13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 606 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 5,303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 387 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 2,689 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 3,784 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E791 | FACTORS US | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC GLOBAL ETF TR | 69434K205 | FOCUSD HI YLD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108862 | CRWDBURAU PEER | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 2,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWGIOCO GROUP INC | 65136T205 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULING GLOBAL INC | G3729B102 | SHS | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 607 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y771 | US SM CP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 3,508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |