13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HORIZON BANCORP IND | 440407104 | COM | 26,790 | $264,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,888 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 44,298 | $263,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 19,473 | $263,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 43,696 | $263,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 23,321 | $263,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 7,401 | $263,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,237 | $262,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 31,849 | $262,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 72,558 | $261,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 7,812 | $261,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 778,380 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19,838 | $260,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,200 | $259,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 12,224 | $259,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 23,580 | $259,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 97,950 | $259,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $258,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,700 | $258,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,700 | $258,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 10,394 | $258,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 77,438 | $258,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,865 | $258,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,133 | $258,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 26,853 | $257,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,200 | $257,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 24,284 | $257,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 17,737 | $256,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 35,645 | $255,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,824 | $255,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 35,921 | $255,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 17,500 | $255,000 | thousands by filing date | call |
| AIRGAIN INC | 00938A104 | COM | 34,489 | $255,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 4,520 | $255,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 16,309 | $255,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 13,396 | $255,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 25,356 | $255,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 7,290 | $254,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,655 | $254,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 20,416 | $254,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 18,057 | $254,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 23,348 | $254,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 31,839 | $253,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,380 | $253,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 10,967 | $253,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 27,795 | $253,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 7,099 | $252,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 37,129 | $252,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,903 | $252,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,878 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,082 | $252,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 9,100 | $252,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 14,166 | $252,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 17,366 | $251,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 21,344 | $250,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,620 | $250,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 10,294 | $248,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 13,450 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,677 | $247,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 33,826 | $247,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 41,292 | $247,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 19,542 | $246,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 20,713 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 3,560 | $246,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 33,150 | $246,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,300 | $245,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 12,088 | $245,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 143,169 | $245,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 14,588 | $244,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,194 | $244,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 186,458 | $244,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 13,688 | $244,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 51,884 | $243,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 78,759 | $243,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,362 | $242,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 301,241 | $242,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 38,982 | $242,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 53,264 | $242,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 71,972 | $241,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 23,087 | $241,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,358 | $240,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 8,742 | $240,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 33,295 | $240,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,920 | $240,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,289 | $239,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 31,035 | $239,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 17,000 | $238,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 4,066 | $238,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 25,835 | $238,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 20,519 | $237,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14,300 | $236,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 40,414 | $236,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 39,323 | $236,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 30,768 | $236,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 2,471 | $236,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 172,886 | $235,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 8,739 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,196 | $234,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 46,725 | $233,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $232,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 70,400 | $232,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 1,017 | $232,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,409 | $232,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 22,670 | $232,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 20,566 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,598 | $231,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 18,304 | $231,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 13,687 | $231,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 8,847 | $231,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,816 | $231,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 7,761 | $231,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,515 | $230,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,655 | $230,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,936 | $230,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,570 | $230,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 27,394 | $230,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 23,720 | $230,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 40,714 | $230,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 10,249 | $230,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 25,980 | $229,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,676 | $228,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,643 | $228,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,274 | $228,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,335 | $227,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 13,839 | $226,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,583 | $226,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,508 | $226,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 11,241 | $226,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 88,404 | $226,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 144,864 | $225,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 24,700 | $225,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 23,442 | $224,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 18,640 | $224,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,379 | $223,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,659 | $223,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 42,124 | $223,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 22,375 | $223,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,085 | $222,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 9,955 | $222,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 26,266 | $222,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 58,608 | $222,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,395 | $222,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 53,225 | $221,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 27,695 | $221,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 19,694 | $221,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 28,651 | $221,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 158,500 | $221,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 35,031 | $221,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 38,000 | $220,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 16,028 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,084 | $220,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 12,398 | $219,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 82,562 | $219,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,429 | $219,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 20,000 | $219,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 95,600 | $218,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 8,838 | $218,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 80,228 | $218,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 4,182 | $218,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 44,806 | $217,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 14,057 | $217,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 8,223 | $217,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,297 | $216,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 41,754 | $216,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 25,395 | $216,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,597 | $216,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 207,654 | $216,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,360 | $214,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 33,391 | $214,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 40,748 | $214,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,700 | $213,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 15,000 | $213,000 | thousands by filing date | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 17,283 | $213,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,996 | $213,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,887 | $212,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 45,000 | $212,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 28,622 | $212,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,302 | $212,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 29,130 | $211,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 17,817 | $211,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 114,207 | $211,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 25,290 | $211,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 38,237 | $210,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 7,198 | $210,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,228 | $210,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,893 | $210,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 16,991 | $210,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 4,577 | $209,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 10,955 | $209,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,298 | $208,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 17,398 | $208,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 22,663 | $208,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,709 | $208,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 18,642 | $208,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 40,219 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 6,648 | $208,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 14,039 | $208,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 135,577 | $208,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 11,808 | $207,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,510 | $207,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,000 | $207,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 63,393 | $207,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,089,649 | $207,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 48,502 | $206,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 162,543 | $205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,370 | $205,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 13,193 | $205,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,500 | $205,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 44,036 | $205,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 21,392 | $204,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 11,460 | $204,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 11,336 | $204,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 28,769 | $203,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 18,631 | $203,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,670 | $203,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 33,526 | $203,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 8,958 | $203,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 29,099 | $203,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 27,353 | $202,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 21,322 | $202,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 139,908 | $202,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 22,923 | $202,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,022 | $201,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 723 | $200,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,916 | $200,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,100 | $199,000 | thousands by filing date | call |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 6,683 | $199,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 62,804 | $199,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,155 | $199,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 13,206 | $199,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 24,824 | $198,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 6,476 | $198,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 197,900 | $198,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 25,602 | $197,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 113,170 | $197,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,600 | $196,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 20,309 | $196,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 128,611 | $196,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 26,085 | $196,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,653 | $195,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,840 | $195,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 13,749 | $195,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,934 | $195,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 58,876 | $195,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 112,255 | $195,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 658,717 | $194,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 3,262 | $194,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,427 | $193,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 18,084 | $193,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 21,050 | $193,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,245 | $193,000 | thousands by filing date | call |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 6,468 | $193,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 107,615 | $193,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,662 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 13,394 | $193,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 88,160 | $192,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 27,168 | $192,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 25,252 | $191,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 9,772 | $191,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 7,911 | $191,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,250 | $191,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 371,687 | $190,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,721 | $190,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 30,877 | $189,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,759 | $189,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 9,167 | $189,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,075 | $189,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 44,750 | $188,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 16,823 | $188,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 23,256 | $187,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 218,997 | $187,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 174,606 | $187,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,370 | $187,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,945 | $187,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 3,642 | $187,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 36,911 | $186,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 18,421 | $186,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,206 | $186,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 9,266 | $186,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 14,635 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 7,557 | $185,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 14,660 | $184,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 56,391 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,693 | $184,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 20,427 | $183,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 8,371 | $183,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,200 | $183,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 25,843 | $183,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 67,283 | $183,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,481 | $183,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 37,627 | $183,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 13,710 | $182,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 12,266 | $182,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 13,025 | $182,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,262 | $181,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 22,299 | $181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,394 | $181,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 26,081 | $181,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,000 | $180,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 15,128 | $180,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,030 | $180,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 52,747 | $180,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,130 | $180,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 7,231 | $180,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 98,039 | $180,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,044 | $180,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,000 | $179,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 5,853 | $179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 9,650 | $179,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 9,900 | $178,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 4,450 | $178,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,889 | $178,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,689 | $178,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 8,891 | $177,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 6,217 | $177,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,267 | $176,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 26,389 | $176,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,807 | $176,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 28,738 | $175,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 14,514 | $175,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 9,127 | $175,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 28,246 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,796 | $175,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,340 | $175,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,095 | $174,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,911 | $174,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 3,585 | $174,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 15,877 | $174,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,944 | $174,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,791 | $174,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 22,657 | $174,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 7,619 | $173,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 11,217 | $173,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 33,773 | $173,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,999 | $173,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 76,060 | $173,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 2,678 | $173,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 55,170 | $172,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,663 | $172,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 3,470 | $172,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 30,302 | $172,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,654 | $172,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 27,944 | $172,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 8,112 | $172,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 7,088 | $171,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 9,747 | $171,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 99,777 | $171,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,990 | $171,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 14,684 | $171,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 40,000 | $171,000 | thousands by filing date | put |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 228,038 | $171,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 17,601 | $170,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,861 | $170,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,750 | $170,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 5,899 | $170,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 41,528 | $169,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 14,288 | $169,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,002 | $169,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 10,648 | $169,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 15,990 | $168,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,079 | $168,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 1,028,109 | $168,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 9,128 | $167,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 8,841 | $167,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 16,308 | $167,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,500 | $166,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 10,953 | $166,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,600 | $166,000 | thousands by filing date | call |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 6,415 | $166,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 8,796 | $166,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,010 | $165,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,550 | $165,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,998 | $165,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 15,140 | $165,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,586 | $165,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,630 | $165,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 11,246 | $165,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 5,035 | $164,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 45,061 | $164,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 17,824 | $164,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,429 | $163,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,789 | $163,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 13,746 | $163,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 43,391 | $163,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 32,890 | $163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 14,144 | $163,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 117,184 | $162,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 24,103 | $162,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 2,341 | $162,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 12,285 | $161,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,681 | $161,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 4,198 | $161,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 21,693 | $161,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 800 | $160,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,479 | $160,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 54,193 | $160,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,261 | $160,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 169,701 | $159,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,438 | $159,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,248 | $159,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,929 | $158,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,345 | $158,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,230 | $158,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 210,612 | $158,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 15,561 | $158,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 34,710 | $157,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,407 | $157,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,732 | $157,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 7,915 | $157,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,665 | $157,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,462 | $156,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 7,038 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,609 | $156,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 19,229 | $155,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,682 | $155,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,550 | $155,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,000 | $155,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 34,470 | $155,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 6,110 | $155,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,625 | $155,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,000 | $155,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 34,957 | $155,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 22,268 | $154,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 6,006 | $154,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 11,796 | $154,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,364 | $154,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 29,110 | $153,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 22,207 | $153,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 235,819 | $153,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 60,835 | $152,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,986 | $152,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,349 | $152,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 4,377 | $152,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 443 | $151,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,839 | $151,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 8,731 | $151,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,779 | $151,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,400 | $151,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 23,792 | $151,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 5,464 | $151,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,278 | $151,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 66,059 | $151,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,978 | $150,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 718 | $150,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 8,972 | $150,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,703 | $150,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,550 | $150,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 9,039 | $150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,269 | $150,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 15,900 | $150,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 22,955 | $149,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 83,199 | $149,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,650 | $149,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 83,447 | $149,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 7,109 | $149,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 14,060 | $149,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,058 | $149,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 8,337 | $149,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,238 | $149,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 16,898 | $149,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,355 | $148,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 86,797 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,782 | $147,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 7,506 | $146,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 29,522 | $146,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 68,877 | $146,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 48,400 | $146,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 25,096 | $146,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 87,000 | $146,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,657 | $145,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,533 | $145,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 124,957 | $145,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,708 | $145,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 16,512 | $145,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 6,426 | $144,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,152 | $144,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,752 | $144,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 34,511 | $144,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,166 | $144,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 323,817 | $144,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,854 | $143,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 4,187 | $143,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,684 | $143,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,405 | $143,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 21,105 | $143,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,783 | $142,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,644 | $142,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 28,270 | $142,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,009 | $142,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 3,077 | $142,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,888 | $141,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,315 | $141,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 14,950 | $141,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 7,316 | $141,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 35,961 | $141,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 762,007 | $141,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 59,312 | $141,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 28,485 | $141,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 40,000 | $140,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 12,676 | $140,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |