13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 8,039 holding rows worth $236,811,225,000.
- Accession
- 0000950123-20-007389
- Filer
- CIK 1610520
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 136,000 entries on the cover page, a total value of $236,811,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,811,226,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,564 | $78,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 3,085 | $78,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 106,062 | $78,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,070 | $78,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,088 | $78,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,867 | $78,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 23,513 | $78,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 5,779 | $78,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 9,569 | $77,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 25,923 | $77,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,611 | $77,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 4,910 | $77,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 45,000 | $77,000 | thousands by filing date | call |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 3,477 | $77,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,214 | $77,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 3,001 | $77,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,008 | $77,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 8,895 | $77,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 1,361 | $77,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,369 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,703 | $77,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 5,867 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,326 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,019 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 1,489 | $76,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 86,900 | $76,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,768 | $75,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,176 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 2,076 | $75,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,681 | $75,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,663 | $75,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,347 | $75,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 3,011 | $75,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 13,681 | $75,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,157 | $75,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 23,838 | $75,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,635 | $75,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L789 | THE ACTIVE DIVID | 2,962 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 3,342 | $75,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,553 | $74,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,637 | $74,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,749 | $74,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 7,695 | $74,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,960 | $74,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 15,318 | $74,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 2,873 | $74,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 11,977 | $74,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 25,618 | $74,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1,037 | $74,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,697 | $74,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 4,150 | $74,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L209 | US EQT EX 2027 | 1,101 | $74,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 35,763 | $73,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,729 | $73,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 5,166 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,127 | $73,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,109 | $73,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 15,191 | $73,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,842 | $73,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 39,400 | $73,000 | thousands by filing date | call |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 782 | $73,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 5,952 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 3,590 | $73,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,617 | $72,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,071 | $72,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,683 | $72,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,922 | $72,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 12,471 | $72,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 4,035 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,054 | $72,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 3,378 | $72,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,259 | $72,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,488 | $72,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,259 | $72,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,976 | $72,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E464 | VELCTYSHS GBPUSD | 2,335 | $72,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,519 | $71,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 2,856 | $71,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,288 | $71,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 898 | $71,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,831 | $71,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,508 | $71,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,583 | $71,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 5,926 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 1,709 | $71,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 29,160 | $71,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 124,526 | $71,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 2,295 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,505 | $70,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 9,695 | $70,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 4,550 | $70,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,024 | $70,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 3,308 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,260 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 1,417 | $70,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,837 | $70,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 21,798 | $70,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 2,448 | $70,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,772 | $69,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7,460 | $69,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5,490 | $69,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 6,419 | $69,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 13,660 | $69,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 1,663 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 2,933 | $69,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,127 | $69,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 2,297 | $69,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 4,216 | $69,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 13,924 | $68,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,604 | $68,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,124 | $68,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,848 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,440 | $68,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 2,688 | $68,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 21,407 | $68,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,837 | $68,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,030 | $68,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 7,477 | $68,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 5,570 | $68,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 16,462 | $68,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 6,328 | $68,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 46 | $68,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 500 | $67,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 400 | $67,000 | thousands by filing date | put |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,587 | $67,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,535 | $67,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,262 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 1,832 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 4,542 | $67,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 6,662 | $67,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 3,951 | $67,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,296 | $66,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 11,172 | $66,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,000 | $66,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,514 | $66,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,853 | $66,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 13,290 | $66,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 2,643 | $66,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,972 | $66,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,771 | $66,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 105,000 | $66,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,299 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,497 | $66,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 15,750 | $66,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 24,925 | $66,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 124,770 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,794 | $66,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 8,721 | $65,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,687 | $65,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 9,303 | $65,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,795 | $65,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,982 | $65,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,403 | $65,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 13,225 | $65,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,386 | $65,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,648 | $65,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,466 | $65,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 2,338 | $65,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 8,300 | $65,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,377 | $65,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 38,166 | $65,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $64,000 | thousands by filing date | put |
| FULGENT GENETICS INC | 359664109 | COM | 4,001 | $64,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 3,048 | $64,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 629 | $64,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 9,408 | $64,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,648 | $64,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 34,858 | $64,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,535 | $64,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 3,134 | $64,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 3,195 | $64,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 103,073 | $64,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 500 | $63,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 10,029 | $63,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 12,107 | $63,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 10,217 | $63,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 5,533 | $63,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,927 | $63,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,619 | $63,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,925 | $63,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 31,382 | $63,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,241 | $63,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,822 | $63,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 53,114 | $63,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 3,173 | $63,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 16,488 | $63,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,941 | $62,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,803 | $62,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,586 | $62,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 2,432 | $62,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,669 | $62,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 6,208 | $62,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 101,654 | $62,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 75,024 | $62,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 900 | $61,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 34,907 | $61,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 4,376 | $61,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,690 | $61,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 4,702 | $61,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,955 | $61,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,353 | $61,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,446 | $61,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,956 | $61,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 514 | $61,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,653 | $61,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,302 | $61,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,197 | $61,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,937 | $60,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 2,459 | $60,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,534 | $60,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,669 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,386 | $60,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 8,442 | $60,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 6,737 | $60,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 100,628 | $60,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,180 | $59,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 965 | $59,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 6,528 | $59,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 6,600 | $59,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,108 | $59,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,136 | $59,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,430 | $59,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,540 | $59,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,153 | $59,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,057 | $59,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 6,038 | $59,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $59,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 27,481 | $59,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,170 | $59,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 21,921 | $59,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 9,562 | $59,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,720 | $58,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 3,137 | $58,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 6,887 | $58,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 14,062 | $58,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,071 | $58,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,412 | $58,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,239 | $58,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,793 | $58,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,769 | $58,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 2,155 | $58,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,205 | $58,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 400 | $57,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 1,485 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1,058 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,473 | $57,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,308 | $57,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,714 | $57,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 3,114 | $57,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 9,420 | $57,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,747 | $57,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,837 | $57,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 66,172 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 2,718 | $57,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 562 | $57,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,128 | $57,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 2,707 | $57,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,932 | $56,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 6,969 | $56,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 7,347 | $56,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 103,639 | $56,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 2,081 | $56,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,059 | $56,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,041 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,455 | $56,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,252 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,346 | $56,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,282 | $56,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 7,758 | $56,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 1,716 | $56,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,352 | $55,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,802 | $55,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,881 | $55,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,649 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,544 | $55,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,890 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,683 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,209 | $55,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 2,167 | $55,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 2,174 | $55,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 2,181 | $55,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 8,193 | $55,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 5,582 | $55,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 2,124 | $55,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 3,815 | $54,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 6,461 | $54,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,590 | $54,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,222 | $54,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,736 | $54,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 26,891 | $54,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 6,487 | $54,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 17,004 | $54,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,430 | $54,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 97,688 | $54,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,337 | $54,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 2,207 | $54,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 2,653 | $54,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,906 | $53,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,107 | $53,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,899 | $53,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,525 | $53,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,900 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,453 | $53,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 6,473 | $53,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 6,127 | $53,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 21,734 | $53,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,783 | $53,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 38,207 | $53,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 5,873 | $53,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 20,737 | $53,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 6,899 | $53,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 72,454 | $53,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 3,631 | $52,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 6,835 | $52,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,402 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 1,108 | $52,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,534 | $52,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 3,504 | $52,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,264 | $52,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 8,042 | $52,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,453 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,063 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 1,695 | $52,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,315 | $52,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,924 | $52,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 4,689 | $52,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,609 | $52,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 2,057 | $52,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 2,294 | $52,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,544 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 2,482 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 1,279 | $52,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 6,592 | $51,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 4,462 | $51,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 2,189 | $51,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 914 | $51,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 4,549 | $51,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 2,086 | $51,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 13,499 | $51,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 13,338 | $51,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $51,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 70,003 | $51,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 4,036 | $51,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 2,070 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,996 | $51,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 4,300 | $51,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 8,196 | $51,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 3,416 | $51,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,764 | $50,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,503 | $50,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,328 | $50,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,508 | $50,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,498 | $50,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,936 | $50,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,844 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,764 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,306 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 2,895 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 926 | $50,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 11,920 | $50,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 4,995 | $50,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,000 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1,055 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 3,241 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 498 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 500 | $49,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 14,610 | $49,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,002 | $49,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 3,065 | $49,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,076 | $49,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $49,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 2,325 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,257 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,829 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 1,671 | $49,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 1,925 | $49,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,000 | $49,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 820 | $49,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 162,734 | $49,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,729 | $49,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 4,223 | $49,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 5,644 | $49,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 4,825 | $49,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 2,194 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 3,406 | $49,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $48,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,122 | $48,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 5,073 | $48,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,784 | $48,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,248 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 2,207 | $48,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,162 | $48,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,326 | $48,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,454 | $48,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 5,098 | $48,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,401 | $48,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,102 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 936 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 1,372 | $48,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 3,310 | $48,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 4,300 | $48,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,277 | $48,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $47,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,237 | $47,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 894 | $47,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,860 | $47,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,272 | $47,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 19,559 | $47,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,349 | $47,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,172 | $47,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 73,696 | $47,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 70,460 | $46,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 5,085 | $46,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,418 | $46,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 6,983 | $46,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 7,449 | $46,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,162 | $46,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,813 | $46,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,288 | $46,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,684 | $46,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 7,646 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,282 | $46,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 8,391 | $46,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,416 | $46,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,387 | $46,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,293 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,036 | $46,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 13,213 | $46,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 47,538 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 1,159 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 697 | $46,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,886 | $45,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,508 | $45,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,033 | $45,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 1,488 | $45,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 3,062 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 339 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 1,184 | $45,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,867 | $45,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,236 | $45,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,751 | $45,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,308 | $45,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 16,473 | $45,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 33,606 | $45,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 24,456 | $45,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 8,332 | $45,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,508 | $45,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 4,580 | $45,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 8,338 | $45,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 9,766 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,317 | $45,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 2,051 | $45,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 500 | $44,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,678 | $44,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,665 | $44,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,175 | $44,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,954 | $44,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,381 | $44,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 4,136 | $44,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,253 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1,665 | $44,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,535 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 2,684 | $44,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,678 | $44,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,647 | $44,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 10,725 | $44,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 22,528 | $44,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,034 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 1,898 | $44,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 19,165 | $44,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 91,086 | $44,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 3,500 | $44,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 12,224 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 1,740 | $44,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 2,869 | $44,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,447 | $43,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 11,161 | $43,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 17,911 | $43,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,766 | $43,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,731 | $43,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 42,752 | $43,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,193 | $43,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,672 | $43,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,637 | $43,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,863 | $43,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1,735 | $43,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 43,935 | $43,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,595 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 669 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 774 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,250 | $43,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 36,474 | $43,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,237 | $43,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,300 | $43,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,075 | $43,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 2,908 | $43,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 7,056 | $43,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 10,223 | $43,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,069 | $43,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 1,562 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-007389 | this filing | 2020-07-31 | acceptance time not in the bulk data set |