13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COVETRUS INC | 22304C100 | COM | 322,800 | $2,628,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 24,699 | $2,627,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 155,295 | $2,626,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,149,938 | $2,621,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 87,651 | $2,619,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 654,206 | $2,617,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 163,432 | $2,615,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 81,360 | $2,611,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 151,200 | $2,611,000 | thousands by filing date | put |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 187,212 | $2,609,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 350,660 | $2,605,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 160,085 | $2,605,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 167,076 | $2,600,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 100,429 | $2,597,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 62,658 | $2,594,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 240,000 | $2,590,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 111,372 | $2,587,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 100,000 | $2,586,000 | thousands by filing date | put |
| CIMPRESS PLC | G2143T103 | SHS EURO | 48,578 | $2,584,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 61,367 | $2,574,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 68,513 | $2,565,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 68,770 | $2,558,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 26,901 | $2,557,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 356,688 | $2,557,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 132,474 | $2,552,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 90,965 | $2,552,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 50,039 | $2,548,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 91,107 | $2,546,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 335,586 | $2,544,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 288,562 | $2,539,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 234,409 | $2,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 13,410 | $2,537,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 48,230 | $2,537,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 63,610 | $2,536,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 231,217 | $2,536,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 345,616 | $2,534,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 95,347 | $2,533,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 193,581 | $2,528,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 114,613 | $2,527,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 71,482 | $2,525,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 12,571 | $2,525,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 221,504 | $2,523,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 195,103 | $2,519,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 175,681 | $2,517,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 67,039 | $2,514,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 300,000 | $2,508,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 53,459 | $2,505,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 240,473 | $2,503,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 188,921 | $2,503,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 76,005 | $2,502,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 39,071 | $2,501,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 275,000 | $2,497,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 267,432 | $2,495,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 58,705 | $2,494,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 134,316 | $2,494,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 104,579 | $2,493,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 67,033 | $2,493,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 24,705 | $2,491,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 110,529 | $2,489,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 225,114 | $2,489,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 139,520 | $2,485,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 597,966 | $2,481,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 123,412 | $2,466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 69,161 | $2,465,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 400,000 | $2,464,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 194,699 | $2,463,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 75,000 | $2,460,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 193,411 | $2,460,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 95,904 | $2,460,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 123,000 | $2,459,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 50,469 | $2,458,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 177,020 | $2,455,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 80,498 | $2,455,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 217,938 | $2,452,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 40,562 | $2,441,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 28,544 | $2,437,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 42,200 | $2,436,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 319,919 | $2,425,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 434,130 | $2,422,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,028,157 | $2,416,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 115,874 | $2,413,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 74,653 | $2,411,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 474,367 | $2,410,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 34,793 | $2,410,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 157,750 | $2,402,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 26,700 | $2,394,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 196,868 | $2,394,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 85,444 | $2,392,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 84,750 | $2,383,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 15,075 | $2,382,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 130,760 | $2,380,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 178,298 | $2,377,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 26,794 | $2,370,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 589,500 | $2,370,000 | thousands by filing date | call |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 90,351 | $2,368,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 20,627 | $2,367,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 36,122 | $2,365,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 80,613 | $2,364,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 82,200 | $2,362,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 123,305 | $2,361,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 546,265 | $2,360,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 197,337 | $2,360,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 40,843 | $2,359,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 87,013 | $2,357,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 54,720 | $2,352,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 27,770 | $2,351,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 41,281 | $2,351,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 48,360 | $2,349,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 89,600 | $2,348,000 | thousands by filing date | put |
| FORTY SEVEN INC | 34983P104 | COM | 24,600 | $2,347,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 80,313 | $2,346,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 120,072 | $2,344,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 192,577 | $2,344,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 29,472 | $2,340,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 64,979 | $2,339,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,337,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 262,738 | $2,331,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 70,000 | $2,331,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 23,397 | $2,329,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 184,451 | $2,324,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 116,780 | $2,323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 40,298 | $2,323,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 40,000 | $2,320,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 26,404 | $2,317,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 32,225 | $2,316,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 220,400 | $2,314,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 138,360 | $2,312,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 467,564 | $2,310,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 68,366 | $2,309,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 50,000 | $2,308,000 | thousands by filing date | put |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 67,145 | $2,306,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 213,748 | $2,304,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 234,409 | $2,300,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 47,824 | $2,296,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 115,290 | $2,290,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 88,128 | $2,288,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 543,376 | $2,288,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 53,007 | $2,287,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 100,000 | $2,285,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,400 | $2,280,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 100,000 | $2,278,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 100,000 | $2,278,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 370,972 | $2,278,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 575,690 | $2,274,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 17,009 | $2,270,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 31,634 | $2,266,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 18,726 | $2,266,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 96,222 | $2,266,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 96,035 | $2,263,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 35,416 | $2,262,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 27,626 | $2,260,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 33,300 | $2,258,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 5,351,701 | $2,258,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 83,600 | $2,257,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 21,792 | $2,252,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 111,472 | $2,252,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,600 | $2,248,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 985,613 | $2,247,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 49,100 | $2,246,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 179,803 | $2,244,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 44,206 | $2,239,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 315,772 | $2,236,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 15,985 | $2,234,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 52,494 | $2,232,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 179,972 | $2,230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 43,791 | $2,230,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 150,000 | $2,228,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 38,491 | $2,228,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 37,823 | $2,224,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 177,728 | $2,222,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 27,108 | $2,220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 166,552 | $2,213,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 147,196 | $2,208,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 35,246 | $2,205,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 51,193 | $2,197,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 465,479 | $2,197,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 66,821 | $2,196,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 20,300 | $2,189,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 51,774 | $2,189,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 100,000 | $2,185,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 36,477 | $2,183,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 523,457 | $2,183,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 240,000 | $2,182,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 24,800 | $2,179,000 | thousands by filing date | put |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 91,862 | $2,178,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14,900 | $2,177,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 25,778 | $2,175,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 147,510 | $2,173,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 55,026 | $2,169,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 175,927 | $2,166,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 175,335 | $2,162,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 157,426 | $2,161,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 279,802 | $2,160,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 15,375 | $2,156,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 42,795 | $2,154,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 10,662 | $2,151,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 114,333 | $2,149,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 81,471 | $2,146,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 85,000 | $2,146,000 | thousands by filing date | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 60,760 | $2,142,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 87,700 | $2,139,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 38,673 | $2,138,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 32,816 | $2,137,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 10,109 | $2,134,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,260 | $2,134,000 | thousands by filing date | call |
| INMODE LTD SHS | M5425M103 | Stock | 99,182 | $2,132,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 149,896 | $2,130,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 25,500 | $2,122,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 47,143 | $2,119,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 21,592 | $2,118,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 20,751 | $2,116,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 117,550 | $2,114,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 87,589 | $2,106,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 30,121 | $2,102,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200,000 | $2,100,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 140,425 | $2,090,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 218,618 | $2,090,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 70,822 | $2,089,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 490,557 | $2,085,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 43,404 | $2,082,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 229,275 | $2,080,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 30,653 | $2,080,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 50,000 | $2,080,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 50,000 | $2,080,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 25,019 | $2,077,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 433,268 | $2,075,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 35,230 | $2,072,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 147,043 | $2,070,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 490,300 | $2,064,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 81,887 | $2,062,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 398,800 | $2,061,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 139,216 | $2,059,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 219,278 | $2,059,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 29,173 | $2,054,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 45,000 | $2,051,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 89,492 | $2,047,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 37,107 | $2,041,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 154,900 | $2,040,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 70,520 | $2,040,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 24,300 | $2,039,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 154,800 | $2,039,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 123,261 | $2,038,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 41,844 | $2,038,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 14,200 | $2,035,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 42,424 | $2,031,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 225,384 | $2,026,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 25,300 | $2,024,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 50,168 | $2,020,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 154,730 | $2,019,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 49,981 | $2,016,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 150,773 | $2,016,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 248,300 | $2,016,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 76,293 | $2,016,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 249,995 | $2,015,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 168,232 | $2,015,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 75,000 | $2,013,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 586,987 | $2,013,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 200,000 | $2,012,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 60,000 | $2,010,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 60,000 | $2,010,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 27,924 | $2,005,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 186,214 | $2,001,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 104,986 | $2,000,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,412 | $1,999,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 40,140 | $1,998,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 54,744 | $1,998,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,529,441 | $1,988,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 270,643 | $1,987,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 35,607 | $1,982,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 43,604 | $1,982,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 27,123 | $1,979,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 94,543 | $1,978,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 154,969 | $1,978,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 192,177 | $1,977,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 18,467 | $1,976,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 43,195 | $1,975,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 110,483 | $1,972,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 76,088 | $1,969,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 218,756 | $1,963,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 88,523 | $1,961,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 8,000 | $1,960,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 52,211 | $1,960,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 321,083 | $1,960,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 103,925 | $1,954,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 216,900 | $1,948,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 267,249 | $1,948,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,173,598 | $1,948,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 67,316 | $1,946,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 158,935 | $1,944,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 200,000 | $1,942,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 182,161 | $1,942,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 147,825 | $1,941,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 74,831 | $1,940,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 469,202 | $1,938,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 16,186 | $1,934,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 183,320 | $1,934,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 86,535 | $1,934,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 406,831 | $1,932,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 58,245 | $1,928,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 38,009 | $1,925,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 97,725 | $1,925,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 41,240 | $1,923,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 206,792 | $1,923,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 82,644 | $1,917,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 250,420 | $1,914,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 77,577 | $1,913,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 101,348 | $1,912,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 127,788 | $1,909,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 37,451 | $1,907,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,400 | $1,903,000 | thousands by filing date | call |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 200,000 | $1,900,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 351,615 | $1,899,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 51,300 | $1,896,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 34,600 | $1,896,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 111,427 | $1,896,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 119,645 | $1,888,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 66,249 | $1,886,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 538,430 | $1,885,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 33,621 | $1,884,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $1,881,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $1,881,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 50,631 | $1,879,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 21,367 | $1,878,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 78,700 | $1,877,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 20,616 | $1,868,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 25,964 | $1,863,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 86,430 | $1,857,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 160,493 | $1,857,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 290,667 | $1,855,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 28,925 | $1,852,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 30,000 | $1,851,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 80,711 | $1,849,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 99,013 | $1,848,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 46,850 | $1,844,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 266,100 | $1,838,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 179,800 | $1,838,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 318,590 | $1,835,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 208,082 | $1,834,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 390,607 | $1,828,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 360,356 | $1,827,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 292,198 | $1,826,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 35,000 | $1,825,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 80,999 | $1,825,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 37,763 | $1,825,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 126,526 | $1,823,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,000 | $1,822,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 115,100 | $1,819,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 75,000 | $1,819,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 195,208 | $1,819,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 10,000 | $1,818,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 48,738 | $1,817,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 26,000 | $1,816,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 141,016 | $1,816,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 41,004 | $1,813,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 88,602 | $1,813,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 94,170 | $1,813,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 58,173 | $1,806,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,466,716 | $1,804,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 109,235 | $1,798,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 12,394 | $1,796,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 52,600 | $1,785,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 56,104 | $1,783,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 122,402 | $1,776,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 50,000 | $1,774,000 | thousands by filing date | call |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 112,927 | $1,774,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 90,706 | $1,769,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 36,470 | $1,768,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 28,359 | $1,766,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 40,715 | $1,766,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 318,634 | $1,765,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,707 | $1,759,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 55,808 | $1,758,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 185,871 | $1,757,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 78,063 | $1,757,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 15,811 | $1,754,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 66,099 | $1,752,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 357,313 | $1,751,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 414,812 | $1,751,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 103,481 | $1,749,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 19,757 | $1,748,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 91,751 | $1,744,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 71,567 | $1,744,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 33,284 | $1,744,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 50,911 | $1,741,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 46,526 | $1,739,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 191,981 | $1,737,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,617 | $1,733,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 243,999 | $1,732,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 179,900 | $1,731,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,729,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 50,000 | $1,729,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 97,402 | $1,729,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 25,910 | $1,726,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 52,650 | $1,723,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 31,400 | $1,723,000 | thousands by filing date | call |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 63,097 | $1,720,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 44,688 | $1,718,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 181,600 | $1,718,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 69,256 | $1,717,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 47,678 | $1,715,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 138,808 | $1,714,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 60,878 | $1,711,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 33,900 | $1,709,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 33,716 | $1,705,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 182,581 | $1,704,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 317,202 | $1,704,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 23,831 | $1,700,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 75,000 | $1,697,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 969,737 | $1,697,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 32,762 | $1,696,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 100,000 | $1,695,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 30,470 | $1,693,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 22,971 | $1,692,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 76,458 | $1,689,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 74,834 | $1,681,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 64,981 | $1,681,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11,000 | $1,678,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 40,112 | $1,678,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 201,414 | $1,678,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 65,093 | $1,674,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 217,796 | $1,671,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 33,711 | $1,669,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 131,642 | $1,664,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 35,905 | $1,664,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13,133 | $1,659,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 16,000 | $1,655,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 380,273 | $1,654,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 74,191 | $1,647,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 75,411 | $1,642,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 56,056 | $1,640,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 99,767 | $1,639,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 216,343 | $1,636,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 132,334 | $1,632,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 76,832 | $1,632,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 18,616 | $1,630,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 34,287 | $1,627,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 17,090 | $1,626,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 322,731 | $1,624,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 15,871 | $1,623,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 79,048 | $1,622,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 11,000 | $1,620,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 28,788 | $1,620,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 60,500 | $1,619,000 | thousands by filing date | put |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 55,543 | $1,619,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 40,099 | $1,618,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 102,886 | $1,616,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $1,613,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 174,464 | $1,612,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 364,918 | $1,612,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 27,090 | $1,610,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 484,753 | $1,609,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 33,423 | $1,607,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 19,127 | $1,607,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 100,000 | $1,606,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 13,700 | $1,605,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 25,496 | $1,603,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 28,157 | $1,602,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 47,616 | $1,602,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 104,739 | $1,602,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,357,260 | $1,602,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 40,000 | $1,601,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 132,266 | $1,601,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 118,605 | $1,600,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 37,500 | $1,599,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 70,958 | $1,599,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 247,708 | $1,598,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 566,798 | $1,598,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 151,541 | $1,597,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 281,798 | $1,595,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 521,946 | $1,592,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 22,311 | $1,589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24,044 | $1,589,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 35,596 | $1,588,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 13,837 | $1,588,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 646,873 | $1,585,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 39,384 | $1,584,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 25,279 | $1,583,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 47,183 | $1,582,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 69,775 | $1,582,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 15,108 | $1,579,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 89,945 | $1,579,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 50,000 | $1,577,000 | thousands by filing date | put |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 22,198 | $1,577,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,972 | $1,576,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 437,768 | $1,576,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 116,056 | $1,576,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 83,693 | $1,573,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 41,645 | $1,572,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 205,173 | $1,572,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 24,385 | $1,569,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 9,500 | $1,568,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 98,911 | $1,563,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 55,723 | $1,563,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 353,483 | $1,562,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 18,296 | $1,562,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 21,321 | $1,561,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 195,378 | $1,561,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 30,800 | $1,557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 64,782 | $1,556,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 150,855 | $1,554,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |