13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 46,138 | $2,986,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 82,000 | $2,984,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 21,500 | $2,984,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 273,375 | $2,980,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 69,632 | $2,975,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 140,965 | $2,975,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 82,240 | $2,973,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 50,590 | $2,969,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 308,525 | $2,968,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 65,843 | $2,961,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 25,684 | $2,954,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 65,423 | $2,952,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 84,522 | $2,947,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 254,510 | $2,942,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,104 | $2,939,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 47,249 | $2,934,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 482,266 | $2,932,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 34,382 | $2,931,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 269,135 | $2,931,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,000 | $2,931,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 94,529 | $2,929,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 84,558 | $2,926,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 222,470 | $2,923,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 58,186 | $2,918,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 60,775 | $2,917,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 244,724 | $2,917,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 125,364 | $2,916,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 68,000 | $2,913,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 117,528 | $2,904,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 326,066 | $2,902,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 74,942 | $2,900,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 60,000 | $2,899,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 150,000 | $2,892,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 186,096 | $2,887,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 56,248 | $2,886,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 155,114 | $2,882,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,890 | $2,881,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 32,239 | $2,877,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 181,597 | $2,875,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 48,759 | $2,874,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 81,714 | $2,874,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 211,992 | $2,870,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 322,239 | $2,868,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,032,700 | $2,866,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 303,553 | $2,865,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 198,221 | $2,862,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 74,463 | $2,857,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 117,884 | $2,855,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 379,533 | $2,851,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 24,315 | $2,850,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 42,402 | $2,849,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,198 | $2,839,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,079,401 | $2,839,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 67,521 | $2,835,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 137,526 | $2,825,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 700,570 | $2,823,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 24,713 | $2,822,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 712,793 | $2,816,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 62,318 | $2,815,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 183,266 | $2,813,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 400,000 | $2,812,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 690,522 | $2,810,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 425,661 | $2,809,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 114,557 | $2,802,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 52,334 | $2,802,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 53,012 | $2,794,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 300,000 | $2,790,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 78,881 | $2,785,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 231,656 | $2,782,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 75,000 | $2,777,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 59,281 | $2,776,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 74,882 | $2,760,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 135,352 | $2,758,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 159,653 | $2,757,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 182,791 | $2,756,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400,000 | $2,752,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 45,500 | $2,750,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100,000 | $2,750,000 | thousands by filing date | call |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 332,858 | $2,750,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 54,007 | $2,749,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 68,600 | $2,748,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 108,300 | $2,741,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 145,949 | $2,735,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 166,920 | $2,734,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,910,019 | $2,731,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 29,714 | $2,730,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 71,428 | $2,729,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 49,200 | $2,728,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 44,120 | $2,726,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 210,645 | $2,726,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 14,460 | $2,726,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 83,790 | $2,724,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 70,235 | $2,722,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 107,656 | $2,719,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 35,576 | $2,715,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 140,673 | $2,711,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 34,268 | $2,709,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 66,097 | $2,696,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 64,189 | $2,694,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 35,258 | $2,692,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 300,000 | $2,688,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 210,779 | $2,681,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 50,886 | $2,679,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 302,657 | $2,679,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 164,096 | $2,676,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 164,639 | $2,672,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 135,462 | $2,671,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 41,219 | $2,669,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 92,540 | $2,667,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,136,147 | $2,666,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 103,222 | $2,659,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 259,569 | $2,658,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 55,474 | $2,658,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 290,676 | $2,657,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 116,000 | $2,655,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 300,000 | $2,652,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 177,100 | $2,651,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 73,947 | $2,645,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 85,145 | $2,645,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 75,000 | $2,630,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 111,365 | $2,622,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 55,511 | $2,621,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 145,203 | $2,621,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 77,104 | $2,617,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 59,058 | $2,613,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 41,111 | $2,610,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 85,000 | $2,609,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 21,275 | $2,601,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 183,699 | $2,596,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,080,603 | $2,593,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 100,000 | $2,588,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 21,856 | $2,582,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 475,304 | $2,581,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 93,884 | $2,581,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 56,992 | $2,578,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 45,213 | $2,578,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 15,105 | $2,577,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 194,068 | $2,575,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 85,274 | $2,575,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 22,953 | $2,571,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 119,373 | $2,568,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 177,677 | $2,568,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 205,324 | $2,565,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 155,051 | $2,562,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 35,600 | $2,561,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 37,575 | $2,559,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 57,444 | $2,558,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,000 | $2,557,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 82,875 | $2,556,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 117,191 | $2,552,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 209,929 | $2,551,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 45,000 | $2,550,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 187,727 | $2,546,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 134,318 | $2,544,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 294,000 | $2,543,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 26,000 | $2,535,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 31,393 | $2,530,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 109,763 | $2,529,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 132,700 | $2,524,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 60,527 | $2,517,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 16,207 | $2,515,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 85,510 | $2,515,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 256,187 | $2,514,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 300,930 | $2,513,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 103,892 | $2,511,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 68,713 | $2,509,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 137,588 | $2,509,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 105,297 | $2,500,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 33,927 | $2,500,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 105,402 | $2,499,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 186,173 | $2,494,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22,156 | $2,491,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 38,372 | $2,490,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 69,724 | $2,488,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 31,719 | $2,482,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 226,465 | $2,482,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 279,500 | $2,479,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 225,707 | $2,479,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 320,972 | $2,478,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,026,278 | $2,474,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 29,295 | $2,471,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 185,770 | $2,467,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 49,723 | $2,461,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 52,578 | $2,448,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 108,496 | $2,447,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 396,245 | $2,445,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 107,478 | $2,443,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 87,649 | $2,439,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 16,657 | $2,435,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 174,798 | $2,435,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 427,831 | $2,434,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 137,585 | $2,434,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 36,986 | $2,430,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 19,800 | $2,428,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 30,691 | $2,428,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 182,105 | $2,409,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 97,212 | $2,409,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 83,540 | $2,409,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 94,773 | $2,406,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 97,491 | $2,405,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 67,848 | $2,405,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,000 | $2,402,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 139,627 | $2,396,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 54,719 | $2,395,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 39,200 | $2,389,000 | thousands by filing date | put |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 41,226 | $2,389,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,000 | $2,388,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 69,334 | $2,387,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 330,681 | $2,385,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 88,231 | $2,382,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 103,185 | $2,380,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 423,318 | $2,379,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 76,500 | $2,379,000 | thousands by filing date | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 150,825 | $2,378,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 18,000 | $2,372,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 63,480 | $2,370,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 530,178 | $2,369,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 158,160 | $2,368,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,322 | $2,364,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 171,917 | $2,355,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 57,637 | $2,355,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 98,183 | $2,353,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 578,068 | $2,347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 19,550 | $2,344,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 174,290 | $2,344,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 60,700 | $2,340,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 100,000 | $2,339,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 229,082 | $2,337,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 19,276 | $2,335,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 34,791 | $2,333,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 51,500 | $2,329,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 34,000 | $2,325,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 56,954 | $2,325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 82,278 | $2,320,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 162,112 | $2,318,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 102,236 | $2,316,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 127,900 | $2,309,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 416,113 | $2,301,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 180,323 | $2,298,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 13,500 | $2,290,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 82,715 | $2,288,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 119,752 | $2,286,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 104,460 | $2,279,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 499,997 | $2,275,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,242,900 | $2,275,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 33,056 | $2,271,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 168,338 | $2,271,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12,217 | $2,268,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 58,756 | $2,268,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 181,637 | $2,263,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 73,174 | $2,262,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 57,047 | $2,261,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 94,185 | $2,260,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 110,678 | $2,259,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $2,255,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 401,845 | $2,254,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 50,188 | $2,253,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 169,600 | $2,252,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 119,670 | $2,252,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 57,958 | $2,248,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 83,565 | $2,243,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 204,690 | $2,243,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 177,600 | $2,241,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 54,100 | $2,240,000 | thousands by filing date | call |
| COVETRUS INC | 22304C100 | COM | 125,215 | $2,240,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 19,012 | $2,238,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 115,843 | $2,235,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 45,459 | $2,233,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 278,913 | $2,225,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 88,855 | $2,225,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 132,304 | $2,225,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 34,405 | $2,220,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 208,324 | $2,217,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 320,400 | $2,217,000 | thousands by filing date | put |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 79,074 | $2,212,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 39,464 | $2,210,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 429,247 | $2,202,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500,000 | $2,200,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 162,335 | $2,199,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 64,900 | $2,197,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 49,686 | $2,197,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 857,100 | $2,194,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 32,635 | $2,194,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 151,872 | $2,192,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 54,700 | $2,191,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 29,735 | $2,189,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 32,535 | $2,183,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 86,873 | $2,181,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 246,887 | $2,180,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 17,131 | $2,176,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 57,718 | $2,171,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 200,797 | $2,168,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 50,912 | $2,164,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 139,337 | $2,161,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 295,056 | $2,160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 196,044 | $2,160,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 188,659 | $2,154,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 84,914 | $2,151,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,000 | $2,147,000 | thousands by filing date | call |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 89,220 | $2,145,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 264,568 | $2,143,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 220,871 | $2,142,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 173,796 | $2,141,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 109,113 | $2,141,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 31,926 | $2,139,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 42,990 | $2,138,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 55,700 | $2,138,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 35,682 | $2,136,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 19,258 | $2,135,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 278,611 | $2,134,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 84,809 | $2,134,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 38,986 | $2,129,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 155,330 | $2,121,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 245,048 | $2,120,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 226,000 | $2,120,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 54,307 | $2,120,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $2,119,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 78,098 | $2,113,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 56,500 | $2,112,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 36,755 | $2,110,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 108,773 | $2,110,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,000 | $2,109,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 165,122 | $2,109,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 30,000 | $2,109,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 103,316 | $2,108,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 210,398 | $2,108,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 55,800 | $2,107,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 287,111 | $2,105,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 50,126 | $2,101,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 35,800 | $2,100,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 202,432 | $2,097,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 57,600 | $2,091,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 36,530 | $2,090,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 141,419 | $2,087,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 373,578 | $2,084,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 51,224 | $2,083,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 34,110 | $2,082,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 26,767 | $2,079,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 252,524 | $2,079,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 77,441 | $2,078,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 386,945 | $2,074,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 75,014 | $2,070,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 24,383 | $2,067,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 95,310 | $2,066,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 34,824 | $2,065,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 33,102 | $2,065,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 135,091 | $2,063,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 92,059 | $2,059,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 73,586 | $2,057,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 174,135 | $2,055,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 84,150 | $2,053,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 228,915 | $2,053,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 69,218 | $2,047,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 437,984 | $2,045,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 88,064 | $2,045,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 22,163 | $2,044,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,043,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,043,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 820,547 | $2,043,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 358,910 | $2,042,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 64,035 | $2,040,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 38,470 | $2,039,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 48,615 | $2,038,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 19,000 | $2,034,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 20,447 | $2,032,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,700 | $2,031,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 95,410 | $2,027,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 22,100 | $2,026,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,248 | $2,023,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 48,537 | $2,022,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 257,569 | $2,022,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 72,480 | $2,021,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 42,384 | $2,021,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 62,215 | $2,019,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 38,418 | $2,016,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 248,728 | $2,007,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 37,847 | $2,006,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 277,409 | $2,006,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 57,473 | $2,000,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 50,568 | $2,000,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,715 | $1,998,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 67,454 | $1,995,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 175,189 | $1,995,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 30,324 | $1,992,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 115,429 | $1,990,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 500,000 | $1,985,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 92,312 | $1,985,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 100,000 | $1,983,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 140,003 | $1,982,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 12,000 | $1,981,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 15,884 | $1,979,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 91,172 | $1,971,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 119,285 | $1,968,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 30,463 | $1,965,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 27,753 | $1,959,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 26,025 | $1,952,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 20,905 | $1,944,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 72,500 | $1,943,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 20,000 | $1,941,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,100 | $1,940,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 200,000 | $1,940,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 40,000 | $1,936,000 | thousands by filing date | call |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 52,152 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 116,340 | $1,933,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 184,487 | $1,932,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $1,928,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 31,087 | $1,925,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 87,821 | $1,921,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 161,934 | $1,920,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 45,727 | $1,920,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 480,612 | $1,918,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 17,500 | $1,916,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 391,896 | $1,916,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 205,230 | $1,914,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 42,800 | $1,913,000 | thousands by filing date | put |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 72,829 | $1,909,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 28,559 | $1,907,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 50,845 | $1,907,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $1,903,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 85,545 | $1,903,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 9,626 | $1,902,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 19,555 | $1,900,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 162,422 | $1,900,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 31,555 | $1,897,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 27,572 | $1,895,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 44,627 | $1,893,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 130,321 | $1,889,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11,000 | $1,881,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 260,313 | $1,879,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 123,611 | $1,879,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 47,697 | $1,877,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 19,089 | $1,875,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 114,581 | $1,875,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 135,450 | $1,869,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 45,174 | $1,869,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 22,263 | $1,868,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 100,000 | $1,867,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 245,758 | $1,867,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 46,636 | $1,866,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 210,294 | $1,864,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,424 | $1,862,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 52,900 | $1,860,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 56,054 | $1,859,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 166,700 | $1,857,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 119,743 | $1,857,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 121,274 | $1,854,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 25,388 | $1,853,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 132,382 | $1,852,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 47,318 | $1,851,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 119,026 | $1,851,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 127,150 | $1,850,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 183,629 | $1,847,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 71,226 | $1,842,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 68,690 | $1,841,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 31,104 | $1,841,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 41,018 | $1,840,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 224,023 | $1,839,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 267,010 | $1,837,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 43,529 | $1,837,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 46,582 | $1,835,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 79,771 | $1,830,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 40,988 | $1,829,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 155,636 | $1,824,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 123,065 | $1,823,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 587,823 | $1,822,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,300 | $1,819,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 43,500 | $1,819,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 21,791 | $1,818,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 456,870 | $1,818,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 554,064 | $1,817,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 259,270 | $1,815,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 227,471 | $1,812,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 159,648 | $1,810,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 14,403 | $1,806,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 37,500 | $1,803,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 85,740 | $1,802,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 70,699 | $1,801,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 36,543 | $1,794,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 160,428 | $1,793,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 49,685 | $1,792,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 45,780 | $1,791,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,000 | $1,790,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,500 | $1,784,000 | thousands by filing date | call |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 200,390 | $1,779,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 91,931 | $1,773,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 49,536 | $1,772,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 12,176 | $1,771,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 130,325 | $1,769,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 22,600 | $1,767,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 175,688 | $1,766,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 30,000 | $1,765,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 22,618 | $1,763,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 21,038 | $1,761,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 84,646 | $1,757,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 74,431 | $1,757,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 57,788 | $1,756,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 11,221 | $1,751,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 36,557 | $1,744,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 22,467 | $1,743,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 181,780 | $1,743,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |