13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 79,414 | $5,319,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 11,785 | $5,316,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 350,200 | $5,313,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 116,368 | $5,293,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 381,173 | $5,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 385,650 | $5,279,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 194,033 | $5,279,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 119,044 | $5,277,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 38,029 | $5,277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 95,196 | $5,273,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 139,287 | $5,260,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 138,801 | $5,257,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 378,884 | $5,255,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 212,616 | $5,254,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 174,509 | $5,241,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 111,359 | $5,238,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 80,474 | $5,217,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 321,945 | $5,215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 175,313 | $5,209,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 274,537 | $5,202,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 98,153 | $5,200,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 250,000 | $5,188,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 171,083 | $5,182,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 701,745 | $5,179,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 290,879 | $5,178,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 91,200 | $5,177,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 99,792 | $5,176,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,625,783 | $5,173,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 104,900 | $5,172,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 70,129 | $5,157,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 220,000 | $5,130,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 136,306 | $5,119,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 88,888 | $5,117,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 180,003 | $5,117,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 117,913 | $5,103,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 472,246 | $5,096,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25,000 | $5,086,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 471,734 | $5,085,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 229,202 | $5,083,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 104,560 | $5,071,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 131,388 | $5,068,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 258,971 | $5,066,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 113,704 | $5,057,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 198,688 | $5,055,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 136,336 | $5,048,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 356,020 | $5,045,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 101,672 | $5,042,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 60,694 | $5,038,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 41,897 | $5,027,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 12,005 | $5,018,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 146,314 | $5,014,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 490,056 | $5,008,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 393,020 | $5,000,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 878,902 | $4,975,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 54,400 | $4,974,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 502,504 | $4,970,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74,821 | $4,963,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 183,513 | $4,962,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 440,678 | $4,953,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 165,699 | $4,943,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 95,692 | $4,941,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21,500 | $4,938,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 56,648 | $4,930,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 354,071 | $4,925,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 179,487 | $4,909,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 378,301 | $4,895,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 278,864 | $4,889,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 223,164 | $4,878,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 80,000 | $4,875,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80,000 | $4,872,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 137,275 | $4,870,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 276,340 | $4,853,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 18,400 | $4,839,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 6,800 | $4,833,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 274,910 | $4,817,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 145,283 | $4,814,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 114,451 | $4,809,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 275,700 | $4,805,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 192,098 | $4,802,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 20,260 | $4,801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 76,296 | $4,795,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 410,419 | $4,794,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 278,077 | $4,794,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 416,222 | $4,782,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 22,030 | $4,778,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 40,600 | $4,771,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 39,420 | $4,770,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 506,944 | $4,765,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 32,816 | $4,755,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 240,933 | $4,753,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 125,162 | $4,751,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 300,205 | $4,749,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 95,287 | $4,742,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 258,399 | $4,726,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 253,098 | $4,726,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 23,960 | $4,719,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 91,447 | $4,706,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 275,131 | $4,693,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 26,888 | $4,687,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 110,257 | $4,684,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 115,290 | $4,684,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 454,120 | $4,682,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 675,922 | $4,677,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 407,472 | $4,674,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 50,000 | $4,667,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 186,262 | $4,654,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 184,859 | $4,634,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 83,500 | $4,630,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 59,800 | $4,624,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,210,000 | $4,610,000 | thousands by filing date | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 251,305 | $4,589,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 371,575 | $4,581,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 47,147 | $4,578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 117,066 | $4,567,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 539,699 | $4,566,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 45,441 | $4,556,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 117,807 | $4,542,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 193,060 | $4,537,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 99,180 | $4,517,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 450,000 | $4,514,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 400,000 | $4,496,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 438,402 | $4,494,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 175,571 | $4,493,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 208,772 | $4,491,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 630,600 | $4,490,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 43,434 | $4,486,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 180,290 | $4,486,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 57,480 | $4,471,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 391,672 | $4,465,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 180,518 | $4,457,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 96,981 | $4,449,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 84,664 | $4,447,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 572,516 | $4,443,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 317,162 | $4,440,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 345,537 | $4,437,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 35,193 | $4,422,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 25,000 | $4,421,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 285,000 | $4,415,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 558,421 | $4,412,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 161,328 | $4,412,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 134,600 | $4,401,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 13,307 | $4,372,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 142,364 | $4,365,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 204,707 | $4,363,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 250,000 | $4,358,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 816,215 | $4,350,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 109,434 | $4,338,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 155,596 | $4,333,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 86,983 | $4,333,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 105,086 | $4,333,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 151,324 | $4,332,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 61,320 | $4,331,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $4,323,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $4,323,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,399,144 | $4,318,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 34,447 | $4,314,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 179,559 | $4,311,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,004,342 | $4,298,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 212,205 | $4,297,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 130,000 | $4,291,000 | thousands by filing date | call |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 80,874 | $4,287,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 84,123 | $4,283,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 75,548 | $4,281,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,852,053 | $4,278,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 198,115 | $4,273,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 65,000 | $4,272,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 428,861 | $4,271,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 38,418 | $4,269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 54,769 | $4,268,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 28,501 | $4,262,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 54,300 | $4,259,000 | thousands by filing date | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 411,951 | $4,259,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 345,000 | $4,254,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 69,208 | $4,250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 273,373 | $4,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 252,031 | $4,244,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 105,094 | $4,240,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $4,236,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 404,594 | $4,232,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 373,655 | $4,230,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 69,579 | $4,225,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 58,200 | $4,221,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 43,851 | $4,208,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 138,300 | $4,203,000 | thousands by filing date | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,742 | $4,202,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 513,062 | $4,202,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 147,838 | $4,187,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,557,600 | $4,174,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99,449 | $4,173,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 21,627 | $4,170,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 53,972 | $4,170,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 892,851 | $4,161,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 308,056 | $4,160,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 102,490 | $4,154,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 233,047 | $4,151,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 150,063 | $4,122,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 37,200 | $4,117,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 319,522 | $4,116,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 22,495 | $4,112,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 333,802 | $4,109,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 25,000 | $4,105,000 | thousands by filing date | put |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 86,149 | $4,105,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,300 | $4,101,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 90,373 | $4,094,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 264,714 | $4,090,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,180,648 | $4,085,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 52,259 | $4,085,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 28,946 | $4,081,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 883,304 | $4,081,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 65,331 | $4,078,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 158,316 | $4,077,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 29,266 | $4,074,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 341,641 | $4,065,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 263,879 | $4,064,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 109,557 | $4,046,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 73,590 | $4,046,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 400,376 | $4,043,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 308,463 | $4,035,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 236,920 | $4,028,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 107,600 | $4,022,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 61,163 | $4,020,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 320,560 | $4,020,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 180,989 | $4,018,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 241,921 | $4,018,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 32,375 | $4,002,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 124,247 | $3,994,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,000 | $3,989,000 | thousands by filing date | put |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 164,129 | $3,979,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 597,197 | $3,972,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 129,961 | $3,946,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 151,374 | $3,937,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 239,090 | $3,926,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 256,821 | $3,922,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 402,137 | $3,921,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 187,303 | $3,911,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25,578 | $3,908,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 402,530 | $3,888,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 143,357 | $3,881,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 73,695 | $3,875,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 122,625 | $3,875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 34,742 | $3,874,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,000 | $3,873,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 289,278 | $3,873,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 174,121 | $3,869,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,400 | $3,868,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 42,100 | $3,861,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 36,600 | $3,854,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25,592 | $3,850,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 66,500 | $3,842,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,100 | $3,840,000 | thousands by filing date | call |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 867,621 | $3,839,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 250,000 | $3,838,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 75,000 | $3,838,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 139,951 | $3,837,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 317,338 | $3,833,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 583,149 | $3,832,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 202,472 | $3,832,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 120,000 | $3,826,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 131,185 | $3,825,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 953,414 | $3,823,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 130,360 | $3,822,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 31,903 | $3,817,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 816,679 | $3,805,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 179,235 | $3,802,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 224,888 | $3,801,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 356,658 | $3,795,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 752,287 | $3,791,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 491,855 | $3,787,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 124,701 | $3,781,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 9,300 | $3,780,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14,900 | $3,778,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 635,036 | $3,766,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 411,952 | $3,765,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 105,972 | $3,765,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 76,717 | $3,763,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300,000 | $3,753,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 64,366 | $3,751,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 241,951 | $3,748,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 91,903 | $3,748,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 52,832 | $3,745,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 117,217 | $3,728,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 240,194 | $3,728,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,389,437 | $3,724,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 56,596 | $3,721,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 22,000 | $3,720,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 22,000 | $3,720,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 120,960 | $3,720,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 24,800 | $3,716,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 67,517 | $3,713,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 99,855 | $3,712,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 44,767 | $3,711,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 648,740 | $3,711,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 21,256 | $3,706,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 115,100 | $3,706,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 117,574 | $3,704,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 119,102 | $3,702,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,000 | $3,700,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 50,155 | $3,698,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 75,703 | $3,695,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 51,396 | $3,690,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 95,289 | $3,687,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 95,752 | $3,681,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 252,800 | $3,678,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 30,000 | $3,674,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 53,700 | $3,672,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 89,247 | $3,668,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 436,187 | $3,664,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 62,705 | $3,661,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 162,260 | $3,659,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 228,516 | $3,656,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 75,854 | $3,652,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,000 | $3,649,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 47,913 | $3,647,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 28,000 | $3,646,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 125,000 | $3,645,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 132,040 | $3,642,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 206,737 | $3,641,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 93,382 | $3,639,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 80,428 | $3,634,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 83,294 | $3,633,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 75,000 | $3,631,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 24,252 | $3,629,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 24,252 | $3,629,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 190,700 | $3,625,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 271,472 | $3,624,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 89,290 | $3,622,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 300,544 | $3,619,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 43,945 | $3,614,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 24,388 | $3,612,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 67,900 | $3,608,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 86,617 | $3,603,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 64,553 | $3,595,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 142,454 | $3,592,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 116,563 | $3,578,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 24,318 | $3,572,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 43,308 | $3,561,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 20,806 | $3,558,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 45,757 | $3,550,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 270,608 | $3,537,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 276,897 | $3,536,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 214,368 | $3,535,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 276,059 | $3,528,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 52,838 | $3,527,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 134,427 | $3,526,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 370,969 | $3,525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 55,861 | $3,524,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 150,000 | $3,524,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 104,110 | $3,521,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 152,257 | $3,520,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 195,689 | $3,517,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 68,896 | $3,515,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 65,789 | $3,515,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 100,000 | $3,511,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 68,475 | $3,509,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 50,300 | $3,508,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 218,479 | $3,506,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 412,378 | $3,505,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 235,779 | $3,504,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 170,496 | $3,500,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 100,220 | $3,493,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 39,613 | $3,487,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,272,433 | $3,486,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 54,914 | $3,482,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 176,295 | $3,480,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 40,000 | $3,478,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 274,090 | $3,478,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 85,156 | $3,475,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 70,000 | $3,474,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 25,910 | $3,471,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 98,371 | $3,465,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 83,950 | $3,459,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 68,400 | $3,458,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 375,776 | $3,453,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 15,564 | $3,440,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 61,666 | $3,438,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 72,274 | $3,432,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 170,554 | $3,430,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 40,000 | $3,429,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 322,988 | $3,424,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 189,837 | $3,423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 197,716 | $3,419,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 24,709 | $3,419,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 56,707 | $3,411,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 63,681 | $3,406,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 117,419 | $3,404,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 311,809 | $3,396,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 208,989 | $3,394,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 45,800 | $3,393,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 65,000 | $3,392,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 89,463 | $3,386,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 122,780 | $3,384,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 265,324 | $3,375,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 250,596 | $3,368,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 32,494 | $3,366,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 305,570 | $3,365,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,324,196 | $3,363,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 108,700 | $3,357,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 71,469 | $3,357,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 222,887 | $3,348,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 56,905 | $3,345,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 65,216 | $3,344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 42,770 | $3,337,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 131,651 | $3,328,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 309,932 | $3,325,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 163,124 | $3,323,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 168,282 | $3,317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 121,445 | $3,314,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 98,952 | $3,312,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 112,347 | $3,298,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 37,873 | $3,293,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 917,882 | $3,286,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 16,483 | $3,273,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 46,582 | $3,271,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 27,100 | $3,261,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 133,370 | $3,256,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 24,583 | $3,255,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 392,522 | $3,254,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 156,942 | $3,253,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 52,764 | $3,251,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 33,370 | $3,247,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 420,427 | $3,241,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 473,768 | $3,236,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44,445 | $3,224,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 250,726 | $3,224,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 432,808 | $3,221,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 395,141 | $3,220,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,488 | $3,219,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 56,811 | $3,218,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 312,043 | $3,214,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 48,186 | $3,213,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 75,547 | $3,209,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 125,866 | $3,209,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 31,174 | $3,206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 60,600 | $3,203,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 98,227 | $3,199,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 62,100 | $3,198,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 14,385 | $3,197,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,000 | $3,196,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 190,245 | $3,191,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 163,378 | $3,187,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 60,398 | $3,185,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 34,900 | $3,183,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 39,200 | $3,181,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 300,000 | $3,180,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 50,000 | $3,178,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 131,167 | $3,174,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 75,903 | $3,173,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 33,082 | $3,170,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 174,300 | $3,167,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 62,215 | $3,161,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 174,031 | $3,157,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 102,728 | $3,156,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,335,521 | $3,151,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 289,250 | $3,142,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 58,573 | $3,140,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 33,054 | $3,135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 73,079 | $3,131,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 76,737 | $3,128,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 75,000 | $3,128,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 269,880 | $3,123,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 241,490 | $3,122,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 287,155 | $3,116,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 75,112 | $3,111,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 130,645 | $3,108,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 259,301 | $3,104,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 85,414 | $3,102,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 104,611 | $3,093,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 46,505 | $3,092,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 19,916 | $3,087,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 140,318 | $3,087,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 248,738 | $3,082,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200,000 | $3,078,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200,000 | $3,078,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,000 | $3,074,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 301,084 | $3,074,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 75,200 | $3,065,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 104,697 | $3,063,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 422,869 | $3,062,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,000 | $3,060,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 35,000 | $3,054,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 28,553 | $3,053,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19,022 | $3,051,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 44,244 | $3,043,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 435,053 | $3,041,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 27,408 | $3,038,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 39,965 | $3,038,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 33,981 | $3,035,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 22,619 | $3,032,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 51,357 | $3,026,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 30,800 | $3,026,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 30,800 | $3,026,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 30,000 | $3,023,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 105,114 | $3,020,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 218,190 | $3,011,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 58,207 | $3,003,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 285,456 | $3,003,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 62,367 | $2,997,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 59,100 | $2,988,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,987,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 56,887 | $2,987,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |