13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 11,323 | $1,742,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 134,056 | $1,741,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,900 | $1,738,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 70,109 | $1,738,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 203,081 | $1,737,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 54,594 | $1,732,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 69,400 | $1,731,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 149,183 | $1,731,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 86,088 | $1,729,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 35,052 | $1,725,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 123,363 | $1,724,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 245,000 | $1,722,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 16,777 | $1,722,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 95,000 | $1,720,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 8,000 | $1,718,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 14,220 | $1,718,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 19,741 | $1,718,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 14,000 | $1,718,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 246,216 | $1,718,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 33,600 | $1,715,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073202 | UNIT 07/01/2027 | 171,101 | $1,714,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 75,865 | $1,711,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 72,042 | $1,710,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 103,700 | $1,704,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 295,961 | $1,701,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 29,985 | $1,699,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 79,884 | $1,698,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 126,377 | $1,698,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 176,604 | $1,697,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 71,450 | $1,694,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 29,876 | $1,692,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 61,500 | $1,690,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,650 | $1,688,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 114,379 | $1,683,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 169,549 | $1,682,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,334 | $1,681,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 42,116 | $1,679,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 33,070 | $1,676,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 28,500 | $1,674,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 130,527 | $1,674,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 14,350 | $1,673,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 21,200 | $1,673,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 235,952 | $1,673,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 53,710 | $1,669,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 92,854 | $1,667,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 16,439 | $1,663,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 29,700 | $1,663,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 159,489 | $1,663,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 57,001 | $1,662,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 59,600 | $1,658,000 | thousands by filing date | put |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 93,410 | $1,657,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 54,465 | $1,657,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 7,400 | $1,656,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 26,195 | $1,656,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 101,782 | $1,654,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 88,026 | $1,649,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 40,387 | $1,647,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 85,754 | $1,647,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 28,800 | $1,645,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 130,690 | $1,644,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 151,809 | $1,643,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 47,400 | $1,642,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 206,554 | $1,642,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30,000 | $1,640,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 35,694 | $1,640,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46,287 | $1,636,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 266,300 | $1,630,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 337,657 | $1,628,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 56,732 | $1,626,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,625,000 | thousands by filing date | put |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 108,263 | $1,625,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 15,300 | $1,623,000 | thousands by filing date | call |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 68,425 | $1,623,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 13,998 | $1,622,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 90,025 | $1,620,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 45,850 | $1,618,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 8,600 | $1,614,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20,583 | $1,614,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 19,315 | $1,613,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 396,247 | $1,613,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 213,413 | $1,613,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 173,925 | $1,612,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 118,807 | $1,611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 21,023 | $1,605,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 87,980 | $1,603,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 41,392 | $1,602,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 19,766 | $1,601,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 167,320 | $1,601,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 53,898 | $1,600,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 61,578 | $1,599,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 54,039 | $1,598,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 68,920 | $1,596,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 131,067 | $1,596,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 520,793 | $1,594,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 136,500 | $1,594,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 110,807 | $1,593,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 22,367 | $1,591,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 137,760 | $1,590,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 65,222 | $1,587,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 13,915 | $1,586,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 175,937 | $1,585,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 43,064 | $1,581,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 19,577 | $1,580,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 48,393 | $1,579,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 455,097 | $1,579,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 181,020 | $1,577,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 141,587 | $1,576,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,000 | $1,575,000 | thousands by filing date | put |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 23,002 | $1,573,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 174,700 | $1,567,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 29,939 | $1,566,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 19,700 | $1,563,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 41,492 | $1,563,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 123,797 | $1,563,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 31,547 | $1,562,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 31,954 | $1,561,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 86,946 | $1,559,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 359,100 | $1,558,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 85,390 | $1,556,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 30,294 | $1,555,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 71,328 | $1,554,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 48,516 | $1,548,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 30,574 | $1,548,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 147,024 | $1,548,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 49,501 | $1,548,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 105,678 | $1,546,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 43,540 | $1,544,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 20,000 | $1,544,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 112,546 | $1,542,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 45,674 | $1,540,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 387,434 | $1,539,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,600 | $1,533,000 | thousands by filing date | put |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 37,428 | $1,533,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 41,623 | $1,532,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 65,054 | $1,532,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 32,507 | $1,531,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 21,800 | $1,527,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 88,097 | $1,525,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 34,300 | $1,521,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 410,362 | $1,518,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 49,645 | $1,516,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 49,800 | $1,512,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 12,738 | $1,511,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 54,650 | $1,510,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 30,593 | $1,508,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 24,463 | $1,506,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 156,600 | $1,506,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 150,000 | $1,505,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 293,685 | $1,498,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 49,406 | $1,495,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 149,883 | $1,494,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,500 | $1,493,000 | thousands by filing date | call |
| CERENCE INC COM | 156727109 | Stock | 36,571 | $1,493,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 21,151 | $1,492,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 190,845 | $1,492,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 97,588 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 23,737 | $1,486,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 70,015 | $1,485,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 142,496 | $1,484,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 51,884 | $1,484,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 106,752 | $1,482,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 105,800 | $1,479,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 62,061 | $1,478,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 14,234 | $1,477,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 12,457 | $1,473,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 13,190 | $1,466,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 82,800 | $1,466,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 174,082 | $1,461,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 45,557 | $1,460,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 33,556 | $1,459,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14,900 | $1,456,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 153,624 | $1,455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 72,143 | $1,453,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 70,253 | $1,453,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 26,900 | $1,452,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 45,154 | $1,452,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 39,979 | $1,451,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 6,228 | $1,450,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 106,243 | $1,446,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 17,800 | $1,445,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 17,800 | $1,445,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 12,290 | $1,444,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 60,207 | $1,444,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 150,000 | $1,442,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 252,500 | $1,437,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 230,280 | $1,437,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 167,484 | $1,435,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,849 | $1,434,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 42,658 | $1,433,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 118,741 | $1,431,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 203,757 | $1,430,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,000 | $1,429,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 20,206 | $1,427,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 211,100 | $1,425,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 18,954 | $1,424,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 222,788 | $1,422,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 26,780 | $1,420,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 416,279 | $1,420,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 112,759 | $1,418,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 29,200 | $1,415,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 84,674 | $1,415,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 18,921 | $1,414,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,165 | $1,413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 46,550 | $1,404,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 39,378 | $1,404,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 57,421 | $1,402,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 36,100 | $1,400,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,000 | $1,399,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 15,369 | $1,398,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 29,515 | $1,398,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 113,155 | $1,398,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 83,413 | $1,395,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 292,980 | $1,395,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 23,966 | $1,393,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21,419 | $1,393,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,392,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 118,618 | $1,390,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50,653 | $1,388,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 64,626 | $1,387,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 310,766 | $1,386,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 38,968 | $1,384,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 247,568 | $1,384,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,800 | $1,383,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 331,464 | $1,383,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 27,911 | $1,379,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 119,200 | $1,377,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 6,340 | $1,375,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 215,676 | $1,374,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 278,486 | $1,373,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 164,596 | $1,371,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 182,811 | $1,371,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,823 | $1,370,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 168,591 | $1,366,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 136,500 | $1,365,000 | thousands by filing date | call |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 215,363 | $1,365,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 151,900 | $1,363,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 36,284 | $1,361,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 48,246 | $1,359,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 188,014 | $1,358,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 51,293 | $1,358,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 38,620 | $1,356,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 32,395 | $1,356,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 105,087 | $1,354,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 89,013 | $1,353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 93,988 | $1,352,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 58,920 | $1,352,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 33,741 | $1,352,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 131,560 | $1,351,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 27,466 | $1,351,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 53,044 | $1,350,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 22,524 | $1,348,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 130,525 | $1,348,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 23,293 | $1,347,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 7,335 | $1,347,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 53,933 | $1,346,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 19,091 | $1,345,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 150,096 | $1,345,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 324,495 | $1,344,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 190,903 | $1,342,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 33,858 | $1,339,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 37,712 | $1,336,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 154,132 | $1,333,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 9,595 | $1,332,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 48,216 | $1,332,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 115,831 | $1,331,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 35,626 | $1,328,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 175,231 | $1,325,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 129,174 | $1,324,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 28,593 | $1,324,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 63,891 | $1,323,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 51,300 | $1,323,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 378,867 | $1,322,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 19,116 | $1,320,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 117,775 | $1,319,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 30,040 | $1,317,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 93,300 | $1,316,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 221,142 | $1,311,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 75,000 | $1,311,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 715,835 | $1,310,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 18,492 | $1,308,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 25,722 | $1,306,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 47,588 | $1,302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 51,223 | $1,298,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 53,153 | $1,298,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 40,434 | $1,298,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 257,407 | $1,294,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 107,184 | $1,293,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 85,213 | $1,292,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 18,816 | $1,289,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 43,290 | $1,289,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 139,524 | $1,281,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 60,000 | $1,280,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 25,187 | $1,280,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 41,539 | $1,278,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 34,068 | $1,275,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 149,577 | $1,273,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 132,834 | $1,268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,000 | $1,268,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 97,500 | $1,266,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 18,715 | $1,263,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 268,424 | $1,262,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 20,679 | $1,260,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 230,672 | $1,260,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 18,481 | $1,258,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 32,778 | $1,258,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 31,039 | $1,258,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $1,256,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,198 | $1,255,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 135,567 | $1,254,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 737,220 | $1,253,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $1,251,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 47,443 | $1,251,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 42,602 | $1,250,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 55,756 | $1,249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 29,274 | $1,248,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 128,381 | $1,245,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 44,698 | $1,243,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 45,294 | $1,243,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 68,098 | $1,240,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 15,106 | $1,240,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 52,564 | $1,240,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 88,570 | $1,240,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 123,359 | $1,239,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 27,510 | $1,238,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 6,705 | $1,236,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 15,999 | $1,233,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 82,124 | $1,232,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 47,100 | $1,229,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 51,996 | $1,228,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 52,257 | $1,222,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9,173 | $1,222,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 195,616 | $1,221,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 16,925 | $1,219,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 16,682 | $1,219,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 60,617 | $1,219,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 98,158 | $1,219,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,218,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,028 | $1,217,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 97,796 | $1,216,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 68,687 | $1,213,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 77,416 | $1,210,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 13,802 | $1,209,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 28,300 | $1,208,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 28,300 | $1,208,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 213,686 | $1,208,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 18,619 | $1,206,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 127,914 | $1,206,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 121,582 | $1,206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 32,331 | $1,205,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 101,437 | $1,204,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 31,664 | $1,204,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,752 | $1,202,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 930,608 | $1,200,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 28,522 | $1,200,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,000 | $1,196,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 116,700 | $1,192,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 38,253 | $1,192,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 62,144 | $1,191,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 19,156 | $1,188,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 285,000 | $1,188,000 | thousands by filing date | call |
| PERSPECTA INC | 715347100 | COM | 51,154 | $1,188,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 24,427 | $1,184,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 42,476 | $1,183,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 56,565 | $1,182,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 32,162 | $1,181,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,077 | $1,180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 65,369 | $1,177,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 21,643 | $1,175,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 85,839 | $1,174,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 58,372 | $1,174,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 147,030 | $1,172,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 10,296 | $1,171,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 34,032 | $1,171,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 74,556 | $1,169,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 41,915 | $1,169,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 226,992 | $1,167,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 37,400 | $1,165,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 3,000 | $1,163,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 46,474 | $1,161,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 165,750 | $1,160,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 43,328 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 83,199 | $1,159,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 26,920 | $1,158,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 62,612 | $1,157,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 129,563 | $1,157,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 437,600 | $1,155,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 33,271 | $1,155,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 117,894 | $1,151,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 37,423 | $1,150,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 94,713 | $1,150,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 20,318 | $1,149,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 25,828 | $1,149,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 42,022 | $1,149,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10,176 | $1,148,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 14,624 | $1,147,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12,165 | $1,146,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 85,692 | $1,144,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 20,515 | $1,142,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 21,874 | $1,140,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 110,785 | $1,139,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 122,802 | $1,138,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 104,478 | $1,137,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 12,553 | $1,133,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 98,391 | $1,132,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 47,238 | $1,131,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 17,446 | $1,130,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 36,590 | $1,127,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 11,750 | $1,126,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 75,816 | $1,125,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 54,529 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 7,421 | $1,124,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 36,372 | $1,123,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 247,470 | $1,121,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 20,882 | $1,117,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 99,820 | $1,117,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 161,815 | $1,116,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 18,479 | $1,115,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 23,012 | $1,113,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,828 | $1,112,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 24,602 | $1,108,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25,021 | $1,107,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 83,995 | $1,106,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 54,382 | $1,104,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 44,485 | $1,103,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 47,212 | $1,103,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 28,208 | $1,100,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,022 | $1,099,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 28,051 | $1,099,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 52,802 | $1,096,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 14,365 | $1,096,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 100,904 | $1,095,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 41,188 | $1,094,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 33,185 | $1,094,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 33,744 | $1,093,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 23,983 | $1,092,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 949,687 | $1,092,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 21,861 | $1,090,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 37,433 | $1,090,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 45,750 | $1,087,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 72,888 | $1,086,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 221,212 | $1,084,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 70,905 | $1,082,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 20,878 | $1,076,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 38,118 | $1,076,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 17,059 | $1,074,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 41,171 | $1,073,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,300 | $1,071,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,053 | $1,070,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 80,758 | $1,070,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 58,933 | $1,068,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 11,260 | $1,068,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 76,862 | $1,067,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 90,000 | $1,065,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 10,000 | $1,065,000 | thousands by filing date | put |
| CORTEXYME INC | 22053A107 | COM | 22,955 | $1,063,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 157,300 | $1,062,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 9,580 | $1,060,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 144,804 | $1,059,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 12,680 | $1,057,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 282,422 | $1,056,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 73,859 | $1,055,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 27,758 | $1,054,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 180,376 | $1,053,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 74,714 | $1,053,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 33,101 | $1,049,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 30,725 | $1,049,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 27,516 | $1,049,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 55,821 | $1,048,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 221,252 | $1,048,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 191,820 | $1,048,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 37,967 | $1,047,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 50,033 | $1,047,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 19,965 | $1,042,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 105,322 | $1,042,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 122,593 | $1,042,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 38,585 | $1,038,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 23,802 | $1,035,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 90,000 | $1,034,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 69,320 | $1,034,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 107,586 | $1,034,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 131,526 | $1,032,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 161,983 | $1,032,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 23,928 | $1,031,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 93,672 | $1,031,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 47,688 | $1,030,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 37,250 | $1,025,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 37,044 | $1,025,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 31,275 | $1,024,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,104 | $1,022,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 230,051 | $1,021,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 18,743 | $1,021,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 70,512 | $1,021,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 19,183 | $1,020,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,544 | $1,020,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 14,226 | $1,019,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40,514 | $1,017,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 150,000 | $1,013,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 46,626 | $1,011,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,329 | $1,007,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,594 | $1,007,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |