13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UGI CORP NEW COM | 902681105 | Stock | 76,308 | $4,075,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25,000 | $4,073,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 41,300 | $4,068,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 55,179 | $4,066,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 147,718 | $4,064,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 32,335 | $4,046,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 153,124 | $4,042,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 33,826 | $4,038,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 178,912 | $4,033,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 176,160 | $4,030,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 71,497 | $4,022,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 104,500 | $4,020,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 53,063 | $4,006,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 98,000 | $4,001,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 308,778 | $3,996,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 135,141 | $3,995,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 65,889 | $3,993,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 295,692 | $3,989,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 285,829 | $3,984,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 13,900 | $3,983,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 42,813 | $3,982,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 356,669 | $3,976,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 120,343 | $3,975,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 54,432 | $3,965,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 64,469 | $3,963,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 95,736 | $3,954,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 10,000 | $3,952,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 72,188 | $3,947,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 79,328 | $3,941,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 201,832 | $3,940,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 109,767 | $3,936,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 96,728 | $3,933,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 645,669 | $3,932,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 217,146 | $3,926,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 177,313 | $3,923,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 215,866 | $3,915,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 368,525 | $3,907,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 64,940 | $3,906,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 45,400 | $3,902,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 98,095 | $3,873,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 166,389 | $3,870,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 39,004 | $3,868,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 106,895 | $3,867,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 82,071 | $3,866,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 129,578 | $3,858,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 213,991 | $3,858,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 47,277 | $3,856,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 223,977 | $3,844,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 48,969 | $3,828,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 624,501 | $3,828,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 59,092 | $3,815,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 87,233 | $3,815,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 210,441 | $3,811,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 108,978 | $3,806,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 125,524 | $3,804,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 251,196 | $3,800,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 42,070 | $3,799,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 78,873 | $3,798,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 25,915 | $3,789,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 123,578 | $3,789,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 270,186 | $3,788,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 375,632 | $3,786,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 81,000 | $3,784,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 104,863 | $3,781,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 68,675 | $3,775,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 55,245 | $3,768,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 124,562 | $3,766,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 43,183 | $3,764,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 24,362 | $3,758,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 44,993 | $3,756,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 326,234 | $3,748,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 71,258 | $3,748,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 51,618 | $3,745,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 92,539 | $3,728,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 464,705 | $3,718,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 139,284 | $3,715,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 162,245 | $3,707,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 40,199 | $3,704,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 314,700 | $3,701,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 68,228 | $3,695,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 83,119 | $3,689,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 396,612 | $3,689,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 98,114 | $3,679,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 294,691 | $3,677,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 18,103 | $3,672,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 266,696 | $3,667,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 21,510 | $3,664,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 29,069 | $3,663,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 69,511 | $3,662,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 103,406 | $3,659,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 87,147 | $3,659,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 43,539 | $3,654,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 31,694 | $3,652,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 96,977 | $3,650,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 129,700 | $3,637,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 59,346 | $3,636,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,285,526 | $3,634,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 27,080 | $3,627,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 95,912 | $3,615,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 500,000 | $3,615,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 143,365 | $3,613,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 160,790 | $3,602,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 183,785 | $3,599,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 113,230 | $3,585,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 19,700 | $3,581,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 288,330 | $3,581,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 620,038 | $3,578,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 105,585 | $3,577,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 30,000 | $3,576,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 22,426 | $3,567,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 126,246 | $3,558,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 154,122 | $3,558,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 24,235 | $3,554,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 79,117 | $3,542,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 80,686 | $3,542,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 215,559 | $3,533,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 35,000 | $3,532,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 106,212 | $3,529,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 246,470 | $3,529,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 50,914 | $3,524,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 196,275 | $3,523,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 351,372 | $3,521,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 87,202 | $3,520,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 265,620 | $3,514,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 41,307 | $3,505,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 397,341 | $3,505,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,037,592 | $3,496,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 231,604 | $3,488,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $3,487,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 104,854 | $3,483,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 171,008 | $3,482,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 227,288 | $3,480,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 33,975 | $3,478,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 50,000 | $3,473,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 2,964 | $3,471,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 28,808 | $3,466,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 223,576 | $3,465,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 944,080 | $3,465,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 68,965 | $3,458,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 31,918 | $3,456,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 98,931 | $3,455,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 301,180 | $3,454,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 43,339 | $3,442,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 125,409 | $3,440,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 105,113 | $3,437,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 117,516 | $3,437,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 543,733 | $3,436,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 119,219 | $3,434,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 70,036 | $3,432,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 361,000 | $3,430,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 345,666 | $3,426,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 87,416 | $3,419,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 361,682 | $3,418,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 85,000 | $3,416,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 218,317 | $3,416,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 234,441 | $3,413,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,539 | $3,411,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 213,102 | $3,408,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 87,434 | $3,408,000 | thousands by filing date | |
| RH | 74967X103 | COM | 29,467 | $3,406,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 101,559 | $3,402,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 288,007 | $3,398,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 385,000 | $3,396,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 133,929 | $3,395,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 109,289 | $3,385,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 73,746 | $3,382,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 75,027 | $3,377,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 219,424 | $3,375,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 512,022 | $3,375,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 158,750 | $3,359,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 87,909 | $3,355,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 60,120 | $3,347,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 227,333 | $3,346,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 179,708 | $3,341,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 38,704 | $3,340,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 28,324 | $3,339,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 95,523 | $3,338,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 150,000 | $3,336,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 221,153 | $3,328,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 700,000 | $3,325,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 102,203 | $3,324,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 123,934 | $3,323,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 59,744 | $3,321,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 230,636 | $3,321,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 16,227 | $3,320,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 255,883 | $3,318,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 54,565 | $3,316,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 469,466 | $3,314,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 135,081 | $3,313,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 287,295 | $3,307,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 348,163 | $3,297,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 75,182 | $3,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 49,454 | $3,293,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 93,065 | $3,287,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100,883 | $3,279,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 525,570 | $3,275,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 149,360 | $3,274,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 39,028 | $3,272,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 27,030 | $3,251,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 18,436 | $3,244,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 60,450 | $3,244,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 164,315 | $3,240,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 247,371 | $3,238,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 113,706 | $3,237,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 127,197 | $3,236,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 39,723 | $3,233,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 131,759 | $3,230,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 553,384 | $3,226,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 485,568 | $3,225,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 176,324 | $3,214,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 73,952 | $3,213,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 220,489 | $3,210,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 115,440 | $3,209,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 99,633 | $3,208,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 133,661 | $3,207,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 66,435 | $3,205,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 252,749 | $3,202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 32,343 | $3,196,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 21,000 | $3,194,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 67,920 | $3,189,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100,000 | $3,186,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 268,945 | $3,174,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30,000 | $3,170,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 62,119 | $3,168,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 130,000 | $3,166,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 130,000 | $3,166,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,000 | $3,162,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 73,730 | $3,154,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 35,783 | $3,153,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 33,576 | $3,150,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 124,640 | $3,144,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 84,633 | $3,139,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 739,900 | $3,137,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 126,536 | $3,137,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 49,400 | $3,131,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 50,000 | $3,130,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 150,729 | $3,126,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100,600 | $3,123,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 121,257 | $3,120,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40,000 | $3,120,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 73,669 | $3,117,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 252,179 | $3,116,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 30,851 | $3,115,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 127,776 | $3,113,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 55,486 | $3,111,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 151,638 | $3,111,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 121,626 | $3,100,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 86,122 | $3,097,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 79,186 | $3,097,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 265,000 | $3,095,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 42,827 | $3,093,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 53,751 | $3,092,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 140,159 | $3,092,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 793,378 | $3,087,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 134,882 | $3,087,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 59,987 | $3,082,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 86,623 | $3,082,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 95,767 | $3,081,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 48,003 | $3,077,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 648,450 | $3,067,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 163,357 | $3,065,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 500,000 | $3,065,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 68,415 | $3,058,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 160,909 | $3,057,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 232,231 | $3,051,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 68,491 | $3,050,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 70,000 | $3,049,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 90,002 | $3,048,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 391,045 | $3,046,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 34,882 | $3,038,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 76,850 | $3,036,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 99,705 | $3,036,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 52,379 | $3,036,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 114,426 | $3,032,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 30,000 | $3,030,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 116,702 | $3,027,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 8,384 | $3,025,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 77,600 | $3,024,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 329,814 | $3,024,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,787,871 | $3,021,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 74,318 | $3,008,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 250,603 | $3,008,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 318,930 | $3,001,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 22,000 | $2,998,000 | thousands by filing date | call |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 336,540 | $2,996,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 118,725 | $2,995,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 257,575 | $2,993,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 686,545 | $2,993,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 949,456 | $2,982,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $2,977,000 | thousands by filing date | call |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 65,685 | $2,973,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 119,152 | $2,972,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 152,937 | $2,971,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 32,710 | $2,970,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 29,985 | $2,962,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 117,380 | $2,960,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 72,910 | $2,957,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 716,266 | $2,951,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 28,053 | $2,950,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 44,460 | $2,942,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 44,912 | $2,941,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 40,694 | $2,936,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 92,500 | $2,935,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 44,802 | $2,928,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 58,446 | $2,928,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 143,317 | $2,927,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 125,000 | $2,926,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 125,000 | $2,926,000 | thousands by filing date | call |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 101,978 | $2,926,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 314,345 | $2,919,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 117,846 | $2,916,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 260,000 | $2,915,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 100,000 | $2,914,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 219,128 | $2,913,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 86,605 | $2,901,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 153,419 | $2,898,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 58,298 | $2,893,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 34,378 | $2,889,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 63,836 | $2,885,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 61,200 | $2,879,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 204,924 | $2,879,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 139,807 | $2,876,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 43,319 | $2,875,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 65,942 | $2,872,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 40,000 | $2,867,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 169,864 | $2,864,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 364,133 | $2,862,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 528,761 | $2,860,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 58,920 | $2,855,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,000 | $2,847,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 235,007 | $2,846,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 41,021 | $2,845,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 47,917 | $2,839,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 53,707 | $2,833,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 47,859 | $2,826,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 188,492 | $2,818,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 385,337 | $2,817,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 242,571 | $2,816,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 40,000 | $2,816,000 | thousands by filing date | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 62,471 | $2,816,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 545,167 | $2,813,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 91,041 | $2,809,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 165,203 | $2,807,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 32,238 | $2,805,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 69,876 | $2,800,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 160,234 | $2,793,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 134,116 | $2,792,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 65,187 | $2,788,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 201,524 | $2,785,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 23,889 | $2,784,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 294,004 | $2,779,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 259,783 | $2,772,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 137,852 | $2,768,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 77,151 | $2,768,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 175,537 | $2,758,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 52,994 | $2,757,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 104,362 | $2,752,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 158,631 | $2,749,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 130,656 | $2,745,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 32,996 | $2,745,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 56,176 | $2,744,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 181,693 | $2,744,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 80,505 | $2,743,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 788,102 | $2,743,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 216,093 | $2,736,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 503,769 | $2,731,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 20,000 | $2,727,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 43,776 | $2,726,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 46,827 | $2,725,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 146,752 | $2,724,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 226,022 | $2,723,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 173,101 | $2,722,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18,200 | $2,721,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 104,076 | $2,715,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 289,469 | $2,715,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 60,692 | $2,713,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 213,199 | $2,710,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 22,114 | $2,701,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 211,208 | $2,701,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 96,902 | $2,700,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 90,920 | $2,693,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 100,030 | $2,688,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 22,000 | $2,685,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 100,452 | $2,685,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 56,964 | $2,683,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 31,759 | $2,681,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 71,495 | $2,681,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 482,295 | $2,667,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 41,000 | $2,665,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 22,723 | $2,659,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 273,409 | $2,658,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 134,173 | $2,657,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 166,335 | $2,652,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 75,725 | $2,648,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 99,547 | $2,645,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 287,014 | $2,643,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 192,581 | $2,640,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 20,480 | $2,628,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 166,584 | $2,627,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 30,127 | $2,623,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 57,844 | $2,618,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 86,977 | $2,614,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 29,134 | $2,611,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 38,308 | $2,608,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 22,655 | $2,607,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 23,211 | $2,606,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 682,168 | $2,606,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 102,414 | $2,600,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 86,673 | $2,596,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 187,110 | $2,595,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 93,865 | $2,589,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 49,109 | $2,588,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 32,017 | $2,588,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 77,800 | $2,585,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 204,681 | $2,585,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 3,000,000 | $2,585,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 163,245 | $2,581,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 472,699 | $2,580,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 362,173 | $2,579,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 423,468 | $2,562,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 16,258 | $2,561,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 12,600 | $2,560,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24,744 | $2,559,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 29,799 | $2,554,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 84,008 | $2,549,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 40,081 | $2,545,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 48,365 | $2,543,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 213,194 | $2,543,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,300 | $2,541,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 20,200 | $2,540,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,000 | $2,539,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 389,846 | $2,534,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 50,862 | $2,531,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 79,700 | $2,529,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 116,563 | $2,529,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 23,400 | $2,527,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 154,323 | $2,526,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 26,048 | $2,520,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 102,050 | $2,520,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 276,592 | $2,517,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,983 | $2,513,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 55,882 | $2,513,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 181,022 | $2,511,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,218,000 | $2,509,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 88,729 | $2,508,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 235,506 | $2,505,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 74,800 | $2,505,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 92,805 | $2,505,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 49,543 | $2,502,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 305,374 | $2,498,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 89,646 | $2,492,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 82,678 | $2,488,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 46,102 | $2,488,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 105,019 | $2,487,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 27,100 | $2,482,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 90,906 | $2,474,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 51,372 | $2,474,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 375,000 | $2,471,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 17,380 | $2,470,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 28,687 | $2,466,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 202,869 | $2,457,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,000 | $2,454,000 | thousands by filing date | call |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 309,036 | $2,451,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 38,748 | $2,450,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 81,978 | $2,436,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 326,231 | $2,434,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 40,413 | $2,431,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 110,301 | $2,427,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 253,656 | $2,423,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 20,189 | $2,422,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 121,357 | $2,419,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,000 | $2,412,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 59,617 | $2,410,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 160,761 | $2,407,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 74,093 | $2,402,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 22,761 | $2,396,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 166,766 | $2,396,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 247,813 | $2,394,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 247,800 | $2,394,000 | thousands by filing date | put |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 241,979 | $2,388,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 371,877 | $2,380,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 14,782 | $2,379,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 215,490 | $2,377,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 205,399 | $2,376,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 290,696 | $2,375,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 178,461 | $2,373,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 53,182 | $2,372,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 165,645 | $2,369,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 97,784 | $2,369,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 20,000 | $2,364,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 59,435 | $2,363,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 546,696 | $2,362,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 46,380 | $2,358,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 52,200 | $2,355,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 458,439 | $2,352,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 119,306 | $2,351,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 19,640 | $2,349,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 41,726 | $2,348,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 58,584 | $2,345,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 380,000 | $2,345,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |