13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THL CREDIT INC | 872438106 | COM | 53,008 | $140,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 11,722 | $140,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,671 | $140,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,198 | $140,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 10,948 | $140,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,786 | $140,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,798 | $140,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,925 | $140,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 12,893 | $140,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 13,991 | $140,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,405 | $140,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,100 | $139,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 23,000 | $139,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 68,496 | $139,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 6,052 | $139,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,140 | $138,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,864 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,859 | $138,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 7,038 | $138,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,750 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 8,385 | $138,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 64,749 | $138,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,497 | $137,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 8,842 | $137,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 8,660 | $137,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,791 | $136,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 526,146 | $136,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 11,284 | $135,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21,787 | $135,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,684 | $135,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 10,068 | $135,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 5,732 | $135,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 10,114 | $135,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 23,807 | $135,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 5,141 | $134,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 7,542 | $134,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,534 | $134,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 120,725 | $134,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 112,293 | $133,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,329 | $133,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 20,604 | $133,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 12,572 | $132,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,119 | $132,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,894 | $132,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 5,549 | $132,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,742 | $132,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 15,240 | $132,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 5,738 | $132,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 6,312 | $131,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,694 | $131,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,340 | $131,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,373 | $131,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 12,093 | $131,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,876 | $130,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 7,908 | $130,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 122,374 | $130,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,304 | $130,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 10,534 | $130,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,290 | $130,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,026 | $129,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,873 | $129,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,896 | $129,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,896 | $129,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 32,309 | $129,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 6,329 | $129,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 27,659 | $128,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 24,476 | $128,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 22,523 | $128,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 13,118 | $128,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 14,717 | $128,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,295 | $127,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,400 | $127,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 4,096 | $127,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,950 | $127,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 16,181 | $127,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,139 | $127,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,936 | $126,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,599 | $126,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,542 | $126,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,348 | $126,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 643 | $126,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5,410 | $126,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 6,348 | $126,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 2,607 | $125,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,953 | $125,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 3,300 | $125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 5,985 | $125,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,512 | $125,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 474,332 | $125,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 25,675 | $124,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,358 | $124,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 50,784 | $124,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,025 | $124,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 22,369 | $124,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 79,206 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,232 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 4,637 | $124,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 3,273 | $124,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 4,383 | $123,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 45,607 | $123,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 23,292 | $123,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 16,028 | $123,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,198 | $123,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 18,803 | $123,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 21,504 | $122,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 26,600 | $122,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,871 | $122,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 31,683 | $122,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,751 | $122,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 42,875 | $122,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 31,194 | $122,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,608 | $122,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,724 | $121,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,400 | $121,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 8,216 | $121,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,013 | $121,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 10,965 | $121,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,314 | $121,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,317 | $121,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,003 | $121,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 3,953 | $121,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 7,365 | $121,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,945 | $121,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 12,494 | $121,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $120,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 14,236 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 4,154 | $120,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 14,907 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 2,372 | $120,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,964 | $120,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 51,694 | $120,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,984 | $120,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 16,464 | $120,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 24,904 | $120,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,238 | $119,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 103,950 | $119,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,190 | $119,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 9,141 | $119,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 7,674 | $118,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 5,543 | $118,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,179 | $118,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 21,958 | $118,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 6,845 | $118,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,722 | $118,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 4,687 | $118,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 10,726 | $118,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 43,153 | $118,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 35,863 | $117,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,262 | $117,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 16,365 | $117,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 7,814 | $117,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 22,162 | $117,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 44,845 | $117,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 260,000 | $117,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 47,620 | $117,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,879 | $117,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50,056 | $116,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,418 | $116,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,000 | $116,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 29,998 | $116,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,096 | $116,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 2,951 | $116,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 7,608 | $116,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,596 | $116,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 6,797 | $116,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,768 | $115,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,859 | $115,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,737 | $115,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 9,783 | $115,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 806 | $115,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 4,621 | $115,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,274 | $115,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,488 | $115,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,718 | $115,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,945 | $114,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,580 | $114,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 8,767 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,515 | $114,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 125,508 | $114,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,644 | $114,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 25,151 | $114,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 1,566 | $114,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 4,984 | $113,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,624 | $113,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 3,729 | $113,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 15,000 | $113,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 11,046 | $113,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 16,804 | $113,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,888 | $113,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 4,867 | $113,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,774 | $112,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,180 | $112,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,490 | $112,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 36,957 | $112,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 7,210 | $112,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,661 | $112,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 753 | $112,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 9,097 | $112,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 37,815 | $111,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,484 | $111,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 5,306 | $111,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,544 | $111,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,952 | $111,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 26,406 | $111,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,940 | $111,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 9,392 | $111,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,806 | $110,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,165 | $110,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,900 | $110,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 33,913 | $110,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 7,026 | $110,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,795 | $110,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,747 | $110,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,922 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 4,102 | $110,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,146 | $109,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,465 | $109,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 8,988 | $109,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 15,289 | $109,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,986 | $109,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 8,526 | $109,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 17,079 | $109,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 81,409 | $109,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 4,050 | $109,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 40,741 | $109,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 39,436 | $108,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 10,055 | $108,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 12,871 | $108,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,171 | $108,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 12,670 | $108,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,870 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,396 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,914 | $107,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 6,622 | $107,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 9,943 | $107,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,646 | $107,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 6,786 | $107,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 2,400 | $107,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 700 | $106,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 1,200 | $106,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,112 | $106,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,080 | $106,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 9,261 | $106,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 7,861 | $106,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 5,772 | $106,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 14,463 | $106,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 37,999 | $106,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,300 | $106,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 20,054 | $106,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,994 | $105,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 3,318 | $105,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,628 | $105,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 3,792 | $105,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 4,349 | $105,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 32,937 | $104,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,358 | $104,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 4,478 | $104,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 29,760 | $104,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 3,043 | $104,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 5,523 | $104,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 4,327 | $104,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 59,344 | $104,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 36,167 | $104,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 92,656 | $104,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 8,885 | $103,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,080 | $103,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 47,194 | $103,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 33,270 | $103,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 17,499 | $103,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,414 | $103,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 64,551 | $103,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 42,147 | $103,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 6,747 | $102,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 46,137 | $102,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 8,400 | $102,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 60,029 | $102,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 7,934 | $102,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 11,204 | $102,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,762 | $102,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 12,866 | $101,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,400 | $101,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,812 | $101,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,647 | $101,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,784 | $101,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,966 | $101,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,477 | $101,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 23,259 | $101,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,302 | $101,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 13,741 | $101,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 15,227 | $100,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 34,934 | $100,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 6,680 | $100,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,380 | $100,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,559 | $100,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,196 | $100,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 16,080 | $100,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 16,511 | $100,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,197 | $100,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,654 | $100,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 6,170 | $100,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,820 | $99,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 9,138 | $99,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,644 | $99,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 5,180 | $99,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 38,672 | $99,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 16,742 | $99,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 9,527 | $99,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 2,868 | $98,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,600 | $98,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,691 | $98,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,590 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,445 | $98,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 15,747 | $98,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 26,467 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 1,910 | $98,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,669 | $98,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 12,143 | $98,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 907 | $98,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 6,880 | $97,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 8,113 | $97,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,533 | $97,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 102,217 | $97,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,284 | $97,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,999 | $97,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,910 | $97,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,845 | $97,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 8,188 | $96,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 3,524 | $96,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 4,032 | $96,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 8,386 | $96,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 59,722 | $96,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $95,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 4,665 | $95,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1,732 | $95,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 9,210 | $95,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 2,105 | $95,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 25,005 | $95,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 46,272 | $95,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 800 | $94,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,320 | $94,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 3,790 | $94,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,338 | $94,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 9,444 | $94,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 19,491 | $94,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 7,284 | $93,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,830 | $93,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,989 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,846 | $93,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 9,283 | $93,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 14,352 | $93,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,496 | $93,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 70,494 | $93,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 39,738 | $93,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,283 | $93,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 9,504 | $93,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,806 | $92,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 129,021 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,297 | $92,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,830 | $92,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,949 | $92,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 39,778 | $92,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 1,879 | $91,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 7,297 | $91,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 5,900 | $91,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,071 | $91,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,939 | $91,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 3,963 | $91,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 82,795 | $91,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 39,904 | $91,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 29,748 | $91,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 87,016 | $91,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 7,812 | $91,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 7,377 | $90,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,200 | $90,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,200 | $90,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 7,260 | $90,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,470 | $90,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,498 | $90,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 23,758 | $90,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 5,384 | $90,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 9,609 | $90,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,885 | $90,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 574 | $90,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 13,868 | $90,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 80,000 | $90,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 3,471 | $90,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 6,567 | $90,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 800 | $89,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,996 | $89,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 5,825 | $89,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 9,359 | $89,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,158 | $89,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,000 | $89,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,020 | $89,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,001 | $89,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 4,390 | $89,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 10,473 | $88,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,852 | $88,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,017 | $88,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 17,000 | $88,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 11,951 | $88,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 8,604 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,883 | $88,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 1,412 | $88,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 80,282 | $88,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,761 | $88,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 96,077 | $88,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,885 | $88,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,711 | $87,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,719 | $87,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 6,798 | $87,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 9,731 | $87,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,077 | $87,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 34,845 | $87,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 7,070 | $86,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,174 | $86,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 96,221 | $86,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,139 | $86,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 16,538 | $86,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 6,462 | $86,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,863 | $86,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,947 | $86,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L209 | US EQT EX 2027 | 1,548 | $86,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 2,660 | $85,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 37,339 | $85,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,293 | $85,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,234 | $85,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 3,383 | $85,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 9,958 | $85,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 16,040 | $85,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,046 | $85,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 32,637 | $84,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,944 | $84,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 7,144 | $84,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 8,239 | $84,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,867 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 3,378 | $84,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,714 | $84,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,468 | $84,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 30,413 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 3,637 | $84,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 22,738 | $83,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,935 | $83,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,733 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 5,443 | $83,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,649 | $83,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 7,603 | $82,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 3,669 | $82,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,327 | $82,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,200 | $82,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 35,238 | $82,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 102,727 | $82,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,289 | $82,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 1,531 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,261 | $82,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,908 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,247 | $81,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 45,000 | $81,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 7,629 | $81,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 3,105 | $81,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 8,623 | $81,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,860 | $81,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5,894 | $81,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1,047 | $81,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,325 | $80,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 84,247 | $80,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 9,481 | $80,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 7,356 | $80,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,269 | $80,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,467 | $80,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 9,878 | $80,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,536 | $80,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 7,197 | $80,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 4,610 | $80,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,475 | $79,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 10,000 | $79,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 609 | $79,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,397 | $79,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 18,046 | $79,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 28,940 | $79,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,097 | $79,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 11,954 | $79,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 13,267 | $79,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,319 | $78,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 5,209 | $78,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 7,623 | $78,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,950 | $78,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,037 | $78,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 3,463 | $78,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,589 | $78,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 184,256 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 41,975 | $78,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 15,043 | $78,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 1,452 | $78,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 6,964 | $78,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,576 | $77,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 8,535 | $77,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,227 | $77,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 7,307 | $77,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,500 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |