13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUOTIENT LTD | G73268107 | SHS | 20,482 | $152,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,945 | $151,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 11,715 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 4,857 | $151,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 832 | $150,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 9,189 | $150,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 9,158 | $150,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,394 | $150,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,807 | $150,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 1,780 | $150,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 50,593 | $150,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 19,734 | $150,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 6,452 | $150,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,565 | $149,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,415 | $149,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 8,812 | $149,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,771 | $148,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 15,053 | $148,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,670 | $148,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,334 | $148,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,870 | $148,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 4,132 | $147,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,700 | $147,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,048 | $147,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 2,967 | $147,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 5,727 | $147,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 19,242 | $146,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 44,684 | $146,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 12,285 | $146,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,025 | $146,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 7,212 | $146,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,995 | $146,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 133,616 | $146,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,249 | $145,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,213 | $145,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,475 | $144,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,107 | $144,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 13,663 | $144,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 12,285 | $144,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 8,570 | $144,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 56,707 | $144,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,380 | $144,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,800 | $143,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 21,059 | $143,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,710 | $143,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 17,469 | $143,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 14,417 | $143,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 34,718 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 3,859 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,336 | $142,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 8,169 | $142,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,943 | $142,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,808 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,794 | $142,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 109,869 | $142,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,502 | $142,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 919 | $142,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,228 | $141,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,045 | $141,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 6,474 | $141,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,215 | $140,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 20,000 | $139,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,429 | $139,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 13,009 | $139,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,967 | $138,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,877 | $138,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 5,373 | $138,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 24,995 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 4,249 | $138,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 6,502 | $138,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,466 | $138,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 5,561 | $138,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,088 | $138,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,161 | $137,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 2,465 | $137,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 4,177 | $137,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,862 | $137,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 6,536 | $137,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 25,971 | $137,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 24,724 | $136,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 61,337 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,392 | $136,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,727 | $135,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,137 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 4,279 | $135,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 5,304 | $135,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,096 | $135,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,269 | $135,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 125,000 | $135,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,941 | $134,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,451 | $134,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 25,600 | $134,000 | thousands by filing date | call |
| FRANCHISE GROUP INC | 35180X105 | COM | 6,115 | $134,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,843 | $134,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 23,843 | $133,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,822 | $133,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,700 | $133,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,482 | $133,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,360 | $133,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,178 | $132,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 13,749 | $132,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,179 | $132,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 7,207 | $132,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 2,679 | $131,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 4,781 | $131,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 44,148 | $130,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,285 | $130,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 56,364 | $129,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,701 | $129,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 5,831 | $129,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,749 | $129,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 127,606 | $129,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 161,312 | $129,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 7,374 | $129,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 2,979 | $128,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,831 | $128,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 5,372 | $128,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 9,219 | $128,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 4,251 | $128,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,750 | $127,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 87,666 | $127,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,285 | $126,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 24,842 | $126,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 4,188 | $126,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 1,131 | $126,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 4,613 | $126,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 15,256 | $126,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,284 | $125,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 6,427 | $125,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 73,811 | $125,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 10,393 | $125,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,204 | $125,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 3,438 | $124,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 47,907 | $124,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 23,426 | $124,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 3,580 | $124,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 196,629 | $124,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 9,735 | $123,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 25,770 | $123,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 9,127 | $123,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 98,268 | $123,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 3,178 | $123,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 700 | $122,000 | thousands by filing date | put |
| THE REALREAL INC | 88339P101 | COM | 9,503 | $122,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,230 | $122,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,277 | $122,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,685 | $122,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,795 | $122,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,219 | $122,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 13,021 | $122,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 5,481 | $122,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 6,183 | $122,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,306 | $121,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 161,163 | $121,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 13,525 | $121,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,375 | $120,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 12,322 | $120,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,600 | $120,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,099 | $120,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 30,946 | $120,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 6,643 | $120,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,812 | $120,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 34,640 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2,606 | $119,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,901 | $119,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 400 | $118,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,600 | $118,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,658 | $118,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 10,770 | $118,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,317 | $118,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 5,425 | $118,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 366,744 | $118,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 37,139 | $118,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 5,303 | $117,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,200 | $117,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,944 | $117,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 8,631 | $117,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,883 | $117,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 8,290 | $117,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 17,852 | $117,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,772 | $117,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 5,116 | $117,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,182 | $116,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,612 | $116,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 4,177 | $116,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,726 | $116,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 4,303 | $116,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,187 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 2,256 | $116,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 35,189 | $115,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,020 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,506 | $115,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,749 | $115,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,875 | $115,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 5,175 | $115,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,902 | $115,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 6,053 | $114,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 8,398 | $114,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,880 | $114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 5,625 | $114,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,963 | $114,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 2,217 | $114,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,597 | $114,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 2,225 | $113,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 7,230 | $113,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,880 | $113,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 41,660 | $113,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,002 | $113,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 2,453 | $113,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 5,019 | $113,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,272 | $113,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,907 | $113,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,276 | $113,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 6,800 | $113,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,395 | $112,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,061 | $112,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 2,074 | $112,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,694 | $111,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 7,566 | $111,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 2,894 | $111,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 117,862 | $111,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 2,808 | $111,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 19,090 | $110,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,300 | $110,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 1,138 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,521 | $110,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,040 | $110,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 37,140 | $109,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 47,698 | $109,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,346 | $109,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 7,878 | $109,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 41,266 | $109,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 8,051 | $109,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,398 | $109,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,343 | $109,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 3,302 | $109,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,290 | $108,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 4,353 | $108,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,631 | $108,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 5,278 | $108,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 500 | $107,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 11,059 | $107,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,809 | $107,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,000 | $107,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 6,491 | $107,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,962 | $107,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,523 | $107,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 53,589 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,850 | $107,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 7,167 | $107,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L821 | TREND AGGREGATIN | 4,063 | $107,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,661 | $106,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,006 | $106,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 394 | $106,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 3,783 | $106,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 2,400 | $106,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,709 | $105,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 5,317 | $105,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 5,785 | $105,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,414 | $105,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 7,960 | $105,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 7,282 | $105,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 37,507 | $105,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 2,033 | $105,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 2,500 | $105,000 | thousands by filing date | put |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 10,000 | $105,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,299 | $104,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,246 | $104,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,351 | $104,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,156 | $104,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,406 | $104,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,167 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,884 | $104,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 3,706 | $104,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 8,213 | $104,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 36,604 | $104,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 19,243 | $104,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,833 | $104,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,053 | $103,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 12,698 | $103,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,168 | $103,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,679 | $103,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,964 | $103,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,463 | $103,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,612 | $103,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 23,341 | $102,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,450 | $102,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,290 | $102,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 84,003 | $102,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 573 | $102,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 7,451 | $102,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 17,290 | $102,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 6,204 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 1,488 | $102,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,626 | $101,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,700 | $101,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,656 | $101,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,125 | $101,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 7,198 | $101,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 198,799 | $101,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 4,686 | $101,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 29,390 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,330 | $100,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 72,297 | $100,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,948 | $100,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,200 | $100,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,304 | $100,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,450 | $100,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 15,377 | $100,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,241 | $100,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 12,364 | $100,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,779 | $100,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,415 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,339 | $99,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,496 | $99,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,164 | $99,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 7,416 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,017 | $99,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 14,616 | $99,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,136 | $99,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,150 | $99,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 7,788 | $98,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 43,433 | $98,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,890 | $98,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 25,378 | $98,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 3,748 | $98,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,530 | $97,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,793 | $97,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 24,716 | $97,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 4,385 | $97,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 7,246 | $97,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 69,004 | $97,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 7,959 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,394 | $97,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 9,253 | $97,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,619 | $97,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,364 | $97,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 3,852 | $97,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,729 | $96,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 24,541 | $96,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 800 | $96,000 | thousands by filing date | put |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 2,844 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,962 | $96,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 80,219 | $96,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 15,005 | $96,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 8,468 | $96,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 83,950 | $96,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 5,484 | $96,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 199,667 | $96,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,200 | $95,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 43,632 | $95,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,937 | $95,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,681 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 39,775 | $95,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 2,347 | $95,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,086 | $94,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,110 | $94,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 530 | $94,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 208 | $94,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 41,965 | $94,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 40,726 | $94,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,130 | $94,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,200 | $93,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,733 | $92,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 75,000 | $92,000 | thousands by filing date | call |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 1,876 | $92,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,820 | $92,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,265 | $92,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 11,721 | $92,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,783 | $91,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,000 | $91,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 805 | $91,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,999 | $91,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 5,932 | $91,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 6,763 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,199 | $91,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,209 | $91,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 31,871 | $91,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,728 | $91,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 3,646 | $91,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 7,595 | $91,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 7,770 | $90,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 7,675 | $90,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,430 | $90,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 7,941 | $90,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,322 | $90,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,669 | $90,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,962 | $89,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 7,044 | $89,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,776 | $89,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 39,898 | $89,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 2,679 | $89,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 8,919 | $89,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 3,285 | $89,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 6,916 | $89,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 11,090 | $89,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 7,253 | $89,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 4,402 | $89,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 8,704 | $89,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,039 | $88,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 7,489 | $88,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 4,400 | $88,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 7,287 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 3,590 | $88,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,898 | $87,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 5,890 | $87,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,360 | $87,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 1,342 | $87,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 5,267 | $87,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,253 | $87,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,271 | $87,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,390 | $87,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 65,419 | $87,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,356 | $87,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,197 | $87,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 8,065 | $87,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 8,397 | $86,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,042 | $86,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,072 | $86,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,930 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 6,521 | $86,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 3,159 | $86,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 5,400 | $86,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 3,284 | $86,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,584 | $85,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,059 | $85,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 696 | $85,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 19,829 | $85,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,530 | $85,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 110,338 | $85,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 8,043 | $84,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 19,210 | $84,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 3,200 | $84,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,530 | $84,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 3,222 | $84,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 19,845 | $84,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 26,058 | $84,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 2,425 | $83,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,000 | $83,000 | thousands by filing date | put |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,207 | $83,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 11,987 | $83,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,187 | $83,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 5,183 | $83,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,100 | $83,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,258 | $83,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,322 | $83,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 43,885 | $83,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,015 | $83,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 3,527 | $83,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 101,063 | $83,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 38,294 | $83,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,715 | $82,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,740 | $82,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,160 | $82,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,475 | $82,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,154 | $82,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,393 | $82,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,555 | $82,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 5,458 | $82,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,077 | $82,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,855 | $82,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 4,061 | $82,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 108,776 | $82,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,716 | $82,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 15,896 | $82,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 809 | $82,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,993 | $81,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,146 | $81,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,299 | $81,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 926 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,657 | $81,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 2,392 | $81,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,306 | $81,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 7,344 | $81,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,486 | $81,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 33,299 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1,500 | $81,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 106,375 | $81,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,086 | $81,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 4,450 | $80,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,903 | $80,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 5,952 | $80,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,879 | $80,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 159,955 | $80,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 44,526 | $80,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 27,992 | $80,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 2,598 | $80,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 4,340 | $79,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 4,898 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 2,146 | $79,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 4,116 | $79,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 27,108 | $79,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 37,412 | $79,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 5,169 | $79,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,178 | $79,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 6,007 | $79,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 41,134 | $78,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,041 | $78,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,597 | $78,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,463 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |