13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 18,862 | $1,005,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 207,862 | $1,004,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,000 | $1,003,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 39,940 | $996,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 57,000 | $996,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 12,741 | $996,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 107,550 | $994,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 112,217 | $994,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 65,139 | $992,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 46,200 | $991,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 43,198 | $991,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,062 | $990,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 96,532 | $988,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 26,649 | $987,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 56,462 | $987,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 22,100 | $986,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 13,857 | $986,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,100 | $985,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 31,631 | $980,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 132,990 | $980,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 31,803 | $976,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 113,281 | $975,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 93,945 | $974,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 60,563 | $974,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 30,036 | $973,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 15,900 | $973,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 45,894 | $973,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 21,161 | $972,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 18,766 | $972,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 95,487 | $971,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 30,648 | $970,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 38,913 | $969,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 50,114 | $969,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 45,720 | $967,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 114,979 | $966,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 28,259 | $966,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 76,452 | $966,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 157,201 | $964,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 54,273 | $964,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 13,674 | $964,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 100,829 | $962,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 25,937 | $961,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 326,803 | $961,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 53,796 | $961,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 39,156 | $960,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 20,853 | $959,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 66,125 | $957,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 103,637 | $956,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 70,652 | $954,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 34,007 | $954,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12,084 | $953,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26,400 | $951,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 249,600 | $951,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 92,598 | $947,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 276,021 | $947,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 116,473 | $944,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 83,243 | $944,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 160,665 | $944,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 80,927 | $942,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 93,717 | $942,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,793 | $941,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 18,262 | $941,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 71,148 | $939,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 33,580 | $938,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 20,853 | $935,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 19,416 | $935,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 136,457 | $934,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 215,646 | $934,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 22,300 | $933,000 | thousands by filing date | put |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 82,456 | $933,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 26,985 | $932,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 31,045 | $932,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 15,967 | $928,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 92,969 | $926,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,961 | $926,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 201,881 | $926,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 72,614 | $926,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 41,151 | $925,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,000 | $921,000 | thousands by filing date | put |
| SLEEP NUMBER CORP | 83125X103 | COM D | 22,127 | $921,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 66,090 | $917,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 87,626 | $917,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 74,379 | $916,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 90,824 | $916,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 70,608 | $916,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 56,878 | $915,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $913,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 34,052 | $913,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,601 | $912,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10,603 | $912,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 7,871 | $912,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 221,520 | $912,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 28,627 | $910,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 15,000 | $909,000 | thousands by filing date | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 13,302 | $907,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 89,004 | $906,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 11,966 | $905,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 36,371 | $904,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 122,528 | $902,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 33,098 | $902,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 27,732 | $901,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 37,873 | $901,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,300 | $900,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 58,341 | $898,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 18,466 | $896,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 50,833 | $896,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 47,208 | $896,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 75,600 | $894,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,000 | $893,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 67,536 | $891,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 92,039 | $890,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 24,419 | $885,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 339,771 | $884,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 95,090 | $884,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 60,675 | $881,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 155,735 | $878,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 60,869 | $878,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 41,243 | $877,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 16,000 | $876,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 71,759 | $875,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 23,268 | $875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 12,529 | $874,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 64,738 | $874,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 26,103 | $873,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,227 | $872,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 106,426 | $872,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 25,769 | $870,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 12,583 | $870,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 35,337 | $870,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,293 | $869,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 332,823 | $869,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 36,400 | $865,000 | thousands by filing date | call |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 103,966 | $865,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 62,945 | $865,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 36,819 | $864,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 201,396 | $864,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 15,800 | $863,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 92,499 | $863,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 28,046 | $862,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 92,077 | $862,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 89,785 | $862,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 60,510 | $860,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 62,226 | $857,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18,722 | $855,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 53,302 | $855,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 14,312 | $855,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 52,184 | $853,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 10,000 | $851,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 94,538 | $850,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 90,102 | $850,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 103,622 | $849,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,579 | $848,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 37,199 | $846,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 14,704 | $846,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 153,918 | $845,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 63,717 | $844,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 48,078 | $842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,238 | $841,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 43,689 | $841,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 36,278 | $839,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,000 | $837,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 78,967 | $836,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 46,981 | $834,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 15,177 | $834,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 29,606 | $832,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 21,803 | $831,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,387 | $831,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,000 | $830,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 407,465 | $827,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 37,349 | $827,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,000 | $826,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 45,000 | $824,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 14,400 | $823,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 187,991 | $823,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 34,159 | $823,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 17,611 | $820,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 21,613 | $820,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 268,543 | $819,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,000 | $819,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 61,500 | $817,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 175,000 | $817,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 30,751 | $817,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 26,153 | $817,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 25,000 | $816,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 15,560 | $814,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 167,461 | $814,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 33,119 | $814,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 11,292 | $813,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 239,071 | $812,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 215,439 | $812,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 923,199 | $811,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 80,466 | $811,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 115,247 | $810,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 31,917 | $809,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 72,644 | $808,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,634 | $807,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 16,400 | $806,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 73,851 | $806,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 440,000 | $805,000 | thousands by filing date | call |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 9,192 | $805,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 14,648 | $804,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 15,912 | $804,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,500 | $803,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 43,616 | $803,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 71,994 | $801,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 18,987 | $798,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 96,291 | $798,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 35,542 | $798,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 114,054 | $797,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 148,265 | $796,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 29,526 | $795,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 114,183 | $795,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 23,631 | $793,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 32,002 | $793,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 13,433 | $791,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 28,640 | $790,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 14,137 | $789,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 12,259 | $789,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 62,630 | $787,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 57,224 | $787,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,704 | $786,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 32,547 | $784,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 7,780 | $783,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 28,279 | $783,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 14,500 | $782,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 13,552 | $781,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 98,442 | $781,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 57,349 | $780,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 21,919 | $780,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,678 | $780,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 50,485 | $780,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 87,581 | $778,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 24,708 | $777,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 65,427 | $775,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 24,811 | $773,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 22,206 | $773,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 41,611 | $768,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 52,569 | $767,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,427 | $767,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 94,840 | $767,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,932 | $766,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 49,138 | $765,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 23,574 | $765,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 59,208 | $765,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 16,115 | $764,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,397 | $763,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 35,319 | $763,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 37,352 | $762,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 27,155 | $762,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 30,228 | $761,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 33,220 | $761,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 68,256 | $760,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 32,592 | $759,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 43,678 | $759,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 158,876 | $757,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 58,449 | $756,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 215,329 | $756,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 74,078 | $755,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 7,437 | $754,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 454,495 | $754,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,437 | $753,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,875 | $753,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,200 | $752,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 66,904 | $752,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,383 | $752,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 29,872 | $752,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,100 | $751,000 | thousands by filing date | call |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 67,229 | $751,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 19,100 | $750,000 | thousands by filing date | call |
| JELD-WEN HLDG INC | 47580P103 | COM | 46,541 | $750,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 33,136 | $749,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 24,532 | $748,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 22,404 | $748,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 242,908 | $748,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 57,074 | $747,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 323,129 | $746,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 21,400 | $746,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 50,000 | $746,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 11,174 | $745,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 59,421 | $744,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 26,277 | $744,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 18,189 | $744,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 15,888 | $743,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,505 | $743,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 54,010 | $743,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 47,364 | $743,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 55,083 | $742,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,000 | $740,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 36,978 | $740,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 37,216 | $738,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 231,000 | $737,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 76,964 | $737,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 42,479 | $736,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 39,089 | $736,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,547 | $735,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 80,989 | $735,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 19,415 | $735,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 29,818 | $734,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 81,434 | $734,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,244 | $734,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 47,443 | $733,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 100,201 | $733,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 30,000 | $733,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 49,142 | $733,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 32,489 | $732,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 298,612 | $732,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 110,775 | $731,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 27,786 | $731,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 22,243 | $731,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 56,924 | $730,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,461 | $730,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 51,904 | $729,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 31,755 | $723,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 60,690 | $722,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 301,454 | $721,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,726 | $721,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 15,845 | $721,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 17,146 | $720,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 62,323 | $719,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 202,999 | $719,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,305 | $718,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 25,034 | $716,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 75,000 | $716,000 | thousands by filing date | call |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 31,457 | $715,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 33,518 | $713,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 29,699 | $712,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 56,288 | $712,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 37,432 | $711,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 26,505 | $711,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 11,250 | $711,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 53,801 | $710,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 38,107 | $709,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 46,725 | $708,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 113,918 | $707,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 20,000 | $706,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,586 | $706,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 104,390 | $706,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 29,717 | $706,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 83,399 | $706,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 30,040 | $705,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 74,890 | $705,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 19,366 | $705,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 24,385 | $705,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 218,222 | $705,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 74,936 | $704,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 111,307 | $704,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 37,993 | $703,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 46,000 | $703,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 39,000 | $702,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 48,500 | $701,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 92,202 | $700,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 33,643 | $700,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 144,480 | $698,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 50,000 | $698,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 24,244 | $696,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 18,487 | $695,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 89,595 | $695,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 98,868 | $694,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 73,351 | $694,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 227,604 | $694,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 8,200 | $693,000 | thousands by filing date | put |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 26,352 | $691,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 56,545 | $689,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 257,905 | $689,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 6,862 | $688,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 131,140 | $687,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 34,755 | $686,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 76,488 | $685,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 39,418 | $683,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,753 | $683,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 65,000 | $683,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 22,524 | $682,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 43,446 | $682,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 25,383 | $680,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 60,171 | $679,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 25,534 | $679,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,152 | $678,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 55,791 | $678,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 14,730 | $677,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 64,459 | $677,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 46,043 | $677,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 414,970 | $676,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 42,689 | $675,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 19,704 | $675,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 22,454 | $675,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 50,081 | $674,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 48,893 | $674,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 50,551 | $672,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 19,354 | $672,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 134,607 | $671,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,849 | $670,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,889 | $669,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 40,786 | $669,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 100,314 | $669,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 40,365 | $668,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 7,631 | $667,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 49,495 | $666,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 54,586 | $666,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 98,353 | $666,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 21,666 | $665,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 25,083 | $665,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 13,481 | $665,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 20,000 | $665,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 89,408 | $663,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,152 | $662,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 20,314 | $661,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 46,793 | $660,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 72,385 | $660,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 37,390 | $659,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 20,657 | $658,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 28,412 | $658,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 93,515 | $658,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40,000 | $657,000 | thousands by filing date | put |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 56,956 | $657,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 58,440 | $657,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 37,096 | $656,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 29,178 | $656,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 31,061 | $655,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 10,060 | $654,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 12,175 | $653,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,422 | $652,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 75,649 | $652,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 94,636 | $651,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 20,221 | $651,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 90,000 | $650,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 11,061 | $649,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,400 | $647,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 12,911 | $647,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 54,917 | $647,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 59,957 | $647,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 44,720 | $646,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,500 | $646,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 89,184 | $646,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 429,698 | $645,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 84,497 | $644,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 568,850 | $643,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 8,003 | $643,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,585 | $642,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,311 | $642,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 61,950 | $642,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 5,352 | $641,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100,265 | $641,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 423,759 | $640,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 3,805,837 | $640,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 68,052 | $639,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 69,881 | $637,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,339 | $637,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,000 | $636,000 | thousands by filing date | call |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 25,407 | $636,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 45,736 | $635,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 23,499 | $635,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 974,200 | $635,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 713,140 | $635,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 16,400 | $634,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 560,600 | $633,000 | thousands by filing date | put |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 59,864 | $633,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 10,044 | $632,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 19,344 | $631,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,088 | $629,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 48,389 | $628,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 22,086 | $627,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 65,465 | $626,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 57,070 | $622,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 37,910 | $622,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 45,802 | $622,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 18,110 | $621,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 35,278 | $621,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,620 | $620,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,832 | $620,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 211 | $619,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 12,503 | $618,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 46,565 | $617,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 8,470 | $616,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 31,854 | $616,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 27,178 | $615,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,163 | $614,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 20,485 | $613,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 58,260 | $612,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 49,189 | $611,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 23,552 | $611,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 44,472 | $611,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 9,098 | $611,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 29,290 | $610,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 147,787 | $610,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,660 | $609,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 216,936 | $607,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,216 | $605,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 49,515 | $605,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 50,918 | $600,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 83,808 | $600,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 22,363 | $599,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 196,825 | $598,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,767,899 | $594,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 21,521 | $593,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 56,990 | $593,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 324,292 | $590,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 32,473 | $590,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 26,808 | $590,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 58,403 | $590,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 474,833 | $589,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |