13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IROBOT CORP | 462726100 | COM | 120,000 | $10,068,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 479,366 | $10,052,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 627,375 | $10,044,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 175,262 | $10,040,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 61,565 | $10,013,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 450,106 | $10,002,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 198,854 | $10,001,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 96,654 | $10,000,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 112,000 | $9,994,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 48,378 | $9,994,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 346,457 | $9,971,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 201,379 | $9,968,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 493,580 | $9,966,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 441,018 | $9,954,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 793,725 | $9,937,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 157,698 | $9,935,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 844,485 | $9,931,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 191,815 | $9,923,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 269,141 | $9,899,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 82,200 | $9,880,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 102,139 | $9,879,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 334,823 | $9,874,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 442,109 | $9,872,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,000 | $9,858,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 903,846 | $9,852,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 721,336 | $9,817,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 184,780 | $9,802,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 354,505 | $9,793,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,098,807 | $9,780,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 304,576 | $9,735,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 17,000 | $9,687,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 908,098 | $9,662,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 219,939 | $9,655,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 992,055 | $9,654,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 36,000 | $9,632,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 50,873 | $9,628,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 278,777 | $9,624,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 987,399 | $9,618,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 733,400 | $9,586,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 299,030 | $9,548,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 157,500 | $9,540,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 508,126 | $9,538,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 152,200 | $9,526,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 126,000 | $9,513,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 497,471 | $9,512,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 42,376 | $9,508,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,550,348 | $9,488,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 241,700 | $9,487,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 365,281 | $9,475,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 413,900 | $9,461,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 246,880 | $9,453,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,042,875 | $9,438,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50,000 | $9,434,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 75,800 | $9,423,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 217,774 | $9,405,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 624,146 | $9,400,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 45,400 | $9,378,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 80,200 | $9,345,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 2,409,789 | $9,326,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 101,079 | $9,314,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 104,258 | $9,308,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 38,125 | $9,209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 177,814 | $9,204,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 256,900 | $9,169,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 1,206,000 | $9,166,000 | thousands by filing date | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 550,418 | $9,165,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 29,473 | $9,164,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 752,185 | $9,154,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 248,498 | $9,133,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 74,413 | $9,132,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 152,841 | $9,128,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 497,857 | $9,121,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,797 | $9,114,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 85,749 | $9,109,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 553,320 | $9,084,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 175,324 | $9,084,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 275,000 | $9,078,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 264,487 | $9,069,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 145,539 | $9,066,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 350,000 | $9,058,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 124,342 | $9,017,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 276,502 | $9,012,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 63,100 | $8,989,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 676,376 | $8,982,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 136,345 | $8,981,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 393,318 | $8,979,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 266,000 | $8,975,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 93,991 | $8,955,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 74,342 | $8,946,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 314,101 | $8,923,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 99,791 | $8,921,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 299,957 | $8,918,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 221,234 | $8,892,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 568,700 | $8,889,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 528,900 | $8,886,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 63,301 | $8,875,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,824,514 | $8,849,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 223,300 | $8,845,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 715,753 | $8,818,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 153,606 | $8,817,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 580,000 | $8,799,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 443,704 | $8,799,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 637,500 | $8,798,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 130,879 | $8,794,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 295,634 | $8,789,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 110,634 | $8,785,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 242,793 | $8,765,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 900,000 | $8,757,000 | thousands by filing date | put |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 736,010 | $8,743,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 72,221 | $8,743,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 375,100 | $8,699,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 379,403 | $8,695,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 96,281 | $8,676,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 150,590 | $8,656,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 190,000 | $8,653,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 144,200 | $8,651,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 101,980 | $8,648,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 38,199 | $8,646,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 64,441 | $8,634,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 185,993 | $8,628,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 34,289 | $8,625,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 457,622 | $8,621,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 804,427 | $8,615,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 249,200 | $8,600,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 63,248 | $8,575,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 334,700 | $8,568,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 33,200 | $8,561,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 359,388 | $8,557,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 41,433 | $8,543,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 204,198 | $8,542,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 204,012 | $8,540,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 331,259 | $8,537,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,300,000 | $8,528,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 116,323 | $8,526,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 353,445 | $8,515,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 205,510 | $8,514,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 130,509 | $8,512,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 207,027 | $8,511,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 109,948 | $8,503,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 143,977 | $8,502,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 43,000 | $8,498,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400,000 | $8,476,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 97,500 | $8,474,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 481,131 | $8,468,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 86,269 | $8,466,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 108,834 | $8,463,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 637,169 | $8,455,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 359,545 | $8,447,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 67,382 | $8,432,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 510,483 | $8,382,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 216,100 | $8,380,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 268,672 | $8,372,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 131,819 | $8,366,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 236,692 | $8,355,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 245,649 | $8,352,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 64,023 | $8,327,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 239,811 | $8,310,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 316,193 | $8,295,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,142,600 | $8,250,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 143,105 | $8,234,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 919,098 | $8,221,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 270,000 | $8,213,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 199,046 | $8,213,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 807,557 | $8,213,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,486,571 | $8,206,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 465,126 | $8,200,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 186,046 | $8,197,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 134,775 | $8,186,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 60,800 | $8,178,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 183,387 | $8,166,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 475,781 | $8,155,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 279,407 | $8,142,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,152,630 | $8,137,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 269,969 | $8,137,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 438,877 | $8,128,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 330,027 | $8,128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 574,986 | $8,119,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 149,321 | $8,087,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 132,743 | $8,082,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 45,463 | $8,079,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 712,192 | $8,076,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 520,971 | $8,065,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 42,800 | $8,064,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 53,282 | $8,063,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 782,045 | $8,063,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 139,200 | $8,042,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 560,794 | $8,031,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 65,798 | $8,023,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 674,023 | $7,994,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 75,000 | $7,990,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 46,100 | $7,987,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 160,000 | $7,933,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 65,000 | $7,926,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 89,413 | $7,915,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 102,279 | $7,901,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 107,933 | $7,889,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 19,671 | $7,877,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 163,635 | $7,871,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 42,000 | $7,869,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 79,021 | $7,844,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 91,835 | $7,825,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,000 | $7,823,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,721,688 | $7,817,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 298,296 | $7,816,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 526,000 | $7,816,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 202,600 | $7,810,000 | thousands by filing date | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 84,949 | $7,779,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 230,500 | $7,777,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 162,542 | $7,775,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 129,248 | $7,767,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 185,720 | $7,766,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 654,005 | $7,756,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 76,677 | $7,735,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 372,300 | $7,733,000 | thousands by filing date | put |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 289,392 | $7,721,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21,300 | $7,718,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 304,774 | $7,713,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 259,200 | $7,701,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 165,263 | $7,688,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 308,542 | $7,670,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,225,613 | $7,656,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 44,267 | $7,655,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 104,163 | $7,651,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 138,300 | $7,644,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 76,503 | $7,624,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 357,590 | $7,609,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 405,254 | $7,570,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 399,642 | $7,569,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 61,700 | $7,567,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 177,927 | $7,543,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 77,266 | $7,529,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 197,371 | $7,520,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 51,469 | $7,509,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 114,985 | $7,500,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 225,449 | $7,499,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 101,006 | $7,498,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 360,424 | $7,486,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 255,449 | $7,454,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 278,000 | $7,453,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 134,084 | $7,452,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 39,100 | $7,449,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 68,260 | $7,442,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 254,126 | $7,441,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 410,377 | $7,432,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,843 | $7,429,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 496,130 | $7,422,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 158,970 | $7,417,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 607,010 | $7,400,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $7,396,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 437,395 | $7,392,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 697,200 | $7,390,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 107,213 | $7,380,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 144,278 | $7,355,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 261,297 | $7,352,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 347,575 | $7,351,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 156,909 | $7,350,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 65,575 | $7,337,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 523,762 | $7,322,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 632,254 | $7,315,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 382,753 | $7,299,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 63,984 | $7,299,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 103,900 | $7,279,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 64,994 | $7,257,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 259,882 | $7,254,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 174,445 | $7,247,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 298,716 | $7,241,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 364,295 | $7,235,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 640,061 | $7,226,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 59,216 | $7,225,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 560,000 | $7,224,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 216,700 | $7,207,000 | thousands by filing date | call |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 105,935 | $7,200,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 535,294 | $7,200,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 137,000 | $7,186,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 126,195 | $7,165,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 194,881 | $7,150,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,348,999 | $7,122,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 483,087 | $7,111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200,000 | $7,106,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 551,636 | $7,083,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 243,038 | $7,082,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 790,260 | $7,080,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 220,275 | $7,080,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 327,486 | $7,043,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 46,987 | $7,030,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 469,166 | $7,028,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 80,744 | $7,020,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 278,203 | $7,013,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 575,000 | $7,001,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 33,000 | $7,000,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 500,000 | $6,990,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 183,536 | $6,989,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 92,000 | $6,983,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 273,148 | $6,981,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 67,036 | $6,973,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 127,386 | $6,959,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 95,904 | $6,959,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 119,410 | $6,956,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 85,926 | $6,954,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 50,700 | $6,948,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 422,919 | $6,944,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 428,046 | $6,917,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 298,307 | $6,911,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 408,700 | $6,891,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 124,218 | $6,890,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 41,984 | $6,840,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 425,000 | $6,834,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,064,375 | $6,833,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,790,300 | $6,821,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 106,224 | $6,808,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 320,862 | $6,799,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 89,400 | $6,798,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 41,800 | $6,794,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 215,000 | $6,781,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 39,619 | $6,776,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 246,689 | $6,774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 219,481 | $6,773,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 289,873 | $6,763,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,700 | $6,761,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 517,249 | $6,761,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 67,742 | $6,746,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 221,000 | $6,727,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 42,520 | $6,720,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 382,972 | $6,706,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 85,000 | $6,675,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,299,571 | $6,641,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 90,238 | $6,614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 143,322 | $6,599,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 183,454 | $6,595,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 132,987 | $6,586,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 243,875 | $6,581,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 187,759 | $6,564,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,886 | $6,558,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 376,551 | $6,556,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,779,146 | $6,531,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 904,179 | $6,528,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,672,974 | $6,525,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 415,801 | $6,524,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 82,920 | $6,520,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 236,013 | $6,500,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 53,525 | $6,494,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 208,442 | $6,489,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 375,000 | $6,476,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 101,186 | $6,469,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 296,900 | $6,464,000 | thousands by filing date | call |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 286,460 | $6,440,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 36,864 | $6,434,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 195,858 | $6,434,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 100,511 | $6,426,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,050,000 | $6,426,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 48,217 | $6,417,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 48,500 | $6,415,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 59,783 | $6,392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 167,166 | $6,391,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 562,477 | $6,389,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 194,000 | $6,385,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 91,044 | $6,377,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 218,318 | $6,375,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 153,176 | $6,346,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 90,000 | $6,327,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 185,100 | $6,326,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 841,966 | $6,298,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 61,775 | $6,297,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 37,285 | $6,281,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 55,900 | $6,278,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 142,900 | $6,273,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 41,685 | $6,272,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 85,461 | $6,268,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 131,747 | $6,267,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 173,900 | $6,266,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 111,307 | $6,260,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 569,976 | $6,258,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 114,238 | $6,253,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 93,629 | $6,251,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 246,800 | $6,244,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 721,824 | $6,244,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 149,374 | $6,231,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 230,252 | $6,208,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 84,394 | $6,202,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 746,055 | $6,200,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 575,000 | $6,187,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 203,511 | $6,184,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 129,093 | $6,178,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 567,052 | $6,170,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 77,272 | $6,153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 248,640 | $6,144,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 850,000 | $6,137,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 196,157 | $6,118,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 498,436 | $6,106,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 426,746 | $6,102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 337,099 | $6,102,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 235,000 | $6,091,000 | thousands by filing date | put |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 169,736 | $6,074,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 854,100 | $6,073,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 169,011 | $6,069,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 678,785 | $6,061,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 46,500 | $6,056,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 25,300 | $6,052,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 33,193 | $6,046,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 179,695 | $6,041,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 101,403 | $6,034,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 183,664 | $6,007,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 174,871 | $6,000,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 280,168 | $5,976,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 369,700 | $5,974,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 806,072 | $5,973,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 161,776 | $5,960,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 34,608 | $5,949,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 280,589 | $5,926,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,303,987 | $5,898,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 250,087 | $5,887,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 354,798 | $5,886,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 59,050 | $5,885,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 144,906 | $5,884,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 850,207 | $5,866,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 32,783 | $5,866,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 536,448 | $5,863,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 91,594 | $5,859,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 88,302 | $5,850,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16,000 | $5,839,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 268,200 | $5,839,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,022,077 | $5,824,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 657,741 | $5,814,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 250,100 | $5,800,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X107 | COM | 61,068 | $5,799,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 159,681 | $5,790,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 393,379 | $5,787,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 406,430 | $5,784,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 613,763 | $5,782,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 91,887 | $5,781,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 107,158 | $5,764,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 84,040 | $5,756,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 253,958 | $5,755,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 806,919 | $5,754,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 160,449 | $5,730,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 395,847 | $5,728,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 574,261 | $5,720,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 108,221 | $5,717,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 64,594 | $5,715,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 20,800 | $5,708,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 395,555 | $5,708,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 275,000 | $5,706,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 327,074 | $5,701,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,000 | $5,695,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 239,035 | $5,694,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 488,663 | $5,693,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 161,836 | $5,682,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 103,593 | $5,676,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 48,000 | $5,674,000 | thousands by filing date | put |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 224,096 | $5,670,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 26,400 | $5,669,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 51,588 | $5,663,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 198,303 | $5,644,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 783,180 | $5,639,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100,000 | $5,635,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 120,497 | $5,628,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 311,934 | $5,616,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 178,949 | $5,614,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 600,000 | $5,610,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 203,665 | $5,603,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 70,000 | $5,576,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 148,064 | $5,573,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 189,144 | $5,540,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 210,392 | $5,537,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 63,434 | $5,536,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 191,448 | $5,534,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150,000 | $5,513,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 140,923 | $5,482,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 142,338 | $5,472,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100,000 | $5,460,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 137,189 | $5,455,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 487,566 | $5,451,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 180,000 | $5,441,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 75,612 | $5,440,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 105,000 | $5,440,000 | thousands by filing date | put |
| ALCON AG ORD SHS | H01301128 | Stock | 94,739 | $5,430,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 961,970 | $5,416,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 196,533 | $5,416,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 55,843 | $5,404,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 47,184 | $5,400,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 253,101 | $5,399,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 71,000 | $5,389,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 299,571 | $5,386,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 74,066 | $5,386,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 91,500 | $5,382,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 178,296 | $5,381,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 68,014 | $5,379,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 376,558 | $5,377,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 83,900 | $5,375,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 155,102 | $5,366,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,146,361 | $5,365,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 91,359 | $5,363,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 19,723 | $5,363,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 46,934 | $5,363,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 143,941 | $5,359,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 75,479 | $5,357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 213,640 | $5,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 119,034 | $5,345,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 129,797 | $5,341,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 660,072 | $5,320,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |