13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 10,336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 378 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06745T368 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIT ORIGIN LTD | G21621100 | SHS | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W102 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 8,112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 556 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tuanche Limited | 89856T104 | American Depositary Shares | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 1,758 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 2,288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIDAI LTD | 94861A108 | SPONS ADS | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 505 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 8,601 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 3,784 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 89,886 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 3,809 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 1,290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 6,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 8,430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 1,633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 3,149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 1,499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC GLOBAL ETF TR | 69434K106 | US EQ INM ETF | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 3,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 857 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 5,329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 4,866 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 3,785 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSEHILL RES INC | 777385204 | UNIT 12/31/2020 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 3,203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 1,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 537 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255211 | *W EXP 05/27/202 | 2,028 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |