13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIREEYE INC | 31816Q101 | COM | 434,200 | $4,594,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 168,856 | $4,590,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 275,000 | $4,587,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 28,758 | $4,574,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 106,204 | $4,572,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 452,950 | $4,570,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 54,300 | $4,569,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 41,926 | $4,563,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 179,474 | $4,554,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 500,000 | $4,550,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 66,908 | $4,548,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 69,708 | $4,538,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 126,789 | $4,529,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 79,122 | $4,518,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 387,564 | $4,511,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 97,233 | $4,505,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100,000 | $4,504,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 128,704 | $4,504,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 37,511 | $4,500,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 83,927 | $4,498,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 809,033 | $4,498,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,974,746 | $4,492,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 60,068 | $4,484,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 50,000 | $4,475,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 179,990 | $4,473,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 178,968 | $4,472,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 150,000 | $4,467,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 212,555 | $4,453,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 230,189 | $4,433,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 64,530 | $4,433,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 232,983 | $4,429,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 25,000 | $4,428,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 51,561 | $4,404,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 79,774 | $4,404,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 301,879 | $4,400,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 235,232 | $4,399,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 428,953 | $4,397,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 457,153 | $4,393,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 554,679 | $4,387,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 110,200 | $4,379,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 949,429 | $4,377,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 65,289 | $4,376,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 50,000 | $4,374,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 51,106 | $4,373,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 541,961 | $4,368,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 10,000 | $4,363,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 133,521 | $4,359,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,206,000 | $4,354,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 138,555 | $4,350,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 375,500 | $4,348,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 385,439 | $4,344,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 65,400 | $4,340,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,300 | $4,339,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50,096 | $4,336,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 30,000 | $4,327,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 91,103 | $4,308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 278,998 | $4,305,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 490,847 | $4,305,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 107,432 | $4,300,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 234,278 | $4,290,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 47,500 | $4,284,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 63,616 | $4,284,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 198,226 | $4,282,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 201,062 | $4,274,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 141,116 | $4,269,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 73,425 | $4,263,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 283,693 | $4,258,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 189,043 | $4,257,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 48,900 | $4,253,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 428,114 | $4,251,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 374,842 | $4,247,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 250,241 | $4,241,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 83,350 | $4,236,000 | thousands by filing date | put |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 211,540 | $4,231,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 145,000 | $4,227,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 227,019 | $4,220,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,310,133 | $4,219,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 392,145 | $4,219,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 377,655 | $4,218,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 262,136 | $4,213,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 282,711 | $4,213,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 273,812 | $4,206,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 563,594 | $4,199,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 65,936 | $4,198,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,415 | $4,196,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 379,000 | $4,188,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 199,751 | $4,185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 155,000 | $4,179,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 75,000 | $4,176,000 | thousands by filing date | put |
| ZSCALERINC | 98980G102 | STOK | 68,383 | $4,162,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 76,640 | $4,159,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 77,500 | $4,158,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 128,566 | $4,158,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 160,992 | $4,157,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 54,328 | $4,154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 206,456 | $4,139,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 41,466 | $4,128,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 27,944 | $4,128,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 140,385 | $4,118,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 968,051 | $4,105,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 162,259 | $4,100,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,000 | $4,099,000 | thousands by filing date | put |
| FLEX LNG LTD | G35947202 | SHS | 808,395 | $4,099,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 327,665 | $4,096,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 82,374 | $4,094,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 106,160 | $4,084,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 187,200 | $4,083,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 213,364 | $4,079,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 186,410 | $4,079,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 717,988 | $4,071,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 232,516 | $4,069,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 57,396 | $4,053,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 435,110 | $4,051,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 276,761 | $4,046,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 35,348 | $4,034,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 41,749 | $4,030,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 70,300 | $4,028,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 132,420 | $4,024,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 26,000 | $4,019,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,644,141 | $4,009,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 119,522 | $4,003,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 299,925 | $4,001,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 21,100 | $3,993,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 178,825 | $3,993,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 850,306 | $3,988,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 66,009 | $3,968,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 401,548 | $3,967,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 36,600 | $3,962,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 31,016 | $3,960,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 148,395 | $3,958,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 160,064 | $3,955,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 136,115 | $3,951,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 370,191 | $3,946,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 446,086 | $3,926,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 40,000 | $3,923,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 249,465 | $3,920,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 356,352 | $3,919,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 296,447 | $3,911,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 396,682 | $3,903,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 46,208 | $3,901,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 449,847 | $3,887,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 190,511 | $3,885,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 328,900 | $3,881,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 80,118 | $3,879,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 381,477 | $3,876,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 150,867 | $3,861,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 152,324 | $3,858,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 191,922 | $3,856,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 12,525 | $3,854,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 108,191 | $3,852,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 28,210 | $3,851,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 70,409 | $3,851,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 63,682 | $3,851,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,636,133 | $3,849,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 179,008 | $3,848,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 314,665 | $3,848,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 422,733 | $3,847,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 221,100 | $3,845,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 26,579 | $3,844,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 116,910 | $3,835,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 60,936 | $3,820,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 132,180 | $3,805,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 121,511 | $3,792,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 40,928 | $3,783,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 317,583 | $3,776,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 322,484 | $3,776,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 143,586 | $3,775,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 126,384 | $3,763,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 68,086 | $3,761,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 154,543 | $3,759,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 79,236 | $3,759,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 189,374 | $3,753,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 160,000 | $3,752,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 80,000 | $3,750,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 131,687 | $3,749,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 124,500 | $3,742,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 36,151 | $3,739,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 355,844 | $3,737,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 52,646 | $3,735,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 150,793 | $3,716,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,460,079 | $3,715,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 312,403 | $3,714,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 61,000 | $3,712,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 254,157 | $3,711,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 47,000 | $3,709,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 442,786 | $3,709,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 100,436 | $3,709,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,193,479 | $3,707,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 35,600 | $3,705,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 214,380 | $3,703,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $3,702,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 1,868,000 | $3,699,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 113,300 | $3,698,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 399,356 | $3,698,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 55,800 | $3,694,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 82,870 | $3,694,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 70,790 | $3,693,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 139,584 | $3,682,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 90,000 | $3,681,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 531,702 | $3,674,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 137,588 | $3,669,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 100,000 | $3,666,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 90,000 | $3,666,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 75,000 | $3,660,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 171,431 | $3,660,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 419,804 | $3,657,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 76,500 | $3,656,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 65,600 | $3,653,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 67,753 | $3,644,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 396,354 | $3,635,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 133,609 | $3,634,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 42,251 | $3,622,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 79,659 | $3,622,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 179,847 | $3,619,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 600,000 | $3,618,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 116,200 | $3,617,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 57,392 | $3,613,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 58,631 | $3,600,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 84,635 | $3,596,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,166,190 | $3,580,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 137,712 | $3,579,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 108,500 | $3,577,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 61,199 | $3,576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 46,715 | $3,571,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 105,000 | $3,563,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 540,771 | $3,558,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 213,123 | $3,557,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 264,347 | $3,542,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 499,884 | $3,539,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 274,177 | $3,537,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 149,538 | $3,534,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 72,463 | $3,532,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 103,928 | $3,530,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,810 | $3,526,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 131,380 | $3,526,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 34,307 | $3,520,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 27,000 | $3,516,000 | thousands by filing date | put |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 176,100 | $3,513,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 183,280 | $3,513,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 57,889 | $3,513,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 90,064 | $3,508,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 278,500 | $3,504,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 157,419 | $3,501,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,650,624 | $3,499,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 238,459 | $3,498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 125,553 | $3,490,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 51,307 | $3,484,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 254,362 | $3,478,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 189,965 | $3,469,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 434,419 | $3,467,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 110,196 | $3,466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 53,626 | $3,464,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 40,000 | $3,462,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 352,155 | $3,462,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,050,000 | $3,455,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 19,900 | $3,443,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 45,328 | $3,442,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 423,282 | $3,429,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 53,673 | $3,419,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 45,902 | $3,419,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $3,418,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $3,418,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 295,000 | $3,416,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 23,600 | $3,408,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,325,825 | $3,407,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 190,631 | $3,401,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 69,800 | $3,399,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 253,629 | $3,398,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 125,813 | $3,396,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 250,000 | $3,388,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 71,809 | $3,385,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 60,000 | $3,382,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 133,892 | $3,380,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 45,381 | $3,376,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 150,000 | $3,359,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 693,171 | $3,355,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 186,963 | $3,350,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 33,251 | $3,345,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 120,851 | $3,337,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 174,955 | $3,334,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 137,441 | $3,329,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 166,341 | $3,326,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 36,000 | $3,320,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 83,400 | $3,318,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 76,529 | $3,316,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 178,333 | $3,315,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 73,017 | $3,312,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 90,156 | $3,306,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 310,603 | $3,299,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 101,925 | $3,296,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 433,895 | $3,296,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 93,178 | $3,285,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 171,656 | $3,280,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 148,169 | $3,279,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 105,952 | $3,278,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 37,400 | $3,275,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 110,894 | $3,270,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 91,000 | $3,269,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 29,297 | $3,269,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 26,931 | $3,267,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 150,584 | $3,259,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,928,600 | $3,259,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 215,343 | $3,258,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 150,000 | $3,254,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 300,100 | $3,247,000 | thousands by filing date | put |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 116,885 | $3,243,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 256,764 | $3,238,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 79,500 | $3,238,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,000 | $3,235,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 157,380 | $3,234,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 210,000 | $3,221,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 71,889 | $3,207,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 349,473 | $3,205,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 650,000 | $3,192,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 83,425 | $3,187,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 46,002 | $3,187,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 279,994 | $3,186,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 47,554 | $3,185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 44,067 | $3,181,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 32,191 | $3,178,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 635,579 | $3,178,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 383,321 | $3,178,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 134,200 | $3,171,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 242,410 | $3,171,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,074,385 | $3,167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 118,167 | $3,163,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 162,608 | $3,162,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 48,177 | $3,159,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 851,588 | $3,159,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 76,438 | $3,157,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 31,700 | $3,156,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 105,235 | $3,152,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 331,345 | $3,151,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 64,664 | $3,149,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 126,313 | $3,148,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 122,267 | $3,147,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 46,400 | $3,146,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 220,150 | $3,144,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 51,312 | $3,141,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 81,534 | $3,140,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 95,563 | $3,139,000 | thousands by filing date | |
| VTI | 922908769 | COM | 24,300 | $3,133,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 88,297 | $3,129,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 768,554 | $3,128,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,338 | $3,127,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 216,235 | $3,121,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 22,127 | $3,116,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 350,000 | $3,105,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 79,915 | $3,103,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 854,861 | $3,103,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 52,735 | $3,100,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 96,606 | $3,099,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,900 | $3,096,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 12,900 | $3,096,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 36,953 | $3,090,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 133,031 | $3,086,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 68,156 | $3,084,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 73,451 | $3,084,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 421,062 | $3,078,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 68,167 | $3,077,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 15,976 | $3,075,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 163,499 | $3,071,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 75,000 | $3,068,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 113,476 | $3,061,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 235,973 | $3,056,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 126,720 | $3,052,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 387,310 | $3,048,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 42,576 | $3,039,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 54,623 | $3,036,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 196,712 | $3,029,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 20,851 | $3,027,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 127,175 | $3,024,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 116,800 | $3,021,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 47,748 | $3,018,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 83,842 | $3,017,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 439,840 | $3,013,000 | thousands by filing date | call |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 164,916 | $3,008,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 311,788 | $3,003,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 64,529 | $3,000,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 82,796 | $2,999,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 100,398 | $2,991,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 250,324 | $2,986,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 218,115 | $2,982,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 56,242 | $2,973,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 22,163 | $2,970,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 56,052 | $2,970,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6,852 | $2,968,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 654,456 | $2,965,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 153,733 | $2,959,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 30,250 | $2,959,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 129,819 | $2,956,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 26,000 | $2,954,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 254,392 | $2,953,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 82,197 | $2,951,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 211,584 | $2,946,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 218,242 | $2,942,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 50,867 | $2,939,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 109,872 | $2,930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 174,559 | $2,921,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 85,632 | $2,912,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 68,546 | $2,907,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 75,100 | $2,904,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 36,300 | $2,903,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 118,011 | $2,902,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 110,887 | $2,900,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 376,136 | $2,900,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 50,335 | $2,893,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 143,223 | $2,892,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 191,978 | $2,889,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 238,253 | $2,880,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 92,746 | $2,876,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 84,805 | $2,864,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 16,300 | $2,864,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 15,580 | $2,859,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 138,169 | $2,857,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 624,320 | $2,853,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 98,499 | $2,850,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 79,070 | $2,850,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 221,872 | $2,842,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 108,287 | $2,837,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 86,607 | $2,837,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 33,500 | $2,831,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 65,763 | $2,827,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 369,148 | $2,821,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 347,062 | $2,819,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 491,345 | $2,815,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 169,237 | $2,814,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 196,700 | $2,813,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 63,171 | $2,808,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 91,737 | $2,808,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 57,528 | $2,807,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 37,347 | $2,805,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 26,822 | $2,805,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 104,601 | $2,804,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 154,793 | $2,802,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 43,860 | $2,802,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 60,400 | $2,799,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 415,035 | $2,798,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 80,000 | $2,791,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 605,500 | $2,786,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 88,000 | $2,773,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 60,500 | $2,772,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 144,175 | $2,772,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 32,808 | $2,768,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,500 | $2,767,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 62,163 | $2,767,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 21,893 | $2,763,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 125,000 | $2,756,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100,000 | $2,753,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 33,518 | $2,751,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 153,468 | $2,751,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 215,590 | $2,749,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 16,457 | $2,736,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 68,700 | $2,734,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 58,800 | $2,734,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 55,433 | $2,733,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 109,427 | $2,732,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 189,659 | $2,731,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 44,052 | $2,730,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 62,290 | $2,727,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 34,010 | $2,726,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 86,423 | $2,725,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 123,941 | $2,709,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 191,360 | $2,706,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 225,424 | $2,705,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 79,500 | $2,703,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 69,543 | $2,703,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 233,283 | $2,702,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 110,148 | $2,700,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 641,429 | $2,700,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 134,611 | $2,699,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 253,578 | $2,698,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 62,764 | $2,698,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,224 | $2,697,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 600,000 | $2,694,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 74,837 | $2,684,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 73,987 | $2,682,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 52,367 | $2,681,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 57,600 | $2,677,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 57,600 | $2,677,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 52,098 | $2,676,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 250,975 | $2,675,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 81,287 | $2,674,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 40,000 | $2,673,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 113,949 | $2,671,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 50,000 | $2,664,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 62,100 | $2,661,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 52,589 | $2,660,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 26,349 | $2,657,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 174,215 | $2,657,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 118,804 | $2,654,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 57,189 | $2,651,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 275,332 | $2,651,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 482,609 | $2,650,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 43,500 | $2,647,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 78,700 | $2,646,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 125,412 | $2,637,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 242,153 | $2,637,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 75,500 | $2,634,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 18,806 | $2,628,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |