13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Charles Schwab Corp | 808513105 | COM | 25,000 | $841,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,200 | $841,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,000 | $841,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 52,765 | $841,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 30,636 | $840,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 161,721 | $836,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 12,409 | $835,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 90,931 | $834,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 84,402 | $833,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 27,799 | $832,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 135,472 | $830,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 64,255 | $830,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 42,630 | $830,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 14,900 | $829,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 62,180 | $829,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 32,131 | $828,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,367 | $828,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 48,661 | $827,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 37,549 | $827,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 26,974 | $826,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 103,721 | $826,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 57,299 | $823,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 45,442 | $823,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 194,358 | $821,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 31,095 | $821,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 14,185 | $820,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,746 | $820,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 72,670 | $820,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 19,723 | $819,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 30,453 | $818,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 106,261 | $818,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 36,589 | $816,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 30,233 | $815,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 28,506 | $815,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,786 | $814,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 32,277 | $811,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 38,458 | $810,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 42,500 | $810,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 161,472 | $807,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 19,807 | $807,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 229,236 | $807,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 12,527 | $806,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10,083 | $805,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 51,869 | $805,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 15,397 | $805,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 16,595 | $800,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 15,000 | $799,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 36,716 | $797,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 24,662 | $796,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 22,777 | $796,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,448,846 | $794,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 156,779 | $793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 34,470 | $792,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 87,024 | $791,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 24,863 | $791,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 9,631 | $790,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $789,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 32,700 | $787,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 135,600 | $786,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 45,491 | $785,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 53,704 | $779,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 52,628 | $778,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 76,937 | $777,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 46,930 | $776,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 25,223 | $774,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 86,371 | $773,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 35,104 | $773,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,607 | $772,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 58,346 | $772,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 73,139 | $770,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 22,206 | $770,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 21,148 | $769,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 66,285 | $769,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 100,710 | $769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 27,531 | $769,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 49,995 | $768,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 468,259 | $768,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 14,827 | $766,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10,500 | $764,000 | thousands by filing date | call |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 113,155 | $764,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 35,200 | $764,000 | thousands by filing date | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 65,675 | $764,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 62,963 | $762,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 63,610 | $762,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 248,618 | $761,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 32,906 | $761,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 63,348 | $760,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,560 | $760,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 54,880 | $760,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 150,000 | $759,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 18,383 | $759,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 175,585 | $757,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 374,149 | $756,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 50,000 | $756,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 65,369 | $755,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10,167 | $755,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 66,512 | $754,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 14,188 | $753,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 25,000 | $753,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 60,000 | $752,000 | thousands by filing date | call |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 79,448 | $752,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 26,991 | $751,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 200,863 | $751,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,949,496 | $750,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 60,222 | $750,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 33,983 | $750,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,096 | $749,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 24,781 | $749,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 39,500 | $748,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 12,411 | $748,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,496 | $748,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,885 | $747,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 86,804 | $745,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8,140 | $745,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 17,630 | $744,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 78,354 | $743,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 66,462 | $743,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 26,718 | $742,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 67,342 | $742,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 53,373 | $742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 11,758 | $742,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 229,386 | $741,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 92,080 | $741,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 63,383 | $740,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 22,627 | $740,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 12,875 | $740,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 44,536 | $737,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 76,605 | $735,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 40,828 | $734,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,300 | $733,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 100,000 | $733,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 98,550 | $733,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 30,584 | $731,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 27,199 | $729,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,200 | $728,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 83,394 | $728,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 16,810 | $727,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,628 | $727,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 26,418 | $727,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,000 | $725,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 108,025 | $725,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,300 | $724,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 68,735 | $723,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,998 | $723,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 56,096 | $723,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 63,839 | $722,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 51,727 | $721,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 218,918 | $720,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 180,000 | $720,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 220,419 | $719,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 91,585 | $719,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 77,890 | $717,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 40,997 | $717,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 96,035 | $716,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 27,976 | $716,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 228,820 | $716,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 26,174 | $715,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 14,354 | $715,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 15,474 | $713,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 27,195 | $712,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 214,328 | $711,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 57,549 | $711,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 29,412 | $711,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,251 | $710,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 26,161 | $710,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 26,339 | $708,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 65,100 | $707,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 70,466 | $705,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 30,000 | $704,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 38,366 | $704,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 72,595 | $704,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 69,269 | $704,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 71,108 | $704,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 47,607 | $704,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,470 | $703,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 56,240 | $703,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 45,323 | $702,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 30,279 | $700,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 103,010 | $700,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 20,759 | $700,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 27,444 | $700,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 147,772 | $697,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 17,211 | $697,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,111 | $697,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 14,970 | $694,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 111,373 | $694,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 9,423 | $693,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 121,202 | $691,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 947,226 | $690,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 479,088 | $690,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 60,341 | $689,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 31,711 | $689,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,000 | $688,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 328,026 | $688,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,589 | $687,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 14,442 | $686,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 19,606 | $686,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 53,249 | $684,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 50,630 | $684,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,624 | $677,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,898 | $674,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 329,905 | $673,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 20,330 | $672,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 48,894 | $670,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 7,383 | $669,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 67,883 | $668,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,600 | $667,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,233 | $667,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 81,931 | $666,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 12,008 | $665,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 35,065 | $665,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 51,323 | $665,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 35,237 | $665,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 20,339 | $664,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 23,994 | $662,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 79,761 | $662,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 160,230 | $662,000 | thousands by filing date | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 32,129 | $661,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 29,167 | $660,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 70,701 | $659,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 75,000 | $659,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 341,416 | $659,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 60,000 | $658,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 35,376 | $658,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 172,442 | $657,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,877 | $657,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 31,962 | $655,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 28,878 | $655,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 54,074 | $653,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,300 | $652,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 104,429 | $652,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 94,793 | $651,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 36,815 | $651,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 22,608 | $651,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 84,042 | $650,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 32,461 | $649,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 978,363 | $648,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 14,410 | $647,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,184 | $646,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 17,525 | $645,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 63,297 | $644,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 43,217 | $643,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 17,800 | $641,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,588 | $640,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 13,012 | $639,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,374 | $639,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 19,998 | $639,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 44,500 | $638,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 58,658 | $638,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 52,200 | $636,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 53,500 | $636,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 14,038 | $636,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 54,650 | $636,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 52,588 | $635,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,219 | $632,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 13,360 | $631,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 6,033 | $629,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 38,124 | $629,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,065 | $628,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 26,465 | $627,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 79,800 | $627,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12,396 | $627,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 117,615 | $625,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,352 | $625,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 17,181 | $623,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 8,150 | $623,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 64,556 | $623,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 35,011 | $622,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 285,000 | $621,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 522,187 | $621,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 46,000 | $621,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 207,964 | $620,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 109,666 | $619,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 151,648 | $619,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 109,951 | $617,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 76,269 | $615,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 19,923 | $613,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,852 | $612,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,334 | $611,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 58,756 | $611,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,222 | $611,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,548 | $610,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,130 | $608,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 28,525 | $608,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 75,143 | $606,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 18,600 | $606,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 21,761 | $605,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 16,186 | $604,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 15,267 | $604,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 11,291 | $604,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 60,000 | $604,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 14,625 | $603,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 40,726 | $603,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 31,578 | $603,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 513,335 | $601,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 61,000 | $600,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,100 | $599,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 32,754 | $599,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 128,086 | $596,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,906 | $595,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 81,819 | $595,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 62,407 | $595,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 177,137 | $595,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 105,756 | $594,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 11,635 | $594,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 36,416 | $594,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 65,265 | $593,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,267 | $591,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 7,665 | $591,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 40,000 | $591,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 44,691 | $590,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 108,907 | $589,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 36,833 | $586,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 40,410 | $586,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 394,690 | $584,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 16,680 | $584,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 60,118 | $583,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 101,489 | $583,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 204,593 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 17,820 | $582,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 20,246 | $581,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 4,102 | $581,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 27,238 | $580,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 178,351 | $578,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 145,019 | $577,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,608 | $577,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 73,832 | $577,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 12,901 | $576,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 22,957 | $574,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 83,390 | $574,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 24,393 | $573,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 43,891 | $573,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 46,824 | $573,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 27,852 | $572,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 46,895 | $572,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 27,381 | $571,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 25,371 | $571,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 134,186 | $570,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10,308 | $568,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,401 | $568,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 28,369 | $568,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 43,270 | $566,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 76,915 | $565,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 13,943 | $564,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 42,172 | $563,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,100 | $562,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 38,423 | $562,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 45,469 | $562,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 34,956 | $561,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 18,269 | $561,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 34,945 | $560,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 12,024 | $558,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 92,408 | $558,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 13,815 | $557,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 40,518 | $557,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32,548 | $557,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 78,275 | $555,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 17,040 | $555,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 150,000 | $554,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 19,522 | $554,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 19,800 | $554,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 24,941 | $554,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,184 | $553,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 26,224 | $553,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 69,340 | $552,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 11,567 | $551,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 35,357 | $551,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 215,907 | $551,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 24,200 | $551,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 183,806 | $551,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 371,902 | $551,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,000 | $550,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 465,960 | $550,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 23,015 | $550,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 300,147 | $550,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 82,994 | $550,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 90,152 | $548,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 369,640 | $547,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 40,484 | $547,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 216,288 | $547,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 51,013 | $546,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 9,770 | $545,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 66,362 | $545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 21,663 | $545,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,500 | $544,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,320 | $544,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 38,498 | $544,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 341,645 | $543,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 19,780 | $543,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 186,365 | $543,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 967,507 | $542,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 40,201 | $542,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 11,764 | $542,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 19,217 | $541,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 15,847 | $541,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 224,378 | $541,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 179,913 | $539,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 35,561 | $538,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 40,677 | $538,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 64,525 | $537,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 43,472 | $535,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 46,924 | $534,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 21,193 | $533,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 14,683 | $532,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 42,105 | $532,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 29,945 | $531,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 143,754 | $531,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 456,800 | $530,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 104,942 | $529,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,584 | $527,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 75,504 | $527,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,758 | $527,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 171,694 | $525,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 91,407 | $525,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 9,013 | $524,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 30,773 | $524,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 46,631 | $524,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 20,852 | $524,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 39,365 | $524,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 50,943 | $523,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,321 | $523,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 23,573 | $522,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 58,953 | $521,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $520,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 23,598 | $520,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 149,599 | $520,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 21,114 | $519,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 21,929 | $519,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 72,012 | $518,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 73,233 | $517,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 19,882 | $517,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 148,664 | $517,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,375 | $517,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,198 | $517,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,292 | $516,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 14,395 | $515,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 14,050 | $514,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,800 | $513,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 17,703 | $513,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 52,710 | $513,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 24,499 | $512,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,401 | $511,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 17,915 | $511,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 27,126 | $511,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 104,922 | $510,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 29,723 | $510,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,876 | $510,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 14,295 | $509,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 48,000 | $508,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 6,940 | $507,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 20,828 | $507,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 35,220 | $507,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 33,874 | $506,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 49,232 | $505,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,726 | $503,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 19,301 | $503,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,091 | $502,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 65,467 | $502,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 43,179 | $501,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 4,152 | $500,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 24,935 | $498,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 20,614 | $498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 17,142 | $498,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 25,955 | $497,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,912 | $496,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 14,032 | $496,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 136,862 | $496,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 29,753 | $495,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,653 | $493,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 38,100 | $493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 24,332 | $492,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 36,067 | $490,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 47,826 | $490,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 20,233 | $489,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 19,604 | $489,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 8,708 | $488,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,703 | $488,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 79,400 | $487,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 32,521 | $487,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 53,908 | $487,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 121,741 | $487,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,248,859 | $486,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 50,420 | $486,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,342 | $485,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 14,748 | $483,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 41,774 | $483,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 61,400 | $482,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,000 | $482,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 1,904,845 | $482,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 11,503 | $481,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 46,130 | $481,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 49,605 | $481,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 30,709 | $480,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,347 | $479,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,247 | $478,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 12,706 | $478,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 80,351 | $477,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 24,692 | $477,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 58,768 | $477,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 132,468 | $477,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |