13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RPC INC | 749660106 | COMMON STOCK | 231,489 | $477,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,557 | $476,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 11,227 | $476,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 18,175 | $476,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 26,909 | $476,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,400 | $475,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,500 | $474,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25,000 | $474,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 82,632 | $474,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 17,400 | $473,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 10,937 | $473,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 39,734 | $473,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 9,813 | $473,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 53,706 | $472,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 80,557 | $472,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 192,329 | $471,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,526 | $471,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 78,979 | $470,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 56,613 | $470,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 8,537 | $470,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 29,872 | $470,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 24,963 | $469,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 45,529 | $469,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 20,243 | $467,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 55,857 | $467,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 33,294 | $467,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 21,420 | $466,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 55,531 | $466,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 79,635 | $466,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 68,481 | $466,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 14,763 | $465,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 19,919 | $465,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 41,459 | $465,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 94,432 | $464,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 12,914 | $464,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 114,333 | $464,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,054 | $464,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 29,726 | $464,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 80,267 | $463,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 35,343 | $463,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 17,876 | $463,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 15,920 | $462,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,600 | $462,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 22,434 | $462,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 12,589 | $462,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 20,764 | $461,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 33,351 | $460,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 79,844 | $460,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,100 | $459,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 30,879 | $458,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 10,634 | $458,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 9,277 | $457,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 32,868 | $457,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 34,884 | $456,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 56,497 | $456,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 17,408 | $456,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 3,161 | $456,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,500 | $455,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,500 | $455,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 58,383 | $455,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 151,301 | $454,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 12,640 | $454,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,712 | $453,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 16,208 | $452,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 147,482 | $451,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,824 | $451,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 15,828 | $451,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 55,802 | $451,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 88,286 | $451,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 94,825 | $449,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 17,372 | $449,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 33,840 | $449,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,392 | $448,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,400 | $448,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 34,100 | $447,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 70,344 | $446,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 179,505 | $445,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 15,600 | $444,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 204,345 | $444,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 95,442 | $443,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 39,688 | $443,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 66,616 | $441,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 61,714 | $440,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 229,927 | $439,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 30,955 | $439,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 27,553 | $438,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 19,014 | $438,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 974,200 | $438,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,500 | $437,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 36,314 | $437,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 34,800 | $437,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 50,116 | $436,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 23,200 | $435,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 50,638 | $435,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 16,570 | $435,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 74,626 | $435,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,705 | $434,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 14,017 | $433,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 82,537 | $431,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 126,809 | $431,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 21,625 | $431,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 25,239 | $431,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,238 | $431,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 59,029 | $430,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 67,139 | $430,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 67,859 | $429,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 31,957 | $429,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 24,758 | $428,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 29,051 | $428,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,714 | $427,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 676,899 | $427,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 34,336 | $426,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,329 | $426,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,314 | $425,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 30,408 | $425,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 39,354 | $425,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 70,835 | $425,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 18,504 | $423,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,655 | $423,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,399 | $423,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 33,086 | $422,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,111,864 | $422,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 123,615 | $422,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 40,341 | $421,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14,593 | $420,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,663 | $420,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7,902 | $419,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 14,000 | $419,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 89,999 | $419,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 30,710 | $419,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 38,893 | $416,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 54,324 | $416,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 10,829 | $414,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 12,276 | $413,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 14,209 | $411,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,000 | $410,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 78,696 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 7,454 | $410,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 19,781 | $410,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,260 | $410,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 218,325 | $410,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 33,024 | $409,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 32,200 | $409,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 17,424 | $409,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,770 | $408,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 8,538 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 102,039 | $406,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,966 | $406,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 11,172 | $406,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 413,631 | $405,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 8,661 | $404,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 96,000 | $403,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 72,207 | $403,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 560 | $403,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 34,539 | $402,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 40,338 | $402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 17,948 | $402,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 39,794 | $401,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 17,805 | $401,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,797 | $400,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,186 | $400,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,289 | $400,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 35,747 | $400,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 29,910 | $400,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,002 | $399,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 10,433 | $399,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 23,744 | $398,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11,925 | $398,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 30,273 | $398,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 5,143 | $398,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 51,545 | $397,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 62,072 | $396,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 22,498 | $394,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 17,809 | $394,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 28,137 | $394,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 46,578 | $392,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 11,830 | $391,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 27,307 | $391,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 16,295 | $390,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,583 | $390,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 6,650 | $390,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 51,922 | $390,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 153,042 | $389,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 15,657 | $389,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 39,823 | $389,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 15,175 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 9,062 | $388,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 17,849 | $387,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,095 | $387,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,060 | $386,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 32,596 | $386,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 13,351 | $386,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 6,909 | $385,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 32,788 | $385,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,305 | $384,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 58,681 | $384,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 54,568 | $384,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 31,389 | $383,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 17,269 | $382,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 3,868 | $382,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 16,077 | $381,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 13,432 | $381,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,248 | $380,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 86,655 | $379,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 36,268 | $379,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 51,069 | $379,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,733 | $378,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 55,200 | $378,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 133,945 | $378,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8,100 | $377,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 9,069 | $376,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 13,419 | $376,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 78,366 | $376,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,000 | $375,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 10,647 | $375,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 370,148 | $374,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 52,197 | $374,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 42,446 | $374,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,954 | $374,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 31,495 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,567 | $373,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,170 | $373,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 13,833 | $373,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 22,739 | $372,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 9,371 | $372,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,600 | $371,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 51,375 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 11,656 | $371,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 51,878 | $370,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 81,294 | $369,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 30,935 | $369,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 800 | $368,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,000 | $368,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 32,884 | $368,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 13,219 | $368,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 29,232 | $368,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 27,008 | $368,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 62,698 | $368,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,600 | $367,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,600 | $367,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 35,174 | $366,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 4,502 | $366,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 14,657 | $366,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 36,102 | $365,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 18,156 | $365,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,794 | $364,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 8,260 | $364,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,000 | $364,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 13,445 | $364,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 2,143 | $364,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 57,100 | $364,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40,000 | $363,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 51,886 | $363,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 15,161 | $362,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 20,127 | $362,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 51,657 | $362,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 16,541 | $362,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 55,390 | $361,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 10,824 | $361,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,100 | $360,000 | thousands by filing date | put |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 15,677 | $360,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 24,967 | $360,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 19,621 | $359,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,563 | $358,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,707 | $357,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 13,967 | $357,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 69,105 | $356,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 6,748 | $355,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 21,685 | $355,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 21,784 | $355,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 15,370 | $355,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 20,813 | $355,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 22,275 | $355,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 175,000 | $354,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 117,244 | $354,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 26,274 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 7,392 | $353,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 75,413 | $353,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 20,503 | $352,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 13,427 | $352,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 49,941 | $351,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 23,450 | $351,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,400 | $350,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,100 | $350,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 20,887 | $350,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 98,423 | $350,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 191,200 | $350,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 85,800 | $348,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 46,905 | $347,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 12,053 | $347,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 12,938 | $347,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 63,458 | $347,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,717 | $346,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 216,354 | $346,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,906 | $345,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 14,454 | $345,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,154 | $344,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 365,966 | $344,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,861 | $343,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,400 | $342,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 876,108 | $342,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,000 | $341,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 273 | $341,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 15,560 | $340,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 47,861 | $340,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 17,477 | $340,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 26,545 | $340,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 13,182 | $340,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 9,153 | $339,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 20,802 | $338,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 30,050 | $338,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 37,336 | $338,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 184,182 | $337,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 45,086 | $336,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 96,729 | $334,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 14,967 | $333,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500,000 | $332,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 6,463 | $331,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9,300 | $330,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18,873 | $330,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 25,778 | $329,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,517 | $328,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 28,525 | $328,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 8,215 | $328,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 32,175 | $327,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 42,919 | $326,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,935 | $326,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 153,500 | $325,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 26,000 | $325,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 56,915 | $325,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 38,059 | $325,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,900 | $324,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 29,667 | $324,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 20,000 | $324,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 44,042 | $324,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,584 | $324,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 17,811 | $323,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 9,809 | $323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,137 | $322,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,358 | $322,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,695 | $322,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 175,000 | $320,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 44,284 | $320,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 135,360 | $320,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,642 | $319,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 11,854 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 14,737 | $319,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 44,568 | $319,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 31,961 | $319,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 12,788 | $318,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,614 | $318,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 4,183 | $318,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,822 | $318,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,980 | $317,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,245 | $317,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 47,260 | $316,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,338 | $315,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 76,190 | $315,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 29,576 | $314,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 54,000 | $314,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 114,187 | $314,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,600 | $313,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 41,541 | $313,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 41,248 | $312,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,617 | $311,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 14,508 | $310,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 24,490 | $310,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,797 | $310,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 15,677 | $310,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 61,801 | $310,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,200 | $309,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 61,074 | $309,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 18,493 | $309,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,143 | $309,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 6,395 | $309,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 21,945 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 9,243 | $308,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 21,228 | $308,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 72,500 | $307,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,482 | $307,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 70,765 | $306,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 22,945 | $306,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 29,646 | $306,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 67,171 | $306,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,387 | $305,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,496 | $304,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 12,192 | $304,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 23,191 | $304,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 92,427 | $304,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 7,803 | $303,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 26,830 | $303,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 325,852 | $303,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,584 | $301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,839 | $301,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 40,538 | $301,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 30,652 | $301,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 6,639 | $300,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 8,415 | $300,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 29,370 | $299,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 237,170 | $299,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 12,255 | $299,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,414 | $299,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,232 | $299,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,702 | $298,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 12,375 | $298,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,473 | $298,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 194,085 | $297,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 23,761 | $296,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,927 | $296,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 9,311 | $296,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 5,702 | $296,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,300 | $295,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,404 | $295,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 28,518 | $295,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,135 | $295,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 118,034 | $295,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 21,056 | $295,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,208 | $295,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,011 | $294,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,498 | $294,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 7,037 | $294,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,593 | $294,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 13,921 | $293,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 21,057 | $292,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 14,350 | $291,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 1,931 | $291,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,645 | $290,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $288,000 | thousands by filing date | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,507 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 8,637 | $287,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 4,890 | $286,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 427,425 | $286,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 113,410 | $286,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 43,648 | $285,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 54,000 | $285,000 | thousands by filing date | principal |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 10,497 | $284,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 10,067 | $284,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,986 | $284,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 6,352 | $283,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 5,908 | $283,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 14,592 | $283,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 5,300 | $282,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 26,798 | $282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 12,181 | $282,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 33,577 | $282,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 16,285 | $282,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 6,365 | $281,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 103,987 | $281,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 21,770 | $281,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 30,420 | $280,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 89,146 | $279,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20,000 | $278,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,300 | $278,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 19,253 | $278,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,500 | $278,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 23,480 | $278,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 36,211 | $278,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 15,342 | $278,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 39,000 | $278,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,400 | $277,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 6,005 | $277,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 13,034 | $276,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 31,662 | $275,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $275,000 | thousands by filing date | put |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 19,885 | $275,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 25,646 | $274,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,003 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 25,252 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 7,640 | $273,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 9,089 | $272,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 3,703 | $272,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 160,078 | $272,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 14,302 | $271,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,000 | $271,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 33,677 | $271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 5,079 | $271,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,180 | $271,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 16,000 | $271,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 16,000 | $271,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 5,964 | $271,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 6,040 | $270,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 36,400 | $269,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 10,446 | $268,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 53,920 | $268,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 7,791 | $268,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 45,206 | $268,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 74,200 | $268,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 24,961 | $268,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 65,085 | $268,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,588 | $268,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 26,600 | $268,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 16,758 | $266,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 10,266 | $266,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 16,006 | $266,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 25,429 | $266,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,700 | $265,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 29,892 | $265,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 10,599 | $265,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 23,525 | $265,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 20,750 | $264,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |