13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 103,115 | $1,337,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,848 | $1,336,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 56,141 | $1,335,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 33,363 | $1,334,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 86,058 | $1,334,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 27,472 | $1,328,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 32,737 | $1,326,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 35,240 | $1,326,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 40,359 | $1,325,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100,740 | $1,325,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 145,210 | $1,323,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 78,415 | $1,322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 17,845 | $1,321,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 66,267 | $1,319,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 16,385 | $1,317,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,880 | $1,317,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 236,434 | $1,315,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 225,383 | $1,314,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 17,251 | $1,313,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 119,004 | $1,313,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 34,680 | $1,313,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 31,912 | $1,312,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $1,311,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 21,530 | $1,309,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 45,817 | $1,309,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 29,436 | $1,308,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 201,489 | $1,308,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 49,946 | $1,307,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,000 | $1,307,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,477 | $1,307,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 100,588 | $1,304,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 43,860 | $1,303,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 46,397 | $1,301,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 18,662 | $1,298,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 131,927 | $1,296,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $1,295,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 21,947 | $1,292,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 138,100 | $1,291,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 74,610 | $1,290,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 259,622 | $1,288,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 72,982 | $1,286,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 30,619 | $1,285,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 107,276 | $1,285,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 61,742 | $1,281,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 83,704 | $1,280,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 83,752 | $1,279,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 11,195 | $1,278,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 14,042 | $1,278,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 142,137 | $1,277,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 244,087 | $1,276,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 64,402 | $1,275,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 103,920 | $1,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 35,539 | $1,263,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 104,201 | $1,262,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 26,301 | $1,262,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 35,113 | $1,262,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 16,800 | $1,260,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 24,564 | $1,260,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 74,516 | $1,256,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 98,875 | $1,255,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 24,801 | $1,254,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 31,455 | $1,247,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 60,914 | $1,247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 55,000 | $1,246,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 36,810 | $1,245,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 42,694 | $1,244,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 40,711 | $1,243,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 320,460 | $1,241,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 172,800 | $1,241,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 22,866 | $1,237,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 24,863 | $1,235,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 254,909 | $1,234,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 49,244 | $1,233,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 55,657 | $1,232,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 38,456 | $1,232,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 18,434 | $1,231,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 141,522 | $1,231,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 42,750 | $1,229,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 130,111 | $1,229,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 7,862 | $1,227,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 238,962 | $1,226,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 82,204 | $1,226,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 13,791 | $1,223,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 54,049 | $1,222,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 124,442 | $1,221,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 16,860 | $1,217,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 57,333 | $1,217,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 93,388 | $1,217,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 17,000 | $1,216,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 13,045 | $1,215,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 105,580 | $1,215,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 116,378 | $1,213,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 39,549 | $1,213,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 36,458 | $1,212,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,169 | $1,212,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 67,396 | $1,211,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 61,150 | $1,210,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 68,045 | $1,207,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 34,462 | $1,206,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 33,531 | $1,206,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 78,500 | $1,203,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,500 | $1,198,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 96,898 | $1,198,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 31,702 | $1,196,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 80,701 | $1,196,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 25,014 | $1,194,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 17,178 | $1,192,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 43,859 | $1,191,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 27,270 | $1,190,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 74,900 | $1,188,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 54,363 | $1,188,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 57,044 | $1,187,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 46,119 | $1,186,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 46,439 | $1,186,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 77,366 | $1,182,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 144,944 | $1,181,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 46,526 | $1,179,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 25,000 | $1,178,000 | thousands by filing date | put |
| KEANE GROUP INC | 48669A108 | COM | 175,357 | $1,178,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 19,876 | $1,177,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 26,982 | $1,177,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 20,832 | $1,174,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 75,799 | $1,173,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 238,123 | $1,169,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 24,305 | $1,168,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 33,516 | $1,168,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,126 | $1,166,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 31,892 | $1,166,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 68,057 | $1,165,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 166,910 | $1,165,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 92,727 | $1,163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 82,612 | $1,160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,023 | $1,160,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,902 | $1,159,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 27,708 | $1,159,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 26,950 | $1,158,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 118,657 | $1,157,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,912,069 | $1,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 18,581 | $1,151,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 42,102 | $1,150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 23,011 | $1,149,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $1,146,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 18,452 | $1,146,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 85,226 | $1,146,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 23,841 | $1,144,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 27,941 | $1,142,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 79,411 | $1,141,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 119,100 | $1,140,000 | thousands by filing date | put |
| FORTY SEVEN INC | 34983P104 | COM | 107,478 | $1,140,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 19,288 | $1,135,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 66,066 | $1,133,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 60,211 | $1,133,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,573 | $1,132,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 24,230 | $1,132,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 236,363 | $1,130,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 43,232 | $1,130,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 66,936 | $1,128,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,725 | $1,128,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 50,807 | $1,127,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 100,138 | $1,126,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 47,571 | $1,126,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 8,157 | $1,124,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 37,538 | $1,124,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 90,300 | $1,123,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 254,978 | $1,122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,269 | $1,119,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 67,445 | $1,119,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 11,652 | $1,118,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 25,632 | $1,116,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 34,862 | $1,116,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 52,836 | $1,115,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 45,492 | $1,115,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 42,718 | $1,113,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 576,053 | $1,112,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 45,543 | $1,111,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 58,757 | $1,110,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 291,990 | $1,107,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,590 | $1,107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 51,481 | $1,105,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 69,067 | $1,105,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 42,010 | $1,103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,245 | $1,103,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 53,917 | $1,100,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 35,181 | $1,099,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 42,893 | $1,098,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 45,169 | $1,096,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 85,600 | $1,096,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 190,558 | $1,096,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 222,118 | $1,095,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 32,551 | $1,094,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 117,186 | $1,093,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 16,404 | $1,090,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 167,198 | $1,090,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 30,162 | $1,089,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 97,112 | $1,085,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 55,963 | $1,085,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,308 | $1,083,000 | thousands by filing date | call |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 18,365 | $1,081,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 22,017 | $1,080,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,527 | $1,079,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 23,212 | $1,077,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 19,055 | $1,076,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,588 | $1,076,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 173,741 | $1,074,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 11,674 | $1,073,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 62,828 | $1,071,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 17,289 | $1,071,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 29,866 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 20,577 | $1,070,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 50,123 | $1,067,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 24,480 | $1,066,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 110,341 | $1,065,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 98,805 | $1,064,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 35,042 | $1,064,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 54,370 | $1,064,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 231,259 | $1,064,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,000 | $1,061,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 4,000 | $1,061,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 68,721 | $1,061,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 37,169 | $1,060,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 160,066 | $1,058,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,057,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 37,715 | $1,053,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 42,264 | $1,050,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 108,669 | $1,048,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 25,000 | $1,048,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 69,367 | $1,047,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,000 | $1,046,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 53,373 | $1,046,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 92,888 | $1,045,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 117,692 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 28,853 | $1,044,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 78,050 | $1,043,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 34,481 | $1,042,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 6,100 | $1,040,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,100 | $1,036,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 22,681 | $1,036,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 70,073 | $1,033,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 149,690 | $1,030,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 17,673 | $1,028,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 20,001 | $1,026,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,908 | $1,026,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 35,967 | $1,021,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 100,351 | $1,021,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 108,415 | $1,017,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 53,374 | $1,016,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 18,300 | $1,012,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 42,036 | $1,011,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 127,429 | $1,009,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,766 | $1,009,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 27,581 | $1,008,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 62,719 | $1,006,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 70,213 | $1,002,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 18,277 | $998,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 73,775 | $994,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 45,781 | $993,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 138,347 | $993,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 365,441 | $991,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,805 | $989,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 27,712 | $986,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 725,247 | $986,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 119,198 | $986,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,450 | $985,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 69,537 | $981,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 419,158 | $981,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 412,500 | $978,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 65,600 | $977,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 501,283 | $977,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 47,692 | $977,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,927 | $973,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 27,533 | $973,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 44,371 | $972,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 38,679 | $972,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 24,200 | $970,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 87,839 | $970,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 14,818 | $969,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 38,904 | $969,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 24,980 | $966,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500,000 | $965,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 114,132 | $963,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 55,900 | $962,000 | thousands by filing date | put |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 33,945 | $962,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,889 | $961,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 22,400 | $961,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 126,082 | $959,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 18,719 | $957,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 38,145 | $954,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 20,876 | $953,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 38,993 | $953,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 74,625 | $953,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 461,958 | $952,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 10,762 | $951,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 111,576 | $951,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,552 | $950,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 24,004 | $947,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 40,376 | $945,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 13,931 | $945,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 106,066 | $941,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 83,073 | $940,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 41,254 | $939,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,176 | $937,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 57,502 | $935,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 52,774 | $934,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 78,480 | $933,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 14,600 | $932,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 97,214 | $932,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 25,500 | $932,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 18,291 | $931,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 43,778 | $928,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 68,274 | $927,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 65,665 | $926,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 32,900 | $923,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 12,509 | $922,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 309,556 | $922,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 10,760 | $921,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 62,983 | $921,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,428 | $920,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 25,502 | $918,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100,000 | $918,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 23,800 | $918,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 25,574 | $917,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 98,104 | $917,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 20,706 | $915,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,650 | $913,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 350,445 | $911,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 36,088 | $909,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 68,038 | $908,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 13,778 | $905,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 193,689 | $900,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 56,757 | $900,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 34,639 | $899,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 79,382 | $899,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 118,155 | $898,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,149 | $896,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 48,899 | $896,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40,000 | $896,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 24,225 | $896,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 24,845 | $896,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 24,758 | $894,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 36,095 | $892,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 6,942 | $891,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 48,863 | $891,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 34,277 | $890,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 32,535 | $889,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 33,500 | $888,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 32,944 | $888,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 91,414 | $888,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 22,390 | $888,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 22,833 | $887,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 19,207 | $887,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 36,316 | $886,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 54,378 | $883,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,278 | $882,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 16,761 | $882,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 3,000 | $876,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 5,100 | $874,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 104,082 | $874,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 16,109 | $873,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 26,000 | $872,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 24,160 | $872,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 71,605 | $870,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 73,855 | $867,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 168,901 | $867,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 37,252 | $866,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 136,051 | $865,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 20,000 | $863,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 115,000 | $863,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,912 | $861,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 17,581 | $859,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 55,893 | $859,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 180,965 | $859,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 46,884 | $858,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 17,419 | $857,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 25,630 | $857,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 27,794 | $856,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 14,389 | $854,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 33,960 | $853,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 63,984 | $852,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 41,373 | $849,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 34,657 | $849,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 233,743 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 24,551 | $847,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 22,486 | $844,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 267,000 | $844,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 8,230 | $842,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 84,080 | $842,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 200,854 | $842,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 10,019 | $841,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 55,499 | $841,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 119,900 | $837,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 64,478 | $837,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,400 | $834,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 41,888 | $834,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 10,095 | $834,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 13,988 | $833,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 62,786 | $832,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 41,466 | $831,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 13,902 | $828,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 75,562 | $828,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 108,174 | $827,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 160,527 | $827,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 10,416 | $824,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 31,574 | $824,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 59,726 | $823,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 10,857 | $823,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 13,467 | $819,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 48,278 | $819,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 27,018 | $818,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 69,252 | $816,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 18,738 | $815,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 268,891 | $815,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 54,236 | $815,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 25,699 | $814,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 67,824 | $814,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 25,102 | $813,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 42,500 | $812,000 | thousands by filing date | put |
| ISHARES TR | 46435G243 | COM | 31,945 | $809,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 69,000 | $806,000 | thousands by filing date | call |
| BLACKROCK MUN BD TR | 09249H104 | COM | 54,192 | $806,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $806,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 26,265 | $806,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 67,334 | $804,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 95,232 | $803,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 27,636 | $802,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 27,849 | $801,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,743 | $799,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,000 | $798,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 18,500 | $798,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 39,583 | $797,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 118,109 | $796,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 64,326 | $795,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 19,200 | $794,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,300 | $792,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 23,150 | $791,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 10,542 | $791,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 28,722 | $788,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,231 | $788,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,146 | $788,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 78,801 | $788,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 78,670 | $786,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 13,229 | $785,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 10,594 | $784,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 61,186 | $783,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 18,443 | $783,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 18,646 | $781,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 11,803 | $781,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,832 | $781,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,500 | $780,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,431 | $780,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 142,272 | $779,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 23,223 | $779,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 24,601 | $772,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 46,532 | $771,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 20,028 | $771,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 11,601 | $769,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 15,409 | $769,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 25,544 | $768,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,200 | $767,000 | thousands by filing date | call |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 67,199 | $767,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 30,884 | $764,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 46,130 | $762,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 9,752 | $760,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 34,472 | $758,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $752,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 46,853 | $752,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 4,245 | $751,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 42,050 | $751,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,402 | $751,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 10,887 | $750,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 36,031 | $750,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 33,700 | $749,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 120,883 | $749,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 18,375 | $747,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 113,769 | $747,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,848 | $746,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50,583 | $746,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 200,703 | $745,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 20,305 | $745,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 10,152 | $742,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,700 | $741,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 34,099 | $741,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,729 | $738,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 54,407 | $738,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 59,788 | $736,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 17,749 | $735,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 17,359 | $735,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 45,320 | $733,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 31,812 | $732,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 48,304 | $732,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,672 | $730,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 12,789 | $730,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 24,987 | $730,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 13,485 | $729,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 59,512 | $729,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 136,966 | $729,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 15,437 | $728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 18,579 | $727,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 54,645 | $726,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 25,610 | $725,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 8,053 | $725,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |