13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,780,030 | $8,918,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 612,449 | $8,911,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 77,086 | $8,894,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 153,406 | $8,886,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 189,186 | $8,827,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,170,000 | $8,810,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 240,000 | $8,806,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 168,900 | $8,806,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 52,573 | $8,804,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 295,008 | $8,780,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 131,653 | $8,768,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,771,910 | $8,753,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 155,032 | $8,739,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 50,300 | $8,702,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 899,429 | $8,697,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 670,823 | $8,694,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 119,207 | $8,681,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,611,890 | $8,656,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 304,293 | $8,651,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 709,442 | $8,648,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 57,210 | $8,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 152,522 | $8,633,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 305,984 | $8,598,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 56,450 | $8,595,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 159,700 | $8,581,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 206,594 | $8,580,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 81,871 | $8,554,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 98,747 | $8,551,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 95,587 | $8,546,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 330,257 | $8,537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 108,645 | $8,509,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 13,000 | $8,507,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 119,391 | $8,479,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 231,881 | $8,474,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 174,701 | $8,437,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 87,504 | $8,388,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 371,853 | $8,382,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 234,763 | $8,374,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 470,000 | $8,366,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 366,917 | $8,348,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,982,279 | $8,345,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100,000 | $8,328,000 | thousands by filing date | put |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 704,056 | $8,322,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 25,000 | $8,314,000 | thousands by filing date | call |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 77,066 | $8,313,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 342,435 | $8,311,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 71,555 | $8,293,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 297,124 | $8,233,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 183,826 | $8,230,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 247,649 | $8,230,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 83,664 | $8,184,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 148,550 | $8,166,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 254,319 | $8,161,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 92,881 | $8,146,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 283,607 | $8,137,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 119,000 | $8,121,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 465,118 | $8,069,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 146,900 | $8,059,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 295,246 | $8,054,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 228,706 | $8,028,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 512,081 | $8,009,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 248,555 | $8,000,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 615,851 | $7,975,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 149,892 | $7,939,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 463,850 | $7,931,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 65,626 | $7,912,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 219,379 | $7,902,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 270,000 | $7,854,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 309,615 | $7,852,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 946,800 | $7,849,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 317,053 | $7,837,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 203,719 | $7,829,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 682,241 | $7,812,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 70,681 | $7,811,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 126,734 | $7,805,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 183,000 | $7,801,000 | thousands by filing date | put |
| Luckin Coffee Inc | 54951L109 | Equity | 286,700 | $7,795,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 26,213 | $7,792,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,396 | $7,790,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 62,883 | $7,777,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 538,667 | $7,773,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 247,579 | $7,750,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,330,030 | $7,740,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 463,203 | $7,738,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 465,454 | $7,717,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 287,733 | $7,708,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 119,567 | $7,694,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 50,873 | $7,686,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 729,293 | $7,679,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 185,145 | $7,663,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 350,000 | $7,648,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 473,936 | $7,640,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 153,052 | $7,633,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 578,288 | $7,616,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 101,849 | $7,599,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 90,986 | $7,577,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 932,300 | $7,570,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 907,698 | $7,570,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 210,720 | $7,569,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 145,250 | $7,546,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 92,188 | $7,535,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 509,818 | $7,535,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 364,101 | $7,533,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 604,640 | $7,522,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 130,387 | $7,522,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 223,300 | $7,492,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 214,264 | $7,482,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 281,719 | $7,468,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 321,285 | $7,450,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 85,621 | $7,448,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 634,868 | $7,447,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 331,548 | $7,446,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 609,569 | $7,437,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 363,837 | $7,433,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 546,113 | $7,400,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 469,282 | $7,396,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 248,167 | $7,393,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 80,000 | $7,392,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 101,685 | $7,389,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 326,511 | $7,350,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 51,163 | $7,345,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 608,231 | $7,336,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,228,349 | $7,331,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 261,780 | $7,311,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 630,653 | $7,303,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 768,438 | $7,300,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 142,216 | $7,293,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 52,746 | $7,291,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 460,900 | $7,282,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 402,289 | $7,278,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 474,956 | $7,271,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 101,104 | $7,271,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 406,599 | $7,270,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 130,005 | $7,258,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,492,300 | $7,208,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 14,500 | $7,180,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 98,076 | $7,148,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 173,439 | $7,137,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 304,000 | $7,135,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 388,963 | $7,134,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 406,204 | $7,125,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 99,300 | $7,105,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 1,140,918 | $7,085,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 508,900 | $7,084,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $7,078,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 103,707 | $7,077,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 71,167 | $7,063,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 53,021 | $7,061,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 56,129 | $7,058,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 107,484 | $7,054,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 53,592 | $7,035,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 555,794 | $7,031,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 127,807 | $7,025,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 250,000 | $7,025,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 55,908 | $7,004,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 70,743 | $7,003,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200,749 | $6,992,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 538,467 | $6,973,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 218,622 | $6,959,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $6,957,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 251,900 | $6,955,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 51,248 | $6,945,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 590,000 | $6,938,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 217,857 | $6,906,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 167,387 | $6,880,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 279,897 | $6,871,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 69,046 | $6,871,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 191,427 | $6,863,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,015,000 | $6,851,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 222,949 | $6,851,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 308,869 | $6,836,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 149,500 | $6,781,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 961,759 | $6,770,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 187,800 | $6,765,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 175,118 | $6,765,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 197,500 | $6,762,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 146,235 | $6,762,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 437,443 | $6,758,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,070,600 | $6,755,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 296,473 | $6,754,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 905,061 | $6,752,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 157,326 | $6,751,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 179,684 | $6,736,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 503,200 | $6,728,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 259,200 | $6,711,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 235,470 | $6,704,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 368,773 | $6,682,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 48,000 | $6,668,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,265 | $6,666,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 743,606 | $6,655,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 77,200 | $6,643,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 162,404 | $6,636,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 161,728 | $6,636,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 277,434 | $6,633,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 475,808 | $6,633,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 205,300 | $6,629,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 65,056 | $6,627,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100,000 | $6,604,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 390,279 | $6,600,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 47,789 | $6,599,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 205,000 | $6,595,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 297,017 | $6,594,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 91,891 | $6,586,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 313,650 | $6,584,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 237,262 | $6,584,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 812,541 | $6,581,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 76,015 | $6,576,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 269,500 | $6,573,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 200,000 | $6,560,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 86,089 | $6,548,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 592,974 | $6,546,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 214,000 | $6,542,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 86,462 | $6,528,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 110,200 | $6,522,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 80,843 | $6,518,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 153,743 | $6,491,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 357,858 | $6,484,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 212,374 | $6,480,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 455,507 | $6,473,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 808,096 | $6,465,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 798,952 | $6,463,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 111,707 | $6,458,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 246,720 | $6,455,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400,000 | $6,452,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 123,200 | $6,442,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 494,808 | $6,427,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 184,901 | $6,426,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 313,565 | $6,400,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 72,900 | $6,394,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 72,900 | $6,394,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 190,574 | $6,384,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 46,853 | $6,372,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 115,272 | $6,367,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 219,070 | $6,362,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 371,746 | $6,349,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,500,115 | $6,346,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 52,232 | $6,343,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,373 | $6,340,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 159,351 | $6,340,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 415,556 | $6,337,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 425,000 | $6,337,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 261,635 | $6,332,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 258,915 | $6,310,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 258,193 | $6,269,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 217,304 | $6,265,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 541,900 | $6,264,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 112,145 | $6,244,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,669,244 | $6,243,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 46,100 | $6,238,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 603,292 | $6,238,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 98,049 | $6,238,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 220,000 | $6,237,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 82,290 | $6,237,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 167,213 | $6,232,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 372,900 | $6,220,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 67,408 | $6,217,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 196,800 | $6,209,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 372,200 | $6,190,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 85,780 | $6,177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 203,671 | $6,155,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 31,238 | $6,147,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 714,689 | $6,146,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 130,005 | $6,143,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,091,231 | $6,122,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 127,114 | $6,118,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,809,352 | $6,115,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 72,803 | $6,113,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 427,400 | $6,112,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 152,091 | $6,108,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 59,592 | $6,102,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 518,840 | $6,102,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 77,000 | $6,096,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 173,210 | $6,089,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 484,643 | $6,087,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 391,839 | $6,073,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 68,218 | $6,026,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 85,128 | $6,025,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 443,795 | $6,009,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 73,376 | $6,001,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 40,004 | $5,973,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 109,852 | $5,969,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 145,742 | $5,961,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 149,430 | $5,948,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 243,638 | $5,947,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 189,038 | $5,936,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,500 | $5,931,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 75,000 | $5,918,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 63,200 | $5,904,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200,000 | $5,902,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 39,000 | $5,889,000 | thousands by filing date | put |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 225,700 | $5,889,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 38,555 | $5,883,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 44,567 | $5,873,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 280,305 | $5,861,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 405,404 | $5,858,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 146,349 | $5,850,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 131,940 | $5,846,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 552,400 | $5,845,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 35,253 | $5,841,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 450,705 | $5,837,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 129,241 | $5,836,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 578,058 | $5,815,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 130,830 | $5,813,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 593,261 | $5,808,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 424,644 | $5,801,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 216,000 | $5,800,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 291,755 | $5,797,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 108,300 | $5,788,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 491,700 | $5,782,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 212,413 | $5,778,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 172,242 | $5,774,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 22,119 | $5,766,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 86,822 | $5,746,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 214,529 | $5,741,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 299,582 | $5,734,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 812,889 | $5,730,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 611,606 | $5,700,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 40,793 | $5,700,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 84,365 | $5,699,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 592,362 | $5,693,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 219,630 | $5,680,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 44,359 | $5,678,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 80,581 | $5,673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 210,355 | $5,653,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 517,379 | $5,650,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 597,320 | $5,645,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 26,682 | $5,642,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 499,799 | $5,638,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 178,430 | $5,637,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 323,505 | $5,626,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 301,747 | $5,612,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 447,501 | $5,607,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 659,864 | $5,603,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 236,627 | $5,601,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,824,168 | $5,592,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,008,631 | $5,584,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 906,097 | $5,582,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 77,000 | $5,579,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 380,142 | $5,569,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 362,903 | $5,567,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 41,600 | $5,566,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 670,590 | $5,560,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 177,333 | $5,556,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 168,941 | $5,541,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 232,295 | $5,524,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 99,900 | $5,503,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 381,264 | $5,498,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 58,100 | $5,480,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 594,820 | $5,479,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 37,352 | $5,475,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 64,163 | $5,471,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 75,000 | $5,466,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 403,873 | $5,452,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 160,000 | $5,448,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 151,482 | $5,448,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 372,300 | $5,432,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 100,621 | $5,416,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 95,000 | $5,415,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 172,548 | $5,407,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 126,147 | $5,402,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 94,432 | $5,393,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 88,221 | $5,378,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 432,382 | $5,361,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 218,607 | $5,358,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 489,060 | $5,331,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 266,982 | $5,310,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 738,497 | $5,310,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 107,000 | $5,310,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 170,474 | $5,298,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 33,343 | $5,284,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 365,689 | $5,277,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 516,321 | $5,277,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 38,181 | $5,273,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 818,535 | $5,255,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 55,207 | $5,254,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 51,882 | $5,250,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 362,733 | $5,238,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 27,700 | $5,225,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 164,724 | $5,223,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 314,000 | $5,222,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 56,021 | $5,220,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30,000 | $5,219,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 974,802 | $5,216,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 63,917 | $5,210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 208,618 | $5,201,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,398 | $5,191,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 42,162 | $5,190,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 235,301 | $5,181,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 162,487 | $5,173,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 176,428 | $5,164,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 192,369 | $5,161,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 44,764 | $5,148,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 113,105 | $5,142,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 88,362 | $5,137,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 136,347 | $5,132,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 300,141 | $5,132,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 142,579 | $5,130,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 400,681 | $5,129,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 378,430 | $5,120,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 145,200 | $5,117,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 993,483 | $5,116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 250,000 | $5,115,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 202,050 | $5,112,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 68,436 | $5,108,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 70,982 | $5,108,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 86,232 | $5,105,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 105,817 | $5,103,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 844,300 | $5,100,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 48,168 | $5,099,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 240,184 | $5,092,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 248,121 | $5,088,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 186,300 | $5,082,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 532,113 | $5,081,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 561,935 | $5,080,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 27,200 | $5,079,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 50,800 | $5,077,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 79,287 | $5,075,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 53,552 | $5,063,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 256,687 | $5,062,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 57,569 | $5,062,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 137,311 | $5,045,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,389,597 | $5,044,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 744,900 | $5,043,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 657,114 | $5,040,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 86,870 | $5,036,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 199,562 | $5,035,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 310,688 | $5,033,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 166,100 | $5,026,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 121,576 | $5,019,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 65,200 | $5,016,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 266,601 | $5,014,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 171,371 | $5,006,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 204,046 | $5,000,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 373,073 | $4,988,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 104,027 | $4,987,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100,678 | $4,985,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 210,965 | $4,983,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 707,500 | $4,981,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 30,500 | $4,980,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 208,467 | $4,976,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 137,327 | $4,963,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 172,369 | $4,956,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 82,524 | $4,951,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 295,053 | $4,951,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 226,046 | $4,937,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 727,554 | $4,925,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 62,059 | $4,920,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 236,700 | $4,919,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 248,561 | $4,909,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,078,532 | $4,886,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 475,387 | $4,882,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 100,000 | $4,872,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 502,643 | $4,861,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 104,141 | $4,860,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 600,000 | $4,854,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 40,000 | $4,850,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 169,800 | $4,844,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 757,501 | $4,833,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 104,646 | $4,833,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,428,229 | $4,832,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 279,600 | $4,829,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 92,585 | $4,817,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,228,904 | $4,817,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150,000 | $4,814,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 15,000 | $4,814,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 204,871 | $4,810,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 595,000 | $4,796,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 369,600 | $4,786,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 20,800 | $4,784,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 707,561 | $4,783,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 631,872 | $4,771,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 68,000 | $4,770,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 326,419 | $4,762,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 400,000 | $4,756,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 89,089 | $4,755,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 168,640 | $4,749,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 473,398 | $4,734,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 307,422 | $4,734,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 49,483 | $4,724,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75,000 | $4,724,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 96,102 | $4,721,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 112,863 | $4,721,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 103,388 | $4,701,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 266,116 | $4,699,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 132,505 | $4,693,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 247,375 | $4,693,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 595,847 | $4,689,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 251,765 | $4,687,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 77,700 | $4,685,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 99,070 | $4,680,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 184,072 | $4,674,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,793,287 | $4,663,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 137,100 | $4,661,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 412,362 | $4,639,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 452,108 | $4,634,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 104,900 | $4,628,000 | thousands by filing date | put |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 236,741 | $4,624,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,000 | $4,616,000 | thousands by filing date | put |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 213,215 | $4,613,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 40,767 | $4,598,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |