13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Proshares VIX Short-Term | 74347W171 | Equity | 1,541 | $43,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 4,948 | $43,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 71,297 | $43,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,158 | $43,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 1,860 | $43,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,833 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K208 | Cmn | 1,509 | $43,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 9,456 | $42,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 2,470 | $42,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,622 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,283 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,164 | $42,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 27,353 | $42,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 5,375 | $42,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,818 | $42,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 5,117 | $42,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 6,353 | $42,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 8,231 | $42,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 55,001 | $42,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 50,794 | $42,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 20,651 | $42,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 30,864 | $42,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 15,922 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,355 | $41,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 790 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,577 | $41,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 3,061 | $41,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,223 | $41,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 8,974 | $41,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 4,457 | $41,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 760 | $41,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,560 | $41,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,555 | $41,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 4,219 | $41,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 7,238 | $41,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 2,118 | $41,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 846 | $41,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 7,842 | $41,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 944 | $41,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 3,813 | $41,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,166 | $41,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 77,521 | $41,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,433 | $41,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 3,051 | $41,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 1,785 | $41,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 7,447 | $41,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,477 | $41,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 18,643 | $41,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 288 | $41,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 93,473 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 1,342 | $41,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 3,958 | $41,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 4,102 | $41,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,581 | $40,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,620 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,451 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 1,536 | $40,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,137 | $40,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 6,869 | $40,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,761 | $40,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,286 | $40,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,520 | $40,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 1,041 | $40,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,845 | $40,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 718 | $40,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,746 | $40,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 2,000 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,060 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 2,224 | $40,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 13,890 | $40,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 10,501 | $40,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 6,005 | $40,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,528 | $40,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 3,352 | $40,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,970 | $40,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 6,780 | $40,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 500 | $40,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,239 | $39,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 179,091 | $39,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,115 | $39,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,440 | $39,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 1,217 | $39,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 20,739 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,750 | $39,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,573 | $39,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,435 | $39,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 2,025 | $39,000 | thousands by filing date | |
| KRANESHARES TR | 500767686 | KYA DYNMC INC | 1,865 | $39,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $38,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 635 | $38,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,981 | $38,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 487 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 939 | $38,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 15,451 | $38,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 3,025 | $38,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,401 | $38,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 1,865 | $38,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,616 | $38,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,424 | $38,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,354 | $38,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,694 | $38,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,565 | $38,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 5,460 | $38,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 5,159 | $38,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,662 | $38,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 5,701 | $38,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 1,500 | $38,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,287 | $38,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,123 | $38,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,827 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 1,900 | $38,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 145,331 | $38,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 600 | $37,000 | thousands by filing date | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 3,661 | $37,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 4,608 | $37,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 2,994 | $37,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 4,328 | $37,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,508 | $37,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 5,739 | $37,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,948 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 704 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 830 | $37,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 12,905 | $37,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,003 | $37,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 8,121 | $37,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,527 | $37,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,899 | $37,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 14,565 | $37,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 91,946 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 896 | $37,000 | thousands by filing date | |
| PRINCIPAL CONTRARIAN VALUE INDEX ETF | 74255Y862 | ETF | 1,611 | $37,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 2,000 | $36,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,000 | $36,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,153 | $36,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,571 | $36,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4,002 | $36,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 2,586 | $36,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 2,285 | $36,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,452 | $36,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 128,924 | $36,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 1,417 | $36,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,112 | $36,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,000 | $36,000 | thousands by filing date | put |
| PACER FDS TR | 69374H691 | mc | 1,375 | $36,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 58,944 | $36,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 5,970 | $36,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,037 | $36,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,571 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,151 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 1,388 | $36,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 722 | $36,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 15,657 | $36,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 25,960 | $36,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 116,646 | $36,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 1,756 | $36,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 726 | $36,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,347 | $35,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 682 | $35,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,159 | $35,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 31,678 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 1,468 | $35,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,753 | $35,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,893 | $35,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 9,153 | $35,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 2,467 | $35,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 8,553 | $35,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 734 | $35,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 2,868 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 554 | $35,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 3,459 | $35,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,892 | $35,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 9,629 | $35,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 935 | $35,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,607 | $35,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,650 | $35,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 5,321 | $35,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,077 | $35,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 2,192 | $35,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 15,646 | $35,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 728 | $35,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 787 | $35,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 2,580 | $34,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,087 | $34,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 13,411 | $34,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1,839 | $34,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,579 | $34,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,490 | $34,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 5,041 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 4,289 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,402 | $34,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,995 | $34,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,145 | $34,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 1,340 | $34,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 27,574 | $34,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 20,000 | $34,000 | thousands by filing date | principal |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 17,172 | $34,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 1,203 | $34,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,855 | $33,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,737 | $33,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 6,000 | $33,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 62,900 | $33,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 9,763 | $33,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 5,293 | $33,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,415 | $33,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 815 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1,333 | $33,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y813 | ULTRA SHT ACTV | 1,303 | $33,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 61,575 | $33,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 7,947 | $33,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 3,878 | $33,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,394 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 608 | $33,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 564 | $32,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,959 | $32,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 5,511 | $32,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 454 | $32,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,423 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,262 | $32,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 950 | $32,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 3,183 | $32,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 94 | $32,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,226 | $32,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 8,743 | $32,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,793 | $32,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 1,098 | $32,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 3,414 | $32,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,283 | $32,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,627 | $32,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 3,919 | $32,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 10,183 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 9,500 | $32,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 1,344 | $32,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 34,922 | $32,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L813 | TREND AGREGN ESG | 1,204 | $32,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 46,858 | $32,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679724 | BIG OIL INDX 3X | 1,895 | $32,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 200 | $31,000 | thousands by filing date | put |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,068 | $31,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,618 | $31,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 3,930 | $31,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,252 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 1,200 | $31,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 1,165 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,431 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,433 | $31,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 25,746 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 633 | $31,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 22,800 | $31,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,360 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 825 | $31,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 4,209 | $31,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 5,433 | $31,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,711 | $31,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,031 | $31,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,849 | $31,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 911 | $31,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 31,302 | $31,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L854 | TACTICAL INCOM | 1,342 | $31,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,610 | $30,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,069 | $30,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,807 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,030 | $30,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,275 | $30,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,275 | $30,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,345 | $30,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 936 | $30,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,108 | $30,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 536 | $30,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1,342 | $30,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,164 | $30,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,322 | $30,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 9,745 | $30,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,884 | $30,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,463 | $30,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,827 | $30,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 31,000 | $30,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 14,703 | $30,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 9,945 | $30,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 25,862 | $30,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $30,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 20,019 | $30,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,186 | $30,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 16,183 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,330 | $30,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 10,606 | $30,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,043 | $30,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,908 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 811 | $30,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 3,435 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y582 | TRGTINCM 5 ETF | 1,357 | $30,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 300 | $29,000 | thousands by filing date | call |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 666 | $29,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,274 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,146 | $29,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,228 | $29,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 4,501 | $29,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,321 | $29,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 1,207 | $29,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,089 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 560 | $29,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,371 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 2,348 | $29,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 4,130 | $29,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 1,346 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 2,751 | $29,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 32,000 | $29,000 | thousands by filing date | principal |
| SOCIETAL CDMO INC | 75629F109 | COM | 6,390 | $29,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 3,375 | $29,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,175 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,778 | $29,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 11,877 | $29,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 7,371 | $29,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 1,241 | $29,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 3,081 | $28,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 611 | $28,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 2,587 | $28,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 5,457 | $28,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,456 | $28,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,450 | $28,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 19,346 | $28,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,120 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 1,703 | $28,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,502 | $28,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1,373 | $28,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56,918 | $28,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,221 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 1,293 | $28,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 4,354 | $28,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,841 | $28,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 18,795 | $28,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 3,110 | $28,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 3,360 | $28,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,546 | $28,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 59,907 | $28,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 1,074 | $28,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 19,211 | $28,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 2,263 | $28,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 500 | $27,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,805 | $27,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,148 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 1,212 | $27,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,298 | $27,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,482 | $27,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,055 | $27,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,801 | $27,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 1,320 | $27,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 710 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 604 | $27,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 9,389 | $27,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 1,552 | $27,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,595 | $27,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 10,426 | $27,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,644 | $27,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 39,774 | $27,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 8,103 | $27,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,639 | $27,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 23,460 | $27,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 23,308 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,224 | $27,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 15,000 | $27,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 38,308 | $27,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 2,332 | $27,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 1,633 | $27,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 2,514 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A644 | NATIONWIDE MAX | 1,285 | $27,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 488 | $26,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 8,399 | $26,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,783 | $26,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 909 | $26,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,162 | $26,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,462 | $26,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 1,009 | $26,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 4,046 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 488 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1,022 | $26,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 2,940 | $26,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 826 | $26,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 5,041 | $26,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 4,680 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 986 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 953 | $26,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 16,573 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,093 | $26,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 17,337 | $26,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 8,396 | $26,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 25,000 | $26,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 41,428 | $26,000 | thousands by filing date | |
| INFUSIVE US TR | 45687D106 | COMPUNDING EQT | 984 | $26,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 6,369 | $26,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 2,983 | $26,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 73,109 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 369 | $26,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 1,560 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 1,272 | $26,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 1,365 | $25,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1,117 | $25,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 777 | $25,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,394 | $25,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 3,778 | $25,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 7,360 | $25,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 3,937 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 927 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 379 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 1,102 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 923 | $25,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 27,828 | $25,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,092 | $25,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,967 | $25,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,355 | $25,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,310 | $25,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 1,704 | $25,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 37,653 | $25,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 3,498 | $25,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 3,845 | $25,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 5,929 | $25,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 2,055 | $25,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 25,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 408 | $25,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E654 | MKT HLDGS I VELCTYSHS JPYUSD | 1,136 | $25,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 1,091 | $25,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 13,413 | $24,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 497 | $24,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 5,062 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 449 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 951 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 445 | $24,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,579 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 870 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 925 | $24,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 818 | $24,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 1,132 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 1,147 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 872 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 733 | $24,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 2,158 | $24,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 5,687 | $24,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 13,536 | $24,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,168 | $24,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 335 | $24,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 852 | $24,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 11,522 | $24,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,788 | $24,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,500 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,777 | $24,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 11,159 | $24,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 12,649 | $24,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 20,647 | $24,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 10,148 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 1,097 | $24,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 30,873 | $24,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,858 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 1,751 | $24,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 900 | $24,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 9,097 | $23,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,193 | $23,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,868 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 633 | $23,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,230 | $23,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 456 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 661 | $23,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 3,726 | $23,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 753 | $23,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 4,522 | $23,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 848 | $23,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 881 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 1,176 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,167 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H402 | CMN | 824 | $23,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 3,219 | $23,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 3,089 | $23,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,667 | $23,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,823 | $23,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,019 | $23,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 919 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 737 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P456 | FUND | 659 | $23,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,712 | $23,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 31,900 | $23,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,995 | $23,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 25,000 | $23,000 | thousands by filing date | principal |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 7,601 | $23,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 13,882 | $23,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 2,235 | $23,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 429 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,570 | $22,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,159 | $22,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,982 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,130 | $22,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 894 | $22,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 2,921 | $22,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,217 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 1,649 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 1,281 | $22,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 592 | $22,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 961 | $22,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 413 | $22,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,019 | $22,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,051 | $22,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 29,376 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |