13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOKIA CORP | 654902204 | SPONSORED ADR | 500,000 | $1,550,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 54,386 | $1,550,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 308,474 | $1,548,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 52,900 | $1,547,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 40,294 | $1,546,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 69,652 | $1,545,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 43,606 | $1,545,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 124,254 | $1,544,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 126,344 | $1,541,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 51,000 | $1,536,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 168,994 | $1,536,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 97,900 | $1,535,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 115,288 | $1,528,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 69,566 | $1,523,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 79,563 | $1,521,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 302,331 | $1,521,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 187,221 | $1,521,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 36,182 | $1,520,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 55,225 | $1,519,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 34,768 | $1,516,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 22,663 | $1,515,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 31,471 | $1,514,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 150,000 | $1,509,000 | thousands by filing date | call |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 52,883 | $1,509,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 84,251 | $1,504,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 69,128 | $1,501,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 183,045 | $1,501,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 73,169 | $1,497,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 93,547 | $1,494,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,555 | $1,494,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 375,000 | $1,493,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 75,307 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 11,062 | $1,489,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 185,758 | $1,488,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 76,779 | $1,485,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 147,775 | $1,479,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 328,578 | $1,479,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,650,000 | $1,478,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 32,529 | $1,476,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 125,320 | $1,471,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 89,181 | $1,471,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 36,191 | $1,470,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 326,869 | $1,468,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 180,645 | $1,467,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 62,447 | $1,466,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 60,136 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 33,751 | $1,460,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 16,552 | $1,460,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 103,000 | $1,457,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 177,212 | $1,457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 44,548 | $1,453,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 500,000 | $1,450,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 108,049 | $1,450,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 63,406 | $1,448,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 135,147 | $1,448,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 36,100 | $1,447,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 24,470 | $1,445,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 40,074 | $1,443,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,000 | $1,442,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 54,505 | $1,440,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 194,456 | $1,439,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 90,381 | $1,439,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 18,900 | $1,439,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 76,642 | $1,434,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 26,136 | $1,426,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 20,511 | $1,426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 48,827 | $1,426,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 490,773 | $1,424,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 789,678 | $1,421,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 373,320 | $1,419,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 39,634 | $1,418,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 84,400 | $1,416,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 36,596 | $1,414,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 238,275 | $1,408,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 62,647 | $1,406,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 128,027 | $1,403,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 90,000 | $1,402,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 43,429 | $1,400,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 141,743 | $1,399,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 148,195 | $1,396,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 26,822 | $1,391,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 233,720 | $1,391,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 183,270 | $1,390,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 80,800 | $1,389,000 | thousands by filing date | call |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 168,975 | $1,389,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 164,497 | $1,388,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 845,902 | $1,387,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 265,998 | $1,386,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 94,263 | $1,384,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 56,921 | $1,375,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 52,370 | $1,374,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 257,708 | $1,371,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 11,112 | $1,371,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30,000 | $1,369,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 110,261 | $1,367,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 48,908 | $1,366,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 224,311 | $1,360,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 82,099 | $1,360,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 215,050 | $1,357,000 | thousands by filing date | call |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 6,108 | $1,357,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 219,242 | $1,353,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,800 | $1,351,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 23,310 | $1,351,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,700 | $1,350,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 100,000 | $1,350,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 20,804 | $1,349,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 91,595 | $1,349,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 38,248 | $1,347,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 26,192 | $1,345,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,053 | $1,342,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 9,301 | $1,339,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 11,301 | $1,338,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 47,765 | $1,337,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 28,725 | $1,336,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 75,386 | $1,334,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 88,911 | $1,334,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 89,316 | $1,332,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 60,156 | $1,329,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 20,100 | $1,327,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 35,411 | $1,327,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 114,166 | $1,325,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 80,265 | $1,325,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 78,458 | $1,324,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 20,051 | $1,318,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 68,315 | $1,309,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 148,477 | $1,308,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 113,100 | $1,307,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 224,441 | $1,302,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 33,311 | $1,301,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 174,094 | $1,301,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 21,200 | $1,299,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 107,335 | $1,294,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 92,139 | $1,293,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 221,372 | $1,291,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 29,308 | $1,289,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 62,878 | $1,289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 50,647 | $1,289,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 178,682 | $1,287,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 35,380 | $1,279,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 16,828 | $1,278,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 30,301 | $1,277,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13,515 | $1,276,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 47,455 | $1,276,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 88,366 | $1,275,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 24,377 | $1,275,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,000 | $1,270,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 114,068 | $1,270,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 81,117 | $1,270,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 66,192 | $1,265,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 99,747 | $1,260,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 20,523 | $1,259,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 142,349 | $1,258,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 69,287 | $1,257,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 16,471 | $1,256,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 49,870 | $1,256,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 18,030 | $1,255,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 69,274 | $1,255,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 157,687 | $1,254,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 17,594 | $1,253,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 12,096 | $1,252,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 21,652 | $1,250,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 35,920 | $1,249,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 107,508 | $1,248,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 98,383 | $1,248,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 67,940 | $1,240,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 38,712 | $1,239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 31,661 | $1,236,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 296,290 | $1,235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 39,329 | $1,235,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 200,000 | $1,234,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 300,290 | $1,234,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 20,957 | $1,233,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 154,304 | $1,233,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 46,734 | $1,233,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,061,900 | $1,232,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 236,368 | $1,232,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 47,000 | $1,231,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 144,964 | $1,230,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 21,457 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,400 | $1,228,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 250,000 | $1,228,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 26,800 | $1,226,000 | thousands by filing date | put |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 74,021 | $1,225,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 92,679 | $1,224,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 10,214 | $1,223,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 30,000 | $1,222,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 100,782 | $1,221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 116,818 | $1,219,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 41,500 | $1,218,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 39,890 | $1,217,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,800 | $1,216,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 172,700 | $1,216,000 | thousands by filing date | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 63,860 | $1,215,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 102,932 | $1,213,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 54,185 | $1,213,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,754 | $1,211,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 13,400 | $1,208,000 | thousands by filing date | put |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 40,850 | $1,207,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,127 | $1,206,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26,505 | $1,204,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,683 | $1,203,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 224,262 | $1,200,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 25,000 | $1,199,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 57,362 | $1,194,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 157,487 | $1,194,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 38,346 | $1,192,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 197,092 | $1,191,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 26,074 | $1,189,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 44,869 | $1,188,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 32,357 | $1,186,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 191,494 | $1,186,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 64,359 | $1,184,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 50,023 | $1,184,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 57,643 | $1,184,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 68,008 | $1,182,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 282,203 | $1,182,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 83,543 | $1,181,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 64,385 | $1,181,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 109,495 | $1,178,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 26,168 | $1,177,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 25,364 | $1,176,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 51,137 | $1,176,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 208,056 | $1,172,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 27,430 | $1,170,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 56,217 | $1,169,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 61,015 | $1,169,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 54,652 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 79,158 | $1,166,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 37,319 | $1,166,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 677,282 | $1,165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 47,653 | $1,163,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 51,198 | $1,163,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 187,600 | $1,161,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 745,206 | $1,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 39,145 | $1,154,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 26,854 | $1,153,000 | thousands by filing date | put |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 157,010 | $1,152,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,100 | $1,151,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 73,000 | $1,151,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 135,007 | $1,148,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 11,514 | $1,147,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 46,765 | $1,144,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 38,549 | $1,141,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 22,500 | $1,138,000 | thousands by filing date | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 134,284 | $1,135,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 44,933 | $1,133,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 48,487 | $1,129,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 176,383 | $1,127,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 133,068 | $1,124,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 75,030 | $1,123,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 150,173 | $1,123,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 56,616 | $1,123,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 20,552 | $1,121,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 110,863 | $1,120,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 75,000 | $1,114,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 45,994 | $1,114,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 13,409 | $1,113,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 244,862 | $1,112,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 313,882 | $1,111,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 53,092 | $1,108,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 29,441 | $1,107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 18,701 | $1,107,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 175,460 | $1,105,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 37,342 | $1,105,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 89,425 | $1,103,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 125,365 | $1,103,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,165 | $1,100,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 69,479 | $1,097,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 31,125 | $1,097,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 49,874 | $1,097,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 108,257 | $1,096,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 90,000 | $1,094,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 21,022 | $1,094,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 36,500 | $1,093,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 71,940 | $1,092,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,092,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 47,886 | $1,089,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 111,663 | $1,088,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 23,654 | $1,087,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 57,944 | $1,083,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 143,926 | $1,083,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 27,244 | $1,082,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 108,140 | $1,081,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 144,099 | $1,078,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 40,537 | $1,074,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 42,966 | $1,074,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 80,932 | $1,071,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 42,635 | $1,070,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 14,280 | $1,069,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 320,950 | $1,069,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 145,610 | $1,068,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $1,067,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 62,973 | $1,066,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 75,629 | $1,064,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 287,491 | $1,063,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 86,869 | $1,062,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 251,800 | $1,060,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 5,000 | $1,058,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 29,840 | $1,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,207 | $1,054,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 97,182 | $1,052,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 784,428 | $1,051,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 90,000 | $1,050,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 28,589 | $1,048,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 102,216 | $1,048,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 45,774 | $1,047,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,345 | $1,046,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 38,272 | $1,046,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 33,789 | $1,044,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 29,571 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 26,578 | $1,041,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 77,424 | $1,041,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 40,314 | $1,036,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 205,515 | $1,036,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 59,023 | $1,035,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 247,943 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 20,870 | $1,034,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 74,650 | $1,033,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 10,865 | $1,030,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 37,907 | $1,025,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 26,686 | $1,024,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 56,458 | $1,022,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 77,028 | $1,021,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 56,210 | $1,017,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 91,504 | $1,016,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 96,547 | $1,016,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 24,005 | $1,014,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 242,644 | $1,014,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 27,662 | $1,013,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 53,492 | $1,013,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 49,817 | $1,012,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 42,623 | $1,012,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 37,780 | $1,012,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9,168 | $1,012,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 193,159 | $1,012,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 78,000 | $1,010,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 62,782 | $1,010,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 55,668 | $1,010,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 127,893 | $1,009,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 53,236 | $1,008,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 44,145 | $1,007,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 69,492 | $1,004,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 69,640 | $1,004,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 383,096 | $1,004,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 11,336 | $1,003,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 34,000 | $1,001,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 157,300 | $1,000,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 11,308 | $999,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 81,669 | $999,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 16,160 | $998,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 102,348 | $998,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 71,652 | $998,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 65,517 | $997,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 18,303 | $996,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 27,739 | $996,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 59,184 | $996,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 26,310 | $991,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 138,078 | $991,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 15,348 | $990,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 43,646 | $989,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 22,698 | $988,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 51,046 | $987,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 311,724 | $986,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 60,256 | $986,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 182,548 | $984,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,177 | $982,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 59,836 | $981,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 90,600 | $980,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 81,915 | $979,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 26,897 | $979,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 73,288 | $977,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 87,545 | $977,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 121,250 | $976,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,013 | $975,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 77,405 | $975,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 27,778 | $974,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 153,124 | $974,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 22,900 | $973,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 22,651 | $970,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 56,212 | $969,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 420,733 | $968,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 79,398 | $967,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 829,823 | $963,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,000 | $961,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 10,216 | $961,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,504 | $959,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 507,302 | $959,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 18,553 | $959,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 51,996 | $958,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 71,576 | $958,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 54,651 | $958,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 38,900 | $957,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 62,830 | $955,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 28,767 | $954,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 150,000 | $954,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 33,881 | $954,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 104,055 | $952,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 15,506 | $950,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 8,165 | $949,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 61,579 | $949,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,000 | $943,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 133,146 | $942,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 197,700 | $939,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 205,836 | $938,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 29,929 | $937,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 10,917 | $935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 26,961 | $932,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 94,599 | $932,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 29,213 | $931,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 40,601 | $931,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 17,552 | $930,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 18,293 | $926,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 37,023 | $925,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 19,540 | $925,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 77,010 | $925,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 34,024 | $925,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,543 | $924,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,300 | $923,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 100,589 | $922,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44,947 | $921,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 39,840 | $920,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 335,122 | $919,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 75,600 | $919,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 107,532 | $919,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 79,306 | $917,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 15,619 | $917,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 128,611 | $917,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 194,000 | $916,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 34,859 | $915,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 37,800 | $914,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 6,888 | $913,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 22,642 | $911,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 41,726 | $911,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 66,834 | $911,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 21,663 | $910,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 12,204 | $910,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 32,522 | $910,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 146,946 | $908,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 74,540 | $908,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 17,669 | $907,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 144,318 | $907,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 128,124 | $903,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 102,464 | $903,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 54,064 | $903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 23,997 | $903,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,000 | $900,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 94,939 | $899,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 62,239 | $898,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 126,825 | $896,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20,804 | $894,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 27,386 | $892,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,297 | $890,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 25,500 | $887,000 | thousands by filing date | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 84,160 | $887,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,900 | $886,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 22,700 | $886,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 52,101 | $885,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 19,408 | $885,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 176,664 | $885,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 15,512 | $884,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 46,597 | $882,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 206,313 | $881,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 35,189 | $880,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 36,711 | $879,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 64,651 | $878,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 56,094 | $877,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 267,928 | $877,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 10,000 | $876,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 46,150 | $874,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 960 | $874,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 97,032 | $873,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 21,409 | $872,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 49,125 | $872,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 22,314 | $869,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,300 | $868,000 | thousands by filing date | put |
| BLACKROCK MUN BD TR | 09249H104 | COM | 60,722 | $868,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 482,222 | $868,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 45,806 | $867,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 40,904 | $862,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,000 | $861,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 23,245 | $861,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 36,152 | $858,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 42,547 | $857,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 174,854 | $857,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 334,925 | $857,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 30,053 | $854,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 114,904 | $853,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 108,021 | $852,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 20,200 | $850,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 17,940 | $849,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 140,401 | $848,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 445,825 | $847,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 53,719 | $847,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 20,904 | $847,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 41,200 | $846,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 128,721 | $846,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 80,783 | $843,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 49,422 | $843,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 24,791 | $842,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 23,409 | $842,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |