13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 52,506 | $2,343,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 96,351 | $2,341,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 54,239 | $2,339,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 44,209 | $2,335,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 41,915 | $2,334,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 33,116 | $2,330,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 76,028 | $2,330,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,446,922 | $2,330,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 14,484 | $2,328,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 169,215 | $2,328,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,800 | $2,324,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 155,417 | $2,322,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 135,142 | $2,321,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,478,391 | $2,321,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 63,600 | $2,319,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 48,128 | $2,318,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 36,566 | $2,317,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 43,221 | $2,317,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 14,800 | $2,316,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 62,583 | $2,314,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 53,400 | $2,313,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 27,400 | $2,313,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 84,768 | $2,303,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 22,200 | $2,301,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 184,973 | $2,299,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 11,300 | $2,296,000 | thousands by filing date | put |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 248,530 | $2,294,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 146,135 | $2,293,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 163,921 | $2,292,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 167,188 | $2,290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 11,294 | $2,289,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 174,939 | $2,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 50,387 | $2,278,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 18,754 | $2,277,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 18,503 | $2,274,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 45,000 | $2,271,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 45,047 | $2,268,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 48,700 | $2,267,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 41,613 | $2,267,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,000 | $2,262,000 | thousands by filing date | put |
| ARCH COAL INC | 039380407 | COMMON STOCK | 23,959 | $2,257,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 48,090 | $2,256,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 187,855 | $2,255,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72,459 | $2,254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 104,471 | $2,252,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 150,000 | $2,249,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 170,711 | $2,247,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 452,930 | $2,247,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 78,607 | $2,243,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 25,995 | $2,239,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 32,070 | $2,229,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 56,211 | $2,227,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 104,057 | $2,221,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 94,783 | $2,221,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 214,266 | $2,215,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 157,859 | $2,211,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 100,791 | $2,209,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 17,183 | $2,205,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 171,826 | $2,204,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 164,481 | $2,204,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 30,221 | $2,196,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 41,500 | $2,194,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 23,434 | $2,194,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 105,044 | $2,193,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 294,584 | $2,192,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 63,326 | $2,190,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 91,589 | $2,181,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 80,000 | $2,178,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 135,316 | $2,176,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 159,797 | $2,173,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $2,172,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $2,172,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 16,628 | $2,169,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 95,503 | $2,163,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 57,645 | $2,160,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 216,677 | $2,158,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 108,381 | $2,155,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 282,046 | $2,152,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 68,233 | $2,149,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 36,679 | $2,147,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 21,434 | $2,143,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,270 | $2,143,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 46,171 | $2,140,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 89,111 | $2,139,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 86,697 | $2,137,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 73,591 | $2,133,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,319 | $2,132,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 33,035 | $2,129,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 69,002 | $2,128,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 155,794 | $2,127,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 125,546 | $2,125,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 82,117 | $2,124,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30,000 | $2,122,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 37,258 | $2,121,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 20,596 | $2,118,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 591,104 | $2,116,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 27,901 | $2,116,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,534 | $2,115,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 58,903 | $2,113,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 92,000 | $2,112,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 36,070 | $2,111,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 26,502 | $2,102,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 301,000 | $2,101,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 46,626 | $2,101,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 38,539 | $2,100,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 62,901 | $2,091,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 20,910 | $2,091,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 67,666 | $2,087,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 116,443 | $2,085,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 60,000 | $2,080,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 40,356 | $2,080,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 41,061 | $2,079,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 30,714 | $2,079,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 196,299 | $2,074,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 139,555 | $2,074,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 32,900 | $2,070,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 50,556 | $2,069,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 450,000 | $2,061,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 52,794 | $2,060,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 28,364 | $2,058,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 33,540 | $2,058,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 155,211 | $2,055,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 89,346 | $2,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 82,218 | $2,050,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 706,642 | $2,050,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 162,858 | $2,049,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 252,001 | $2,049,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 35,000 | $2,048,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 128,323 | $2,048,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 62,261 | $2,047,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 15,000 | $2,046,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 70,276 | $2,045,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 216,701 | $2,045,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 162,762 | $2,044,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 53,261 | $2,039,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 88,861 | $2,037,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 118,663 | $2,032,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 221,895 | $2,032,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 32,421 | $2,029,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 80,000 | $2,028,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 26,864 | $2,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 70,492 | $2,022,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 67,498 | $2,020,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 16,837 | $2,016,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 29,434 | $2,016,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 62,785 | $2,013,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 14,734 | $2,009,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 916,552 | $2,007,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 272,089 | $2,005,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 257,402 | $1,997,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 7,000 | $1,995,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 135,000 | $1,994,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 74,800 | $1,992,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 119,340 | $1,991,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,000 | $1,989,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 13,863 | $1,989,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,711 | $1,983,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 432,635 | $1,981,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,533 | $1,980,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 75,026 | $1,979,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,932 | $1,974,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,230 | $1,973,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 66,626 | $1,971,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 31,971 | $1,970,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,530 | $1,961,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 75,428 | $1,960,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 80,700 | $1,959,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 64,846 | $1,956,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 36,347 | $1,954,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 130,266 | $1,951,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 83,642 | $1,948,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,600 | $1,947,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 26,392 | $1,947,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 30,135 | $1,944,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 146,543 | $1,942,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 185,133 | $1,942,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 17,800 | $1,940,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 148,573 | $1,935,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 83,356 | $1,931,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 70,451 | $1,928,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 279,370 | $1,928,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 53,729 | $1,925,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 35,969 | $1,925,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 39,607 | $1,917,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 89,147 | $1,916,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 169,772 | $1,913,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 15,751 | $1,908,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 147,685 | $1,907,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 51,250 | $1,904,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 100,000 | $1,904,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 93,291 | $1,902,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 221,339 | $1,901,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 65,642 | $1,901,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 3,591,114 | $1,900,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 61,354 | $1,900,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 70,067 | $1,900,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 70,920 | $1,896,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 40,990 | $1,895,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 61,093 | $1,894,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 100,000 | $1,891,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 53,100 | $1,889,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 103,322 | $1,885,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,518,742 | $1,883,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 161,996 | $1,880,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 64,679 | $1,877,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 37,376 | $1,876,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 89,127 | $1,875,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 215,593 | $1,865,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 61,762 | $1,865,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 40,000 | $1,862,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 269,443 | $1,862,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 76,713 | $1,858,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 30,188 | $1,857,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 219,700 | $1,854,000 | thousands by filing date | call |
| ALCENTRA CAP CORP | 01374T102 | COM | 221,284 | $1,854,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 136,766 | $1,853,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 61,046 | $1,851,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 53,975 | $1,849,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 311,651 | $1,848,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 11,297 | $1,847,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 17,648 | $1,846,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 75,900 | $1,844,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 86,696 | $1,844,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 331,938 | $1,839,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 93,645 | $1,837,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 28,630 | $1,836,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 36,885 | $1,835,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 42,500 | $1,833,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 179,404 | $1,830,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 27,795 | $1,830,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 59,000 | $1,829,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 630,143 | $1,827,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 323,638 | $1,819,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 47,045 | $1,818,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 14,629 | $1,818,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 20,963 | $1,810,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 91,233 | $1,808,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 181,968 | $1,807,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 104,618 | $1,807,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 48,905 | $1,805,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 738,695 | $1,802,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 35,179 | $1,801,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 30,612 | $1,794,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 84,493 | $1,793,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 115,757 | $1,791,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,900 | $1,787,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 151,708 | $1,784,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 166,386 | $1,779,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 32,282 | $1,778,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 36,407 | $1,778,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 45,598 | $1,773,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 75,000 | $1,772,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 159,502 | $1,769,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 104,805 | $1,769,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 31,697 | $1,767,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 92,500 | $1,767,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 15,000 | $1,766,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 157,772 | $1,765,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,667 | $1,763,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 67,123 | $1,763,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 35,000 | $1,760,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 161,209 | $1,757,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 88,059 | $1,755,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 31,800 | $1,752,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 23,394 | $1,752,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 84,040 | $1,752,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 105,901 | $1,751,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 28,123 | $1,746,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 109,001 | $1,746,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 37,009 | $1,746,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 17,369 | $1,744,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 139,812 | $1,736,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 54,724 | $1,734,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 270,965 | $1,734,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 63,300 | $1,729,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 125,775 | $1,729,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 52,169 | $1,728,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 38,131 | $1,726,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 55,697 | $1,724,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 247,369 | $1,721,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 109,205 | $1,718,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 50,286 | $1,713,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 29,410 | $1,711,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 55,269 | $1,711,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,450 | $1,706,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 76,037 | $1,706,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 51,337 | $1,706,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 12,042 | $1,705,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 38,802 | $1,705,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 54,771 | $1,704,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,812,087 | $1,702,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 30,972 | $1,702,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 20,500 | $1,700,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 52,935 | $1,700,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 163,138 | $1,697,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 21,665 | $1,693,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 82,927 | $1,693,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 112,858 | $1,692,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,231,925 | $1,688,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 95,780 | $1,687,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 42,047 | $1,686,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 11,779 | $1,686,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 151,109 | $1,685,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 25,851 | $1,685,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 51,558 | $1,683,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 15,400 | $1,678,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 26,813 | $1,675,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 78,379 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 54,467 | $1,672,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 165,753 | $1,669,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 86,525 | $1,666,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 61,880 | $1,663,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 23,290 | $1,659,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 43,566 | $1,658,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 55,532 | $1,658,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 428,750 | $1,655,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 74,386 | $1,654,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 151,568 | $1,652,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 40,834 | $1,651,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 37,532 | $1,650,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 129,126 | $1,650,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 50,316 | $1,648,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 60,500 | $1,647,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 56,853 | $1,644,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 22,505 | $1,644,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 118,606 | $1,644,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 19,250 | $1,642,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 59,555 | $1,642,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 63,568 | $1,640,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 152,982 | $1,637,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 19,552 | $1,633,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 45,462 | $1,633,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 385,000 | $1,632,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 17,401 | $1,630,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 60,685 | $1,630,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 16,737 | $1,630,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 31,951 | $1,627,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 62,160 | $1,626,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 61,064 | $1,626,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 108,372 | $1,622,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,195 | $1,619,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,616,000 | thousands by filing date | put |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 35,383 | $1,613,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 127,537 | $1,612,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 14,973 | $1,612,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 37,600 | $1,610,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 167,169 | $1,606,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 165,932 | $1,605,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 62,682 | $1,604,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 129,153 | $1,604,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 110,571 | $1,598,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 29,038 | $1,597,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 14,355 | $1,596,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 123,275 | $1,595,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 375,326 | $1,592,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,600 | $1,591,000 | thousands by filing date | put |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,600,000 | $1,591,000 | thousands by filing date | principal |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 151,235 | $1,588,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 40,742 | $1,584,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 106,512 | $1,582,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 279,846 | $1,581,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,515,640 | $1,576,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 23,625 | $1,574,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 101,486 | $1,573,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 58,857 | $1,573,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 220,160 | $1,572,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,844 | $1,572,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 88,303 | $1,567,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 17,400 | $1,566,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 50,000 | $1,565,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 46,364 | $1,564,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 88,350 | $1,563,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 28,383 | $1,563,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,200 | $1,560,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 10,332 | $1,558,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 102,390 | $1,558,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 203,160 | $1,557,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 21,228 | $1,554,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 76,912 | $1,551,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 28,954 | $1,549,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 79,194 | $1,546,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 246,054 | $1,543,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 491,313 | $1,538,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 73,882 | $1,533,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 49,400 | $1,531,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 49,400 | $1,531,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 81,129 | $1,531,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 51,851 | $1,530,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 129,972 | $1,529,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 239,900 | $1,526,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 35,088 | $1,521,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 121,364 | $1,520,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 101,680 | $1,520,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 57,729 | $1,515,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,035,500 | $1,512,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 40,914 | $1,511,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 39,597 | $1,508,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 21,600 | $1,506,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 88,848 | $1,501,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,136 | $1,500,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 257,236 | $1,500,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 29,834 | $1,498,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 71,984 | $1,497,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 17,251 | $1,496,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 35,414 | $1,491,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 12,000 | $1,491,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 52,732 | $1,490,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 71,658 | $1,490,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,600 | $1,487,000 | thousands by filing date | put |
| IAA INC | 449253103 | COM | 38,355 | $1,487,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,953 | $1,486,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 27,590 | $1,483,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 165,333 | $1,480,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,421 | $1,477,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 147,040 | $1,476,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 7,239 | $1,474,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 653,351 | $1,470,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 66,424 | $1,468,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 42,987 | $1,466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 30,753 | $1,461,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,243 | $1,460,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 70,737 | $1,456,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 33,286 | $1,454,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 75,000 | $1,454,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 58,991 | $1,453,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 11,055 | $1,453,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16,000 | $1,452,000 | thousands by filing date | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 88,953 | $1,451,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 44,223 | $1,450,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 11,770 | $1,450,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 58,659 | $1,448,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 118,249 | $1,443,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 33,964 | $1,438,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 16,117 | $1,432,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 68,592 | $1,432,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 25,500 | $1,430,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 25,500 | $1,430,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 46,599 | $1,426,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 94,509 | $1,426,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 89,760 | $1,423,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 25,590 | $1,423,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 98,033 | $1,422,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 229,594 | $1,422,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 22,386 | $1,421,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 21,578 | $1,421,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 428,124 | $1,417,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 35,350 | $1,416,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,481,150 | $1,414,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 163,540 | $1,411,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 68,795 | $1,411,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 38,155 | $1,409,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 53,852 | $1,409,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 175,689 | $1,407,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 22,623 | $1,405,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 24,300 | $1,403,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 124,914 | $1,400,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 33,878 | $1,400,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 69,689 | $1,396,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 24,848 | $1,396,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 67,489 | $1,395,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 207,670 | $1,395,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 55,519 | $1,394,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 80,473 | $1,393,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 134,108 | $1,392,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 40,502 | $1,391,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $1,391,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 16,863 | $1,391,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 10,394 | $1,391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 35,936 | $1,386,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 11,853 | $1,385,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 23,579 | $1,383,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 109,021 | $1,381,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 59,330 | $1,380,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 110,562 | $1,377,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 40,000 | $1,376,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 62,528 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 54,748 | $1,375,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 20,678 | $1,374,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 34,493 | $1,374,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 7,712 | $1,373,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 33,200 | $1,370,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 64,756 | $1,369,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 71,073 | $1,366,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 80,598 | $1,362,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 9,100 | $1,361,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 18,888 | $1,358,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 18,500 | $1,357,000 | thousands by filing date | call |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 140,517 | $1,355,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 125,751 | $1,352,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 26,703 | $1,351,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 18,200 | $1,350,000 | thousands by filing date | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 22,735 | $1,349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 33,854 | $1,348,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 61,358 | $1,346,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 115,610 | $1,345,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 75,884 | $1,342,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 139,252 | $1,341,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 859,950 | $1,341,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 32,631 | $1,339,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 16,266 | $1,337,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |