13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 14,886 | $307,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 42,942 | $306,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,762 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,914 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 5,246 | $305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 6,031 | $304,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,330 | $304,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,443 | $303,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 26,457 | $303,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 31,610 | $302,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,700 | $301,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 101,484 | $301,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 6,853 | $301,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 22,979 | $301,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 69,925 | $301,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 17,086 | $301,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 19,815 | $300,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 51,642 | $299,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 1,939 | $298,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,853 | $298,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,270 | $298,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 18,267 | $298,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,600 | $297,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,000 | $297,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 170,600 | $297,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 21,887 | $296,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 25,859 | $296,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,558 | $296,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,697 | $294,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 70,281 | $294,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 26,180 | $294,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 28,898 | $292,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,036 | $291,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,133 | $291,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 31,374 | $291,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 29,234 | $290,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 16,743 | $290,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 41,139 | $290,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 105,139 | $290,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 10,969 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19,288 | $288,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,523 | $287,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 26,830 | $287,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 65,960 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,211 | $286,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 36,440 | $286,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 24,084 | $286,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 88,968 | $285,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 29,217 | $284,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 60,231 | $284,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,495 | $283,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,760 | $283,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 6,676 | $283,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,200 | $282,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 20,534 | $282,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,489 | $282,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 24,020 | $282,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 13,276 | $282,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 54,763 | $281,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18,828 | $281,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 5,805 | $281,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 61,400 | $279,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 18,723 | $279,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 32,681 | $279,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 162,289 | $279,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 34,482 | $279,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 12,294 | $278,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 18,704 | $278,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 14,204 | $278,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 28,293 | $277,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 19,344 | $277,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 329,648 | $277,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,346 | $276,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 52,800 | $276,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,452 | $276,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,848 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 7,760 | $276,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 33,073 | $275,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,557 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,124 | $274,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 69,857 | $273,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 46,232 | $273,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,385 | $273,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 30,415 | $272,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 27,000 | $272,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,125 | $271,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 19,540 | $271,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,424 | $271,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 10,651 | $271,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 6,296 | $270,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 291,027 | $270,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,980 | $270,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 27,030 | $270,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 14,043 | $269,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,300 | $269,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 3,128 | $268,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 19,787 | $268,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,876 | $267,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,234 | $266,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,467 | $266,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 16,721 | $266,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,231 | $266,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 35,455 | $266,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,812 | $265,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 32,244 | $263,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 81,240 | $263,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,921 | $262,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,347 | $262,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 8,399 | $262,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 16,388 | $262,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,608 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 6,667 | $262,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 25,550 | $261,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 28,123 | $260,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,402 | $260,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 77,718 | $260,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 24,074 | $260,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 26,418 | $259,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 75,287 | $259,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 9,758 | $259,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 16,575 | $259,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 39,918 | $259,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 43,017 | $258,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,063 | $257,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 17,425 | $257,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 17,310 | $257,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 29,575 | $257,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,164 | $256,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 70,728 | $256,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 25,356 | $256,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 32,020 | $254,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 22,751 | $253,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 13,300 | $253,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,028 | $253,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 31,513 | $251,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 24,971 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,577 | $251,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,689 | $250,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,905 | $250,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 1,969 | $249,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 9,748 | $248,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 21,774 | $248,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 9,060 | $247,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 16,501 | $247,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,416 | $247,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 8,471 | $247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,814 | $247,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 33,773 | $247,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 3,695 | $247,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,343 | $246,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 28,907 | $246,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 55,992 | $246,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 38,266 | $246,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,000 | $245,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 5,754 | $245,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,536 | $245,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 21,862 | $245,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 16,521 | $245,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,500 | $244,000 | thousands by filing date | put |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 13,618 | $244,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 5,391 | $244,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,172 | $244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,054 | $242,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,786 | $242,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 1,182 | $242,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,796 | $241,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,889 | $241,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 230,704 | $240,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 35,454 | $240,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 38,915 | $239,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 14,921 | $239,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,825 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,792 | $238,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 81,695 | $238,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,378 | $238,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 18,701 | $238,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,900 | $237,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 9,101 | $237,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 19,252 | $237,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,139 | $236,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 65,465 | $236,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 6,251 | $236,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 18,242 | $236,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 13,084 | $236,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 76,085 | $236,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,300 | $235,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 12,929 | $235,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 6,000 | $235,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 17,712 | $235,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,780 | $234,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 53,894 | $234,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 7,344 | $234,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 81,635 | $234,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,266 | $233,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 31,622 | $233,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 15,998 | $233,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 15,814 | $233,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 11,857 | $233,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,030 | $232,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 11,629 | $232,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 18,177 | $232,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 42,172 | $231,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 3,405 | $231,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 19,993 | $231,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 69,251 | $231,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 14,054 | $230,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,986 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 7,883 | $230,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,995 | $230,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 9,157 | $230,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,755 | $230,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 8,500 | $230,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 2,200 | $229,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,003 | $229,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,906 | $229,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,440 | $228,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,884 | $228,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 26,244 | $228,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 7,694 | $227,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 38,404 | $227,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,806 | $226,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 47,546 | $226,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 268,941 | $226,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,206 | $226,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 13,450 | $226,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,721 | $226,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 7,784 | $226,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 31,061 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,765 | $225,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,816 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,185 | $225,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,100 | $224,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,625 | $224,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 12,709 | $224,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,867 | $222,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 19,029 | $222,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,714 | $222,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,098 | $222,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 7,746 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 4,700 | $221,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 36,374 | $221,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 7,744 | $220,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,615 | $220,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 22,787 | $220,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 20,576 | $220,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 16,125 | $220,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 100,576 | $220,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 12,401 | $219,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,846 | $219,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 31,079 | $218,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 7,706 | $218,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,186 | $218,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 7,453 | $218,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 14,441 | $217,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 8,840 | $216,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 9,280 | $215,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 5,276 | $215,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 69,471 | $215,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,315 | $214,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,222 | $214,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 6,077 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 9,046 | $214,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,000 | $212,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 14,591 | $212,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 85,200 | $212,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 27,648 | $212,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 16,738 | $212,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 22,210 | $212,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 3,025 | $212,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 6,013 | $209,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,910 | $209,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,296 | $209,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,297 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 9,964 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,642 | $207,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 8,603 | $207,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 24,665 | $207,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,049 | $206,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 69,803 | $206,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,500 | $205,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,495 | $205,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 30,631 | $204,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 39,180 | $204,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,232 | $204,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 54,244 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 3,421 | $203,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 7,235 | $203,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,071 | $203,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 3,560 | $203,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 14,516 | $203,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 12,641 | $202,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 837 | $202,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 17,830 | $202,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,935 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 6,161 | $202,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,479 | $201,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 13,668 | $201,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 24,588 | $201,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 584 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,763 | $200,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,756 | $199,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 29,750 | $199,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 8,871 | $198,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,728 | $198,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,319 | $197,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 106,090 | $197,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,453 | $196,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 3,575 | $196,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 4,654 | $196,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,572 | $195,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 28,591 | $195,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 8,515 | $195,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 10,967 | $195,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 14,976 | $194,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,361 | $194,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,000 | $194,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 6,838 | $194,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 77,886 | $193,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,731 | $193,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 10,364 | $193,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 6,730 | $193,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 13,053 | $193,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 9,312 | $193,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 15,712 | $193,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 103,630 | $192,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 4,225 | $192,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 84,470 | $192,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,203 | $191,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,116 | $191,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,872 | $191,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 14,056 | $191,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 12,019 | $191,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,057 | $191,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,532 | $190,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,091 | $190,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,936 | $190,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 29,268 | $190,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 5,611 | $190,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,945 | $190,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 19,487 | $189,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 9,589 | $189,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 7,050 | $189,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 20,806 | $188,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 104,070 | $188,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 50,000 | $187,000 | thousands by filing date | put |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 6,436 | $187,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 570,910 | $187,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 1,916 | $187,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,197 | $186,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,240 | $186,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 5,142 | $186,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 7,621 | $186,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,595 | $186,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 14,428 | $186,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,180 | $186,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 38,081 | $185,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 22,620 | $185,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 9,283 | $185,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,481 | $185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 7,553 | $185,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 15,163 | $185,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 8,793 | $185,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,321 | $184,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 10,205 | $184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 6,570 | $184,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,791 | $183,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,527 | $183,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 21,400 | $183,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,300 | $182,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 38,395 | $182,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,162 | $182,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 11,453 | $182,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,955 | $181,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,000 | $181,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 614,371 | $181,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,063 | $180,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 13,929 | $180,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 11,000 | $180,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 3,026 | $180,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,936 | $179,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 5,211 | $179,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,629 | $179,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 6,875 | $178,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 40,049 | $178,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 6,276 | $178,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 18,222 | $178,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 6,271 | $178,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 102,769 | $178,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 21,679 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,592 | $177,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,000 | $176,000 | thousands by filing date | call |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 9,238 | $176,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 7,693 | $176,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 4,258 | $176,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,115 | $175,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 7,117 | $175,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,248 | $174,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 17,929 | $174,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,716 | $174,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 9,901 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,102 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,197 | $174,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 67,255 | $174,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 5,604 | $173,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 13,405 | $173,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,832 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 5,779 | $172,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 118,000 | $172,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 10,832 | $172,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,529 | $171,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,774 | $171,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 20,278 | $171,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,190 | $170,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 260,000 | $170,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 3,098 | $170,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 7,792 | $170,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 120,400 | $170,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 4,721 | $170,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 6,955 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,593 | $169,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 5,569 | $168,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 15,928 | $168,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 65,694 | $168,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 23,123 | $168,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,094 | $168,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 216,076 | $168,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,070 | $167,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 15,024 | $167,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 29,175 | $166,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,963 | $166,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,383 | $166,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,555 | $165,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,540 | $165,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 6,622 | $165,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,544 | $165,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,523 | $165,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 6,285 | $164,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 7,532 | $164,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 12,113 | $164,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 27,339 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,985 | $164,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,774 | $163,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,000 | $163,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 7,274 | $163,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 9,800 | $163,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 9,970 | $163,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,668 | $162,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 8,474 | $162,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,710 | $162,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 22,382 | $162,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 35,243 | $162,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,306 | $162,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 35,989 | $161,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 10,462 | $161,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 36,139 | $161,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 928 | $161,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 19,230 | $161,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,465 | $160,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,426 | $160,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 9,093 | $159,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,130 | $159,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,336 | $159,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,750 | $159,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 73,772 | $159,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 185,443 | $159,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 9,198 | $158,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,874 | $158,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 8,872 | $158,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9,991 | $158,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 5,758 | $158,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 49,266 | $158,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 5,779 | $158,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 68,201 | $158,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,574 | $158,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 15,989 | $158,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,000 | $157,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,608 | $157,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 32,618 | $157,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,080 | $157,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,476 | $157,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 16,227 | $157,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 90,000 | $157,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 6,158 | $157,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 6,323 | $156,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 7,318 | $156,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 35,814 | $156,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 600 | $155,000 | thousands by filing date | call |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,302 | $155,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 5,951 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,940 | $155,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 10,417 | $155,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 103,510 | $155,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 4,892 | $154,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,207 | $154,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 17,069 | $154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 10,118 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,243 | $152,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 9,566 | $152,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,292 | $152,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 23,477 | $152,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |