232 | $311,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 82,551 | $310,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 43,589 | $310,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 6,339 | $309,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 13,960 | $309,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,452 | $309,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 15,797 | $307,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 10,289 | $307,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,007 | $307,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |