13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 917 | $4,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 139 | $4,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 565 | $4,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 4,542 | $4,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 1,631 | $4,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 110 | $4,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,000 | $4,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 54 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G839 | EMERGING MKT | 159 | $4,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,000 | $4,000 | thousands by filing date | principal |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 399 | $4,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 5,622 | $4,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | G21225100 | SHS | 1,033 | $4,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 2,652 | $4,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 91 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 450 | $3,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,423 | $3,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 430 | $3,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 122 | $3,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,297 | $3,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 150 | $3,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,000 | $3,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 1,434 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $3,000 | thousands by filing date | principal |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,000 | $3,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 1,247 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 684 | $3,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 300 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 47 | $3,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 2,075 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,649 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 200 | $3,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,412 | $3,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 724 | $3,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 1,106 | $3,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 908 | $3,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 638 | $3,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 3,400 | $3,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,063 | $3,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 7,795 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 3,977 | $3,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 301 | $3,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 259 | $3,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 2,366 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 66 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,482 | $3,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1,820 | $3,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,482 | $3,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 400 | $3,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,033 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,734 | $3,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 2,790 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 187 | $3,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 241 | $3,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 7,774 | $3,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 752 | $3,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 1,480 | $3,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 2,532 | $3,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 6,250 | $3,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 140 | $3,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 1,912 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 1,692 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 100 | $3,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 2,653 | $3,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 525 | $3,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,933 | $3,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,250 | $3,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 6,186 | $3,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| TANTECH HLDGS LTD | G8675X107 | COM | 2,108 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 4,183 | $3,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 2,150 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 85 | $3,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 5,702 | $3,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M102 | COM | 7,851 | $3,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 500 | $3,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 702 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 86 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A677 | NATIONWIDE ETF | 100 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 61 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,000 | $3,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL | 17326E654 | MKT HLDGS I VELCTYSHS JPYUSD | 150 | $3,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 7,000 | $3,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,329 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $3,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 9,441 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G714 | RUSL 1000 YIEL | 100 | $3,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 3,064 | $3,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 745 | $3,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 2,405 | $3,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 9,445 | $3,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F110 | SHS CL A | 2,289 | $3,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 2,723 | $3,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 450 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y816 | BALANCED INCOME | 139 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y511 | SABRETOOTH ETF | 119 | $3,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 258 | $2,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 151 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 40 | $2,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 494 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,515 | $2,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 500 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 55 | $2,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 82 | $2,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 240 | $2,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 287 | $2,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 225 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 33 | $2,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 90 | $2,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 479 | $2,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 646 | $2,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 687 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 814 | $2,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 90 | $2,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 2,190 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 99 | $2,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 4,499 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,950 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 90 | $2,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,565 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 95 | $2,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 100 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 200 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 250 | $2,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 1,043 | $2,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 326 | $2,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 514 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 450 | $2,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 516 | $2,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 314 | $2,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,086 | $2,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,984 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 5,200 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 252 | $2,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,827 | $2,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,482 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 789 | $2,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 64 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 750 | $2,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 241 | $2,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 766 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 171 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,480 | $2,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1,513 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 81 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 3,094 | $2,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 791 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 1,952 | $2,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 433 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 7,393 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 8,192 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 1,009 | $2,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 1,861 | $2,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 900 | $2,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 574 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 121 | $2,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 328 | $2,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 750 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 4,544 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 3,520 | $2,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $2,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 9,502 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 1,975 | $2,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 667 | $2,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 418 | $2,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 12,381 | $2,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 862 | $2,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 359 | $2,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 489 | $2,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 1,666 | $2,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 292 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 3,031 | $2,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 7,800 | $2,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 1,600 | $2,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 153 | $2,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 1,201 | $2,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 200 | $2,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 625 | $2,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A644 | NATIONWIDE MAX | 90 | $2,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 5,037 | $2,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 200 | $2,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 180 | $2,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 8,550 | $2,000 | thousands by filing date | |
| TOUGHBUILT INDUSTRIES INC | 89157G306 | UNIT 10/10/20233 | 960 | $2,000 | thousands by filing date | |
| ABERDEEN STD INVTS ETFS | 003261500 | BBRG ENGY CMD K1 | 74 | $2,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 5,800 | $2,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 1,700 | $2,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 32 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 100 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 288 | $1,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 19 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 22 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 17 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 42 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 850 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 120 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 100 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 21 | $1,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 57 | $1,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 70 | $1,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 100 | $1,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 40 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 1,836 | $1,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 484 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 676 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 51 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 149 | $1,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 117 | $1,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 174 | $1,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 50 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1,110 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 64 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 292 | $1,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 683 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,975 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 301 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 2,524 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 744 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,916 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 44 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 42 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 417 | $1,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 114 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 247 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 140 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,242 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 408 | $1,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 689 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 849 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 341 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 82 | $1,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 1,450 | $1,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 380 | $1,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 675 | $1,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 408 | $1,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 724 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 452 | $1,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 292 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 27 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,666 | $1,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 616 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 165 | $1,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 248 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 389 | $1,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 289 | $1,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 850 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 1,051 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 3,100 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 166 | $1,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 3,200 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 100 | $1,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 419 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 42 | $1,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 6,175 | $1,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 3,251 | $1,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 1,390 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 101,100 | $1,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 2,005 | $1,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 516 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 11,900 | $1,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 119 | $1,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 1,200 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 461 | $1,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 16 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 3,784 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 59,160 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 50 | $1,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 748 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 1,349 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,894 | $1,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 5,709 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 5,100 | $1,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 916 | $1,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 2,000 | $1,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 2,000 | $1,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 5,700 | $1,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 5,700 | $1,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 3,612 | $1,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 4,600 | $1,000 | thousands by filing date | |
| PACIFIC GLOBAL ETF TR | 69434K106 | US EQ INM ETF | 25 | $1,000 | thousands by filing date | |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 26,849 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 71 | $1,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 50 | $1,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 2,328 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| DROPCAR INC | 26210U203 | COM NEW | 598 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 108 | $1,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325K529 | VELOCITYSHS SHRT | 38 | $1,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 210 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 1,203 | $1,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 10,500 | $1,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 4,200 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 19,973 | $1,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 1,148 | $1,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 4,800 | $1,000 | thousands by filing date | |
| PARINGA RESOURCES LIMITED | 69949M100 | SPONSORED ADS | 162 | $1,000 | thousands by filing date | |
| BIQI INTL HLDGS CORP | G1288E103 | SHS | 989 | $1,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 10 | $1,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131301 | COM | 533 | $1,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 100 | $1,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 47 | $1,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203135 | *W EXP 11/12/201 | 5,523 | $1,000 | thousands by filing date | |
| AIT THERAPEUTICS INC | 001448109 | COM | 200 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 373 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V514 | MSCI CHINA A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 6,557 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yogaworks, Inc. | 986005106 | com | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fte Networks Inc | 30283R402 | COM | 482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTL CORP | 638901306 | PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 468 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 503 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F104 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 766 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 1,410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 371 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 4,393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 4,650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 5,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALSTAR CORP | 74758R208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 3,578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 1,241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICAL | 21234W400 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 456 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 7,717 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 3,384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 2,545 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 40,805 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 3,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 2,112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTIF BIO PLC | 619784119 | *W EXP 11/09/202 | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 1,807 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A438 | DEFIANCE FUTUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887508 | COM | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHA INVT CORP | 67091U102 | COM | 383 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 32,529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 27,655 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J503 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 4,024 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 466 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATTIS INDS INC | 049836125 | *W EXP 02/10/202 | 1,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |