13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNEY J C INC | 708160106 | COM | 328,821 | $375,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 25,534 | $374,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 40,963 | $374,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,852 | $372,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 16,688 | $372,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,815 | $371,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,531 | $370,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 13,145 | $369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 17,963 | $369,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 14,597 | $369,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 9,724 | $368,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 17,665 | $367,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 34,439 | $367,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 19,875 | $367,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 6,950 | $367,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,308 | $365,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 29,028 | $365,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 12,235 | $363,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,100 | $362,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,366 | $360,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 11,874 | $359,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 94,257 | $359,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,730 | $359,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 299 | $359,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,991 | $358,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 11,862 | $357,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,894 | $357,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,730 | $357,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 34,995 | $357,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 18,000 | $356,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 21,849 | $356,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,724 | $355,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,288 | $354,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,290 | $353,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 18,516 | $353,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 6,647 | $352,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,742 | $352,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 12,862 | $351,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 21,735 | $351,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 14,910 | $350,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 62,802 | $349,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 3,917 | $349,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 18,327 | $348,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 15,505 | $348,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 12,899 | $347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,550 | $347,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 30,058 | $347,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 29,445 | $347,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 166,409 | $346,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 16,545 | $346,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 9,535 | $346,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 20,713 | $346,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 11,614 | $346,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,687 | $346,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 22,505 | $345,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,458 | $345,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 47,189 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 10,968 | $345,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,384 | $344,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 24,420 | $344,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 7,728 | $343,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,703 | $343,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,771 | $342,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,513 | $342,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,100 | $342,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 17,911 | $342,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300,000 | $342,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,990 | $341,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 22,915 | $341,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 135,194 | $341,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 20,479 | $340,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,404 | $340,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 12,675 | $340,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 5,469 | $339,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 921 | $339,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 8,007 | $339,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 16,640 | $337,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 171,200 | $337,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,877 | $335,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,742 | $334,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 92,982 | $334,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24,408 | $331,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 34,698 | $329,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 18,568 | $329,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 24,000 | $328,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 104,995 | $328,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 15,124 | $328,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 9,098 | $328,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,032 | $327,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,245 | $326,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 94,657 | $326,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 36,319 | $326,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D282 | Cmn | 2,047 | $326,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 14,203 | $325,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 59,500 | $325,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 46,459 | $325,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 16,700 | $325,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 15,900 | $324,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,923 | $324,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,983 | $324,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,079 | $324,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,500 | $323,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,107 | $323,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 12,199 | $322,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,885 | $322,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 24,900 | $321,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 7,633 | $321,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 23,603 | $321,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 4,259 | $321,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,496 | $321,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,071 | $320,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 5,428 | $320,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 5,426 | $319,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,700 | $318,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 76,732 | $318,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,170 | $318,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,400 | $317,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 33,197 | $317,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,416 | $317,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,100 | $316,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 2,809 | $316,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 22,120 | $316,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,047 | $316,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 15,708 | $315,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,052 | $315,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 47,719 | $315,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 26,408 | $315,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 30,650 | $315,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 23,000 | $314,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 25,527 | $314,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 28,010 | $313,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 10,072 | $313,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,605 | $313,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,826 | $312,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 28,151 | $311,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 117,360 | $311,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 18,065 | $310,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 34,626 | $310,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 159,026 | $310,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,114 | $310,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,200 | $309,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 13,573 | $309,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 22,557 | $309,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,493 | $307,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,246 | $307,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 18,903 | $306,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 30,522 | $306,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 7,896 | $306,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 7,677 | $306,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,445 | $306,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 7,263 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 24,318 | $305,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 12,736 | $305,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,250 | $305,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 26,033 | $303,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 6,903 | $302,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 16,077 | $302,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,034 | $302,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 17,708 | $299,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,732 | $298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 48,445 | $297,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $296,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,989 | $295,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 120,000 | $295,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 13,721 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,612 | $294,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 128,832 | $293,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 42,760 | $293,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,867 | $292,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 19,157 | $292,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 557,707 | $292,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,812 | $291,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 11,221 | $291,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,599 | $290,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 6,815 | $290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 9,852 | $289,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 8,629 | $289,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 20,046 | $289,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 14,567 | $287,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,906 | $287,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,200 | $286,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,100 | $286,000 | thousands by filing date | call |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,382 | $286,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 16,599 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,548 | $284,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 19,586 | $284,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,133 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,400 | $283,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,369 | $282,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,001 | $282,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 8,135 | $282,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 38,142 | $281,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,619 | $280,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,899 | $280,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 48,108 | $280,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,500 | $279,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 11,871 | $279,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,205 | $278,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,383 | $278,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 51,000 | $278,000 | thousands by filing date | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 21,753 | $277,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 7,916 | $276,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 52,432 | $275,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 25,896 | $275,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,524 | $275,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,789 | $275,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,307 | $274,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 8,508 | $274,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 114,742 | $274,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 63,121 | $272,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,033 | $272,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,496 | $272,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 9,809 | $271,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 8,508 | $271,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9,234 | $271,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,985 | $270,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 103,492 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,108 | $270,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 14,694 | $269,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 10,278 | $269,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 560,990 | $269,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 278,317 | $268,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,699 | $268,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 22,910 | $268,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 23,828 | $267,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 20,584 | $267,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,719 | $267,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,741 | $266,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 69,223 | $266,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 82,248 | $266,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,900 | $265,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 98,948 | $265,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 25,000 | $265,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,388 | $264,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,805 | $264,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,977 | $263,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,594 | $262,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 50,315 | $262,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 117,869 | $261,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,389 | $261,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 29,955 | $261,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,100 | $260,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 12,872 | $260,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,511 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,460 | $260,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 31,062 | $260,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,919 | $259,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,579 | $259,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,533 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,752 | $259,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,991 | $259,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,401 | $258,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 18,278 | $258,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 19,633 | $257,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 12,406 | $257,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 147,625 | $257,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100,350 | $256,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,918 | $256,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,155 | $256,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,804 | $256,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,997 | $256,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 15,184 | $255,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,946 | $254,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 13,793 | $254,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 68,128 | $254,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,700 | $253,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 8,537 | $252,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 41,698 | $252,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 13,358 | $252,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 11,529 | $252,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 31,499 | $252,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 52,420 | $252,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,550 | $251,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 76,149 | $251,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 27,823 | $250,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,487 | $249,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,216 | $249,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,910 | $249,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,358 | $248,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,831 | $248,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,583 | $247,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A362 | GADSDN DYN GWT | 10,074 | $247,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 13,514 | $245,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 19,819 | $245,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 461 | $245,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,346 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,306 | $244,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 28,802 | $243,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,079 | $243,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,757 | $243,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,528 | $242,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 55,909 | $242,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,400 | $241,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30,557 | $241,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,259 | $241,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 12,587 | $241,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 12,500 | $240,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 803 | $240,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,210 | $240,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,783 | $240,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,921 | $240,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 9,093 | $240,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,000 | $240,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,437 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 26,593 | $239,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,495 | $238,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,777 | $238,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,484 | $238,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 16,167 | $238,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 29,673 | $238,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,000 | $237,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,226 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 19,403 | $237,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,070 | $237,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 24,692 | $236,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 129,671 | $236,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 6,376 | $235,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 17,631 | $235,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 11,188 | $235,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 42,347 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 4,194 | $235,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 18,226 | $233,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 12,783 | $233,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,287 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,677 | $233,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,717 | $232,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,188 | $232,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,700 | $231,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 40,166 | $231,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 23,387 | $231,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,545 | $230,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,136 | $230,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 4,562 | $230,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 6,892 | $230,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,187 | $230,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 56,199 | $229,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,049 | $229,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 28,800 | $229,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,927 | $229,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,826 | $229,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 3,454 | $229,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 7,720 | $228,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 15,499 | $228,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,356 | $227,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,634 | $227,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 39,588 | $227,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 103,000 | $226,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 8,198 | $226,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 4,359 | $226,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 8,698 | $225,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,175 | $224,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,512 | $224,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 875 | $224,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 4,541 | $223,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,177 | $223,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 15,586 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,125 | $222,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 12,217 | $222,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,330 | $221,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 146,755 | $221,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 126,159 | $221,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,932 | $221,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,490 | $220,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,173 | $220,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,829 | $220,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 16,205 | $220,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,309 | $219,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,597 | $219,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 7,980 | $219,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 11,045 | $219,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 23,196 | $218,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,315 | $217,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 43,278 | $217,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 43,273 | $217,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 3,968 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 5,747 | $216,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,649 | $216,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,044 | $216,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,901 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 2,519 | $215,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 65,631 | $215,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,612 | $214,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 24,275 | $214,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 35,986 | $213,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,035 | $211,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 5,505 | $211,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 8,244 | $211,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 17,016 | $211,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,265 | $210,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 60,000 | $209,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 13,764 | $208,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 9,820 | $208,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 71,327 | $208,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 26,227 | $208,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,447 | $208,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,752 | $207,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,000 | $205,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 5,673 | $205,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,816 | $205,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,739 | $205,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 7,875 | $205,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,175 | $205,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,197 | $205,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 17,842 | $205,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,316 | $204,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 49,122 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,866 | $203,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 7,462 | $203,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 14,705 | $203,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 28,863 | $203,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,829 | $201,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 6,933 | $201,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 17,213 | $200,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,516 | $200,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,838 | $200,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,364 | $199,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,066 | $199,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,644 | $199,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 23,848 | $199,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,853 | $199,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 21,316 | $198,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 24,127 | $198,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 6,796 | $197,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,215 | $197,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 9,705 | $197,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 61,130 | $196,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 27,959 | $196,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,344 | $195,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 6,619 | $195,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 10,000 | $195,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,850 | $195,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,700 | $194,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,879 | $194,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 7,668 | $194,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 89,260 | $194,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 10,169 | $194,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 2,943 | $194,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 7,228 | $193,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,731 | $192,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 20,246 | $192,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 46,226 | $192,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 2,925 | $191,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,169 | $191,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 13,563 | $191,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,718 | $191,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 46,461 | $190,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,982 | $189,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,276 | $189,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,769 | $189,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 13,622 | $189,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,022 | $189,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,928 | $188,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 39,519 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,174 | $188,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 46,000 | $188,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 7,590 | $188,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,655 | $188,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 5,866 | $187,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 13,468 | $186,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,015 | $185,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,899 | $185,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 3,639 | $185,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 900 | $184,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,000 | $184,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,584 | $184,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,637 | $183,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 41,150 | $183,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,340 | $183,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,800 | $183,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,513 | $182,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,285 | $182,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 25,238 | $182,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 29,144 | $182,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 32,167 | $181,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,044 | $181,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 11,196 | $181,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,749 | $180,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 14,161 | $180,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 14,594 | $180,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,210 | $180,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 8,745 | $180,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,149 | $179,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 572 | $179,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 12,416 | $178,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 10,680 | $178,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 61,404 | $177,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 7,149 | $177,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,323 | $177,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 54,094 | $177,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 700 | $176,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 22,234 | $176,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 38,502 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2,848 | $176,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,097 | $176,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,404 | $175,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,620 | $175,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 364,785 | $175,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,405 | $175,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,574 | $174,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $173,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |