13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S SILICA HLDGS INC | 90346E103 | COM | 56,720 | $725,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 24,525 | $725,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 41,881 | $725,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $723,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 31,858 | $723,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 22,857 | $721,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 26,264 | $719,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,582 | $718,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,587 | $718,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 52,221 | $718,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 30,185 | $717,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 68,203 | $717,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 53,440 | $714,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7,535 | $714,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 75,852 | $713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 24,058 | $713,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 11,961 | $712,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 51,619 | $711,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 11,910 | $711,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,164 | $710,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 62,810 | $710,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 20,783 | $710,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,799 | $709,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 151,005 | $708,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 50,525 | $707,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 24,315 | $706,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 45,056 | $706,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 136,520 | $706,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 36,142 | $705,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,390 | $704,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 38,149 | $703,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 13,207 | $702,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 26,223 | $701,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 10,613 | $700,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,472 | $699,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 174,851 | $699,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 36,804 | $696,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 19,958 | $696,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 37,981 | $695,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 50,000 | $694,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,921,978 | $694,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 108,100 | $693,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,819 | $693,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 90,528 | $693,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 28,291 | $693,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 19,326 | $691,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 78,850 | $690,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 13,816 | $689,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 56,070 | $688,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 23,000 | $687,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 46,225 | $687,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,747 | $686,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 38,432 | $685,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 111,847 | $684,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 32,409 | $684,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 23,581 | $683,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 32,980 | $683,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 80,347 | $682,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 16,372 | $681,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 24,929 | $680,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 76,482 | $680,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 94,317 | $680,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 26,697 | $680,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 64,146 | $677,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,719 | $676,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,697 | $675,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 17,469 | $675,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 6,601 | $675,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 4,628 | $674,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 63,548 | $674,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 18,361 | $674,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 80,859 | $674,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 25,178 | $673,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 7,367 | $673,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,985 | $672,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 10,767 | $672,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,772 | $671,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 45,211 | $670,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 82,616 | $669,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 50,000 | $668,000 | thousands by filing date | call |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,293 | $667,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 22,752 | $666,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 8,207 | $666,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 26,236 | $666,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 38,896 | $665,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 13,479 | $663,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 145,733 | $661,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,678 | $658,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,104 | $657,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 23,406 | $657,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 17,028 | $657,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 55,052 | $656,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 168,701 | $654,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 8,998 | $653,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 39,203 | $651,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,515 | $650,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,117 | $648,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 14,096 | $647,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 75,898 | $647,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,200 | $646,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 42,793 | $646,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 29,140 | $646,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,000 | $645,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 17,434 | $645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 9,603 | $644,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 31,074 | $644,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 71,670 | $643,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 122,727 | $643,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 54,004 | $641,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 23,492 | $640,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 53,591 | $639,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 70,304 | $639,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 259,596 | $639,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 10,510 | $637,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 6,534 | $637,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 17,036 | $637,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 6,738 | $636,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,561 | $636,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 17,683 | $636,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 46,845 | $635,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 17,800 | $633,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 30,371 | $632,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,650 | $630,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 63,703 | $630,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 13,696 | $628,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 136,832 | $628,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 50,702 | $628,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 37,745 | $627,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,500 | $621,000 | thousands by filing date | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10,747 | $620,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 62,070 | $620,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 44,311 | $620,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,002 | $618,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,610 | $618,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 8,145 | $618,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 78,972 | $618,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 36,229 | $617,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 17,372 | $617,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 51,118 | $617,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 47,903 | $616,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 55,308 | $614,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 26,433 | $614,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 245,489 | $614,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 17,865 | $613,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 49,827 | $611,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 14,598 | $611,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 34,278 | $610,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 39,925 | $610,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 30,531 | $609,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 29,616 | $608,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 33,143 | $607,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 67,910 | $607,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,179 | $606,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 24,821 | $606,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 21,973 | $606,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 62,218 | $605,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 30,216 | $604,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 77,000 | $604,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 21,860 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 12,479 | $603,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 82,619 | $602,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 6,391 | $602,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 24,299 | $602,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,536 | $602,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,999 | $598,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 29,101 | $596,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 21,788 | $593,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 20,115 | $592,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 11,652 | $591,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 37,910 | $591,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 50,155 | $591,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 16,219 | $590,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 6,199 | $590,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 24,856 | $590,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 48,387 | $589,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 19,349 | $588,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 11,688 | $588,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 39,727 | $587,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 41,298 | $586,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 5,950 | $585,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 19,170 | $585,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 21,649 | $585,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,856 | $584,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 570 | $584,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,409 | $583,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 21,356 | $582,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 73,377 | $581,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 46,678 | $580,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 114,488 | $578,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,207 | $577,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,907 | $575,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 14,392 | $573,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 13,585 | $572,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 15,359 | $571,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,180 | $571,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,581 | $570,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 133,621 | $568,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 99,951 | $568,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 159,738 | $567,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 31,492 | $566,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 37,722 | $565,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 39,012 | $565,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 58,815 | $565,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 9,286 | $563,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 62,393 | $562,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,020 | $561,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 33,165 | $561,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 185,048 | $561,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 10,947 | $560,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 60,158 | $560,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 49,242 | $559,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 23,472 | $558,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 22,807 | $558,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,401 | $557,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,543 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 9,359 | $557,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 54,204 | $555,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 22,861 | $554,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 8,552 | $553,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,186 | $552,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 13,373 | $552,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 6,031 | $551,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 22,851 | $550,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 27,649 | $549,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 6,129 | $548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 14,765 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 22,023 | $548,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 48,537 | $548,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 14,783 | $544,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 42,721 | $544,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 19,402 | $544,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 35,862 | $544,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 25,000 | $543,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 17,796 | $543,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 19,510 | $542,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,987 | $542,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 38,228 | $542,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 21,634 | $542,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 3,270 | $542,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 55,582 | $541,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,097 | $538,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,795 | $537,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 37,209 | $537,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 880,962 | $537,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 74,800 | $536,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 155,120 | $535,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 43,595 | $534,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23,875 | $533,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 20,516 | $532,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 100,000 | $532,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 12,500 | $531,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 16,268 | $530,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 14,019 | $530,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 18,518 | $529,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,495 | $527,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 46,543 | $527,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 238,785 | $525,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 17,073 | $524,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 10,526 | $523,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 20,624 | $523,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 9,587 | $523,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 7,047 | $523,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,197 | $523,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 16,148 | $523,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 16,030 | $522,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 26,250 | $522,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 8,742 | $522,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 40,553 | $522,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,931 | $521,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,122 | $520,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 21,711 | $520,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 30,801 | $520,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 10,405 | $519,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 202,600 | $517,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 21,519 | $516,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 11,012 | $516,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 67,974 | $515,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,265 | $514,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 38,544 | $514,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 27,575 | $513,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $512,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 9,824 | $512,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,761 | $512,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 20,576 | $511,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 92,969 | $510,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 47,888 | $510,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 9,894 | $510,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,288 | $509,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 42,898 | $507,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 82,131 | $507,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,000 | $506,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 12,526 | $506,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 20,234 | $506,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 6,089 | $505,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 12,261 | $505,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 30,136 | $504,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,971 | $504,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 148,578 | $502,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 13,200 | $502,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 20,834 | $501,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,000 | $500,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 25,927 | $499,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 16,020 | $497,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 34,882 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 35,507 | $497,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 197,100 | $497,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 76,185 | $496,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,000 | $495,000 | thousands by filing date | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 6,625 | $495,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 68,090 | $494,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 120,000 | $494,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 6,800 | $493,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 35,600 | $492,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,400 | $491,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 29,095 | $491,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,978 | $490,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,842 | $489,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 52,889 | $488,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 33,035 | $487,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 9,439 | $486,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 113,672 | $486,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 19,104 | $485,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,763 | $485,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 10,251 | $485,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,619 | $484,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 23,880 | $484,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 12,591 | $483,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 33,965 | $479,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 22,733 | $479,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 27,131 | $478,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 18,712 | $478,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 20,135 | $476,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 12,214 | $476,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 22,757 | $476,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 20,559 | $474,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 40,739 | $473,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,516 | $472,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 18,157 | $472,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,041 | $471,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 25,378 | $470,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 94,884 | $470,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 34,195 | $468,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,540 | $467,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,004 | $467,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,000 | $465,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 88,862 | $464,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 45,942 | $463,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 15,466 | $463,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $462,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,203 | $461,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 38,195 | $460,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 14,356 | $459,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 32,520 | $459,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 41,803 | $459,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 8,972 | $458,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 22,769 | $458,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 9,022 | $457,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 32,542 | $457,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 9,926 | $456,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,507 | $456,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 30,590 | $456,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 43,634 | $456,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 22,403 | $456,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 62,320 | $455,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 22,000 | $454,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 75,000 | $454,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 86,600 | $454,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 36,332 | $451,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,000 | $450,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 16,749 | $450,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 22,566 | $450,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 16,693 | $450,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 16,913 | $450,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,000 | $449,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 17,651 | $449,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,770 | $449,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 29,203 | $448,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,954 | $448,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 15,660 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 14,892 | $448,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 9,812 | $448,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 6,916 | $448,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 10,000 | $447,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 27,211 | $447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 7,875 | $446,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 6,390 | $446,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,197 | $444,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 49,656 | $442,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 55,637 | $442,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 19,864 | $441,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,638 | $440,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 46,711 | $440,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 63,427 | $439,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,200 | $438,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 33,150 | $438,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 12,846 | $437,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,697 | $435,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 39,219 | $435,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 65,843 | $433,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 30,593 | $433,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 27,153 | $431,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 20,620 | $431,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 52,502 | $430,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 16,623 | $430,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 17,567 | $429,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 56,978 | $429,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,200 | $428,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 10,434 | $426,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 80,809 | $426,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 23,144 | $425,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,600 | $424,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 40,595 | $424,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 27,091 | $423,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 18,410 | $423,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 5,404 | $422,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 31,529 | $420,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 39,428 | $420,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 31,000 | $420,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 35,337 | $419,000 | thousands by filing date | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 19,327 | $419,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,605 | $417,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 39,100 | $417,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,267 | $417,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,433 | $417,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 11,756 | $416,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,100 | $415,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,282 | $413,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 73,279 | $413,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 36,475 | $413,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,773 | $413,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 220,847 | $413,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 12,425 | $412,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 52,458 | $412,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 21,612 | $412,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,049 | $412,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 8,161 | $410,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 13,490 | $410,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 21,201 | $410,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 28,911 | $409,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 28,851 | $409,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,120 | $408,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,351 | $408,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 17,258 | $408,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,668 | $408,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 36,998 | $407,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 67,718 | $406,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 10,790 | $405,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 23,634 | $405,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,943 | $404,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 59,248 | $404,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 69,464 | $403,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,093 | $403,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 21,026 | $402,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 21,255 | $402,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,943 | $402,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 69,052 | $402,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 277,196 | $402,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 17,554 | $401,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,219,374 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 11,731 | $399,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 22,321 | $399,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 134,154 | $399,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 24,150 | $399,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 91,601 | $399,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,760 | $398,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 34,126 | $396,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 41,744 | $395,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 19,302 | $389,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 58,314 | $389,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 24,168 | $388,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 24,279 | $388,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,530 | $387,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 38,400 | $387,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 51,631 | $387,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 21,610 | $387,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 29,607 | $387,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 53,552 | $386,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 18,123 | $385,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,500 | $385,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 33,090 | $385,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 13,474 | $385,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 30,171 | $385,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,957 | $384,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 40,980 | $382,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 11,708 | $382,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 129,450 | $382,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 23,247 | $382,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 16,455 | $381,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $381,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 5,013 | $380,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 23,164 | $380,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 11,924 | $380,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,624 | $379,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,345 | $377,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 15,374 | $377,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,215 | $376,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 35,662 | $376,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,735 | $375,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 11,306 | $375,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 22,288 | $375,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |