13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENABLE HLDGS INC | 88025T102 | COM | 6,074 | $173,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,484 | $173,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,209 | $173,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 8,456 | $173,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,000 | $173,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 14,532 | $173,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 27,109 | $173,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,949 | $172,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 8,957 | $172,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,490 | $172,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,016 | $172,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 1,742 | $172,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,435 | $171,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,513 | $171,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,804 | $171,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,500 | $170,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 7,666 | $170,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 22,800 | $170,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 10,759 | $170,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,000 | $169,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 8,615 | $169,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 6,505 | $168,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 9,267 | $168,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 11,181 | $168,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,887 | $168,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,977 | $168,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 21,782 | $168,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 18,437 | $168,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 5,965 | $168,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 7,976 | $168,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 12,265 | $168,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 27,091 | $167,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 23,273 | $167,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 58,745 | $167,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 6,910 | $167,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 7,593 | $166,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 33,932 | $166,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 50,480 | $166,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,509 | $165,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,092 | $165,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 2,346 | $165,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 14,090 | $165,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,100 | $164,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 28,056 | $164,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 5,951 | $164,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,000 | $163,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,795 | $163,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 8,513 | $162,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,000 | $162,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 3,590 | $162,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 12,127 | $162,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 775,026 | $162,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 26,621 | $162,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 116,715 | $162,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,759 | $161,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 5,245 | $161,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 6,145 | $161,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 7,345 | $161,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 46,914 | $161,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,361 | $161,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 14,102 | $161,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 21,652 | $160,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 9,851 | $160,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,351 | $160,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,263 | $159,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 9,244 | $159,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,619 | $159,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 2,667 | $159,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 7,242 | $158,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 4,281 | $158,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,031 | $158,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,352 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,101 | $158,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,030 | $157,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,572 | $157,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 3,947 | $157,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,954 | $156,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,147 | $156,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 3,921 | $156,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 24,068 | $156,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,452 | $156,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,783 | $156,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,540 | $156,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,208 | $156,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 8,670 | $156,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 16,687 | $156,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 9,397 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,443 | $155,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,287 | $155,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 5,353 | $155,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,412 | $155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 4,098 | $154,000 | thousands by filing date | |
| Gadsden Dynamic Multi Asset ETF | 26922A354 | ETF | 6,076 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,427 | $154,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,853 | $153,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,746 | $153,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,401 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 14,562 | $153,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 3,269 | $152,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,353 | $152,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,000 | $151,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,319 | $151,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,518 | $151,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 6,217 | $151,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,026 | $151,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,161 | $150,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,144 | $150,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 32,330 | $150,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 28,389 | $150,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 7,989 | $150,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 5,579 | $149,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 25,685 | $149,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,039 | $149,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,771 | $149,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,214 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,332 | $148,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,835 | $148,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,363 | $148,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,800 | $147,000 | thousands by filing date | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 4,467 | $147,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 5,104 | $147,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 10,690 | $147,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,069 | $147,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 6,316 | $147,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,106 | $147,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 10,238 | $146,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,324 | $146,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 23,321 | $146,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 3,544 | $146,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $145,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 12,900 | $145,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,411 | $145,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 8,088 | $145,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 16,125 | $144,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,549 | $144,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 8,732 | $144,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,363 | $144,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 112,700 | $144,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 3,887 | $144,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 6,694 | $143,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 4,817 | $143,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,318 | $142,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,519 | $142,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 4,377 | $142,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 7,260 | $142,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,265 | $141,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 4,924 | $141,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,819 | $141,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 3,284 | $141,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,500 | $141,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 40,637 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,520 | $140,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,665 | $140,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 19,723 | $140,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 26,519 | $139,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,997 | $139,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,375 | $139,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,394 | $138,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 4,810 | $138,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 10,485 | $138,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,384 | $137,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,172 | $137,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,801 | $137,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,615 | $137,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 15,098 | $137,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 4,597 | $137,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 5,925 | $137,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 45,000 | $136,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 4,947 | $136,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,410 | $136,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 11,802 | $136,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 4,472 | $136,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 5,132 | $136,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,149 | $136,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,537 | $136,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,148 | $135,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,268 | $135,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,866 | $135,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 46,134 | $135,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,445 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 3,236 | $134,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 24,440 | $134,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 10,110 | $134,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,584 | $134,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 28,170 | $134,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 900 | $133,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,915 | $133,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,135 | $133,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,463 | $133,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,030 | $133,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 2,379 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,048 | $133,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 5,607 | $133,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,240 | $132,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 4,846 | $132,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,382 | $132,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 8,766 | $131,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 800 | $131,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 1,500 | $131,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 7,858 | $131,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 6,828 | $131,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 4,182 | $131,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 726 | $131,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 6,538 | $131,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,953 | $130,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,958 | $130,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,697 | $130,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,717 | $130,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 3,619 | $130,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 900 | $129,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $129,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,190 | $129,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 9,353 | $129,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 6,569 | $129,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,650 | $129,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,485 | $129,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,440 | $129,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 1,708 | $129,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,150 | $128,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 1,859 | $128,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,691 | $128,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,139 | $128,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,995 | $128,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 8,999 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 6,012 | $127,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 6,949 | $127,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 8,391 | $126,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,859 | $126,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,066 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 13,280 | $125,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 8,948 | $125,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,170 | $125,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 10,256 | $125,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 4,550 | $125,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 3,813 | $125,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,608 | $124,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,370 | $124,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,459 | $124,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,323 | $124,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 48,710 | $124,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 7,249 | $124,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 4,540 | $124,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,226 | $123,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,035 | $123,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 13,860 | $123,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,557 | $123,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,622 | $123,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 3,700 | $122,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,049 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,963 | $122,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 28,035 | $122,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,000 | $121,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,174 | $121,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,785 | $121,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,000 | $120,000 | thousands by filing date | put |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,050 | $120,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,559 | $120,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 6,144 | $120,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 601 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,662 | $120,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50,963 | $119,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 8,532 | $119,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 8,947 | $119,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $119,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 94,504 | $119,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 8,854 | $119,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,441 | $119,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,144 | $119,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 7,381 | $118,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 6,910 | $118,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 1,564 | $118,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 71,552 | $118,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,725 | $118,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,633 | $118,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 2,838 | $118,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,631 | $117,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 9,943 | $117,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,331 | $117,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 2,014 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 5,225 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 4,256 | $116,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 5,015 | $116,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 29,336 | $116,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 200,836 | $116,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,243 | $116,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 11,985 | $116,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,487 | $115,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,100 | $115,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 8,367 | $115,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,909 | $115,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,386 | $115,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 55,641 | $115,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G748 | RUSL 1000 QTLY | 4,000 | $115,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,686 | $114,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 8,040 | $114,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,009 | $114,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 68,194 | $114,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 3,413 | $114,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 11,386 | $114,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 9,851 | $113,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $113,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 1,195 | $113,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,200 | $112,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 42,892 | $112,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,770 | $112,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,475 | $112,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 9,040 | $112,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 2,084 | $112,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 6,086 | $112,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,404 | $111,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 8,516 | $111,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 5,763 | $110,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,578 | $110,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 9,210 | $110,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,348 | $110,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 2,000 | $109,000 | thousands by filing date | call |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 3,880 | $109,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,400 | $109,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 16,156 | $109,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 6,883 | $109,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,825 | $108,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 35,451 | $108,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,817 | $108,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,391 | $108,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,913 | $108,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,705 | $107,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 3,599 | $107,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,237 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,828 | $107,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 4,281 | $107,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,698 | $107,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 35,000 | $106,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,219 | $106,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,352 | $106,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,826 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,084 | $106,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 5,147 | $106,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 9,881 | $106,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 3,229 | $106,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,305 | $106,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 9,686 | $106,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,881 | $106,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,785 | $106,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 3,040 | $106,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 3,960 | $106,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 3,016 | $105,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 2,565 | $105,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 6,516 | $105,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,644 | $104,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 7,633 | $104,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,353 | $104,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 18,539 | $104,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,144 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 2,591 | $104,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L209 | US EQT EX 2027 | 1,739 | $104,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 8,713 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,984 | $103,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,572 | $103,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 700 | $102,000 | thousands by filing date | put |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,058 | $102,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,857 | $102,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 3,884 | $102,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,264 | $102,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,145 | $102,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 15,731 | $102,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 42,940 | $102,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 6,082 | $102,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 5,218 | $101,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 2,120 | $100,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 12,779 | $100,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,568 | $100,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,666 | $100,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 40,575 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,674 | $100,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 13,803 | $100,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 4,539 | $100,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,552 | $99,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,321 | $99,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 8,208 | $99,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 60,696 | $99,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,251 | $99,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,552 | $99,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 85,469 | $99,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,329 | $98,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,683 | $98,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,347 | $98,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,947 | $98,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,280 | $98,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 17,700 | $98,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,101 | $98,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 5,677 | $97,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 14,222 | $97,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,861 | $97,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 732 | $97,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,376 | $97,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,361 | $97,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 4,097 | $97,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 6,442 | $97,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,248 | $96,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 4,738 | $96,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,123 | $96,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,530 | $96,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,600 | $96,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,650 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 2,921 | $96,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 50,261 | $95,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 3,524 | $95,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,750 | $94,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,469 | $94,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,828 | $94,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,090 | $94,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,718 | $94,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,774 | $94,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,382 | $94,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 3,500 | $94,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 34,541 | $94,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,958 | $94,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,438 | $94,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 2,872 | $94,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 993 | $94,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 870 | $94,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,012 | $93,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 7,001 | $93,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,131 | $93,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,806 | $93,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,869 | $93,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,598 | $93,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 199,735 | $93,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,053 | $93,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,374 | $93,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 26,117 | $93,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 1,650 | $93,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 7,284 | $92,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,748 | $92,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,630 | $92,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,379 | $92,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 8,222 | $92,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,978 | $92,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 3,432 | $92,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,180 | $91,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,100 | $91,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1,777 | $91,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 43,396 | $91,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 1,783 | $91,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,342 | $90,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,582 | $90,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,440 | $90,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,552 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 4,790 | $90,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 4,269 | $89,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,329 | $89,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,191 | $89,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,826 | $89,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,323 | $89,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,432 | $89,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,953 | $89,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 953 | $89,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,699 | $89,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 6,038 | $89,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,180 | $89,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,852 | $88,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,340 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,704 | $88,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,183 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,505 | $88,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,338 | $88,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,582 | $88,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 790 | $88,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,137 | $87,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,601 | $87,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,234 | $87,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 5,172 | $87,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,600 | $87,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 4,419 | $87,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,251 | $87,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,932 | $87,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,649 | $87,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 2,292 | $87,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 15,413 | $87,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,775 | $87,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,415 | $86,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,365 | $86,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,475 | $86,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,098 | $86,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 3,441 | $86,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,260 | $85,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 2,092 | $85,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,615 | $85,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 6,412 | $85,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 2,951 | $85,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 95,233 | $85,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,621 | $85,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 6,405 | $85,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G797 | ROGERS AI GLOB | 3,429 | $85,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 3,926 | $85,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,389 | $84,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,207 | $84,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 5,828 | $84,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 5,572 | $84,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,014 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |