13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 517,228 | $7,345,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 27,378 | $7,344,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 463,981 | $7,331,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 251,692 | $7,324,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 38,253 | $7,306,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 357,042 | $7,298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 290,798 | $7,282,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 409,841 | $7,271,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 133,868 | $7,266,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 135,901 | $7,258,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 346,846 | $7,256,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 197,616 | $7,247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 56,176 | $7,245,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 75,702 | $7,236,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 134,846 | $7,232,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 47,941 | $7,229,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 125,003 | $7,226,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 185,294 | $7,222,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 366,700 | $7,220,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 211,099 | $7,214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 246,164 | $7,213,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 148,740 | $7,211,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 269,078 | $7,198,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 42,078 | $7,184,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 182,477 | $7,184,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 124,092 | $7,178,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 100,000 | $7,176,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 220,000 | $7,174,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 273,532 | $7,172,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 482,100 | $7,169,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 775,000 | $7,153,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 129,800 | $7,152,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 181,732 | $7,151,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 30,000 | $7,145,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 112,023 | $7,141,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 167,332 | $7,138,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 101,261 | $7,135,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 150,000 | $7,133,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 97,968 | $7,132,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,165 | $7,128,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 275,889 | $7,123,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 217,789 | $7,122,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 135,800 | $7,116,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 148,803 | $7,109,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 175,412 | $7,089,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 60,000 | $7,067,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 92,794 | $7,063,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 120,000 | $7,058,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 38,100 | $7,040,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 231,360 | $7,033,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 122,240 | $7,027,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 306,451 | $7,018,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 87,820 | $6,989,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 58,776 | $6,982,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 191,036 | $6,976,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 608,734 | $6,964,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 18,900 | $6,958,000 | thousands by filing date | put |
| KONTOOR BRANDS INC | 50050N103 | COM | 248,195 | $6,954,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 135,430 | $6,953,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 435,681 | $6,949,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 138,852 | $6,942,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100,000 | $6,937,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 75,590 | $6,909,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 104,486 | $6,881,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 104,313 | $6,878,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 492,483 | $6,875,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 21,879 | $6,870,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 206,243 | $6,862,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250,000 | $6,858,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 638,596 | $6,852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 169,225 | $6,835,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 66,000 | $6,816,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 149,664 | $6,816,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 356,622 | $6,815,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 368,005 | $6,808,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 95,038 | $6,799,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 61,300 | $6,791,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 299,980 | $6,789,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 90,096 | $6,779,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 216,484 | $6,776,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 48,235 | $6,773,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 110,821 | $6,772,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,417,781 | $6,770,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 627,367 | $6,763,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 133,100 | $6,761,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 494,112 | $6,759,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 325,000 | $6,757,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 688,000 | $6,756,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 91,000 | $6,755,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 548,618 | $6,748,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 350,715 | $6,745,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 375,090 | $6,741,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 704,913 | $6,739,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 96,897 | $6,738,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 140,353 | $6,733,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 412,705 | $6,727,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 845,092 | $6,727,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 328,084 | $6,719,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 60,400 | $6,704,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 29,430 | $6,703,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 471,525 | $6,700,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 305,242 | $6,688,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 171,199 | $6,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 129,760 | $6,649,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 113,431 | $6,646,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 26,114 | $6,641,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 263,382 | $6,636,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 125,000 | $6,610,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 37,032 | $6,592,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,190 | $6,581,000 | thousands by filing date | call |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 251,377 | $6,579,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200,000 | $6,556,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 666,934 | $6,550,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 112,096 | $6,541,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 454,895 | $6,505,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 628,819 | $6,489,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 207,100 | $6,453,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 197,741 | $6,453,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 118,359 | $6,429,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 81,800 | $6,424,000 | thousands by filing date | call |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 202,116 | $6,407,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 305,705 | $6,405,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 779,245 | $6,405,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 489,213 | $6,404,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 581,643 | $6,398,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 162,945 | $6,373,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 566,798 | $6,365,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 46,736 | $6,356,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 529,456 | $6,338,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 151,155 | $6,337,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 188,900 | $6,330,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 99,186 | $6,317,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 201,137 | $6,316,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 420,637 | $6,305,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 73,207 | $6,298,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 140,798 | $6,296,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,000 | $6,295,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 75,268 | $6,294,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 49,499 | $6,293,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 399,820 | $6,273,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 83,537 | $6,271,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 60,500 | $6,242,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 10,200 | $6,240,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 520,439 | $6,240,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 61,600 | $6,238,000 | thousands by filing date | put |
| Vaneck Long Muni ETF | 92189F536 | ETF | 300,056 | $6,229,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 58,995 | $6,228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 161,250 | $6,224,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 391,996 | $6,217,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 73,675 | $6,216,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 74,722 | $6,195,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 267,329 | $6,194,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 263,117 | $6,183,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 339,449 | $6,182,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 254,472 | $6,176,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 104,611 | $6,172,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 81,025 | $6,169,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 28,540 | $6,165,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 202,612 | $6,163,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 72,888 | $6,151,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 86,155 | $6,141,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 250,801 | $6,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 112,100 | $6,121,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 152,200 | $6,117,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 77,806 | $6,112,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 127,886 | $6,111,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 36,292 | $6,105,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 106,518 | $6,097,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 87,372 | $6,068,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 290,500 | $6,066,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 416,072 | $6,066,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 366,645 | $6,064,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 382,721 | $6,047,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 75,700 | $6,032,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 83,236 | $6,027,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,500,000 | $6,003,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 56,833 | $6,001,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 22,700 | $5,999,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 211,043 | $5,998,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 47,259 | $5,984,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 119,167 | $5,973,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 45,000 | $5,968,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 702,457 | $5,963,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,012,436 | $5,957,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 244,763 | $5,951,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 332,800 | $5,950,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 73,097 | $5,912,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 143,200 | $5,911,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 311,939 | $5,905,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 44,200 | $5,891,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 140,997 | $5,882,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 201,561 | $5,880,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 98,489 | $5,875,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 137,715 | $5,860,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 126,294 | $5,857,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 261,149 | $5,849,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 108,363 | $5,848,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 174,728 | $5,843,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 206,384 | $5,814,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 159,054 | $5,811,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 42,700 | $5,798,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 251,627 | $5,782,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 250,700 | $5,781,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 132,533 | $5,775,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 200,031 | $5,775,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 180,847 | $5,772,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 21,025 | $5,759,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 230,000 | $5,757,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 323,942 | $5,757,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 121,100 | $5,734,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 99,900 | $5,691,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 126,130 | $5,690,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 107,853 | $5,676,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 82,961 | $5,672,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 96,622 | $5,656,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 55,846 | $5,643,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 244,608 | $5,641,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 37,282 | $5,625,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 59,146 | $5,624,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 273,130 | $5,618,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 33,800 | $5,598,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 39,785 | $5,598,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 274,568 | $5,596,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 159,614 | $5,595,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 181,937 | $5,576,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 69,106 | $5,572,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 120,300 | $5,569,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 120,300 | $5,569,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 2,182,600 | $5,566,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 606,352 | $5,566,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 158,435 | $5,565,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 406,677 | $5,552,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 77,126 | $5,550,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,013,461 | $5,544,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 344,800 | $5,544,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,040 | $5,543,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 768,785 | $5,535,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 50,000 | $5,534,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 257,369 | $5,534,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 538,610 | $5,526,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 230,575 | $5,522,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 425,545 | $5,507,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 138,902 | $5,496,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 60,628 | $5,487,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 228,052 | $5,486,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 136,048 | $5,484,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 120,924 | $5,484,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 82,889 | $5,479,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 116,000 | $5,475,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 363,836 | $5,465,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 116,698 | $5,458,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 365,100 | $5,455,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 141,211 | $5,449,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 76,000 | $5,447,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 250,000 | $5,440,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 103,514 | $5,439,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 109,416 | $5,436,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 114,907 | $5,435,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 228,615 | $5,430,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 437,423 | $5,424,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 72,591 | $5,420,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 218,196 | $5,409,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 252,430 | $5,394,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 127,200 | $5,389,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 118,440 | $5,385,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 373,088 | $5,372,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200,000 | $5,362,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 575,131 | $5,355,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 431,677 | $5,352,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 272,214 | $5,322,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 253,827 | $5,321,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 53,077 | $5,319,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 105,373 | $5,318,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 132,550 | $5,312,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 130,995 | $5,312,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 4,560,000 | $5,312,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 60,000 | $5,311,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,971 | $5,308,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 83,100 | $5,304,000 | thousands by filing date | call |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 105,626 | $5,301,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 49,273 | $5,294,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 702,877 | $5,279,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 150,540 | $5,269,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 323,495 | $5,264,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 171,688 | $5,261,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 307,453 | $5,261,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 292,600 | $5,258,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 229,614 | $5,258,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,051,308 | $5,257,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 692,371 | $5,255,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 96,814 | $5,252,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 183,454 | $5,250,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 56,286 | $5,245,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 134,780 | $5,236,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 98,067 | $5,235,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 192,715 | $5,229,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 230,584 | $5,227,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 104,804 | $5,225,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 279,417 | $5,220,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 139,576 | $5,208,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 34,200 | $5,201,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 40,870 | $5,198,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 97,024 | $5,189,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 53,085 | $5,182,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 104,684 | $5,163,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 200,000 | $5,158,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 385,000 | $5,136,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 68,493 | $5,130,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 90,155 | $5,118,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,000 | $5,111,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 258,366 | $5,110,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 496,276 | $5,102,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 238,171 | $5,097,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 191,545 | $5,097,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 132,389 | $5,085,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 24,384 | $5,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 191,424 | $5,053,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 15,979 | $5,028,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 301,634 | $5,028,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 183,052 | $5,025,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 143,350 | $5,012,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 132,212 | $5,011,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 50,000 | $5,010,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 59,500 | $4,995,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 27,281 | $4,995,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 236,640 | $4,990,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 369,290 | $4,978,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50,332 | $4,958,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 144,984 | $4,957,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 16,500 | $4,952,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 176,784 | $4,945,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 47,538 | $4,942,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 319,425 | $4,932,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 103,596 | $4,920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 91,927 | $4,920,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 704,516 | $4,918,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 593,218 | $4,918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 73,596 | $4,917,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 135,927 | $4,916,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 91,298 | $4,909,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 47,532 | $4,905,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 280,562 | $4,894,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 764,568 | $4,893,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 197,812 | $4,888,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 148,924 | $4,882,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 42,050 | $4,877,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,000,000 | $4,869,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 49,800 | $4,861,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 197,446 | $4,859,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 233,200 | $4,851,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 40,000 | $4,848,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 210,373 | $4,843,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 110,000 | $4,835,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 165,900 | $4,834,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 166,929 | $4,827,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 61,812 | $4,823,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 88,837 | $4,816,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 117,071 | $4,810,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 59,176 | $4,799,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 78,127 | $4,795,000 | thousands by filing date | call |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 500,892 | $4,794,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 38,595 | $4,785,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 182,064 | $4,781,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 287,620 | $4,780,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 24,600 | $4,775,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 45,645 | $4,775,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 344,918 | $4,770,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 315,782 | $4,753,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 95,000 | $4,741,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 203,327 | $4,740,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40,000 | $4,728,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 376,301 | $4,719,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 55,000 | $4,711,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 424,376 | $4,710,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 62,877 | $4,694,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 62,270 | $4,682,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 564,158 | $4,682,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 79,160 | $4,682,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 53,068 | $4,678,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 519,330 | $4,674,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 643,657 | $4,660,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 141,674 | $4,653,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 37,582 | $4,644,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 28,400 | $4,644,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 137,650 | $4,644,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 133,955 | $4,644,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 174,153 | $4,629,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 136,611 | $4,625,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 66,154 | $4,624,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 422,544 | $4,623,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 31,154 | $4,620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 75,406 | $4,616,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 135,903 | $4,614,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 27,550 | $4,613,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 462,094 | $4,612,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 71,761 | $4,608,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 106,800 | $4,590,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 832,142 | $4,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 84,997 | $4,576,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,200 | $4,574,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 33,724 | $4,561,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 255,683 | $4,556,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 137,994 | $4,556,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 127,926 | $4,541,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 83,462 | $4,531,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 233,707 | $4,531,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100,000 | $4,529,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 126,126 | $4,515,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25,900 | $4,514,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 144,054 | $4,512,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 155,770 | $4,509,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 176,384 | $4,501,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 75,943 | $4,498,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 82,523 | $4,496,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 268,080 | $4,489,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 26,873 | $4,483,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 184,645 | $4,472,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 199,592 | $4,471,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 31,874 | $4,466,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 116,636 | $4,466,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 250,000 | $4,453,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 97,091 | $4,448,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 91,375 | $4,436,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 120,549 | $4,429,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 15,400 | $4,413,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 31,095 | $4,412,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 51,500 | $4,409,000 | thousands by filing date | put |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 380,557 | $4,407,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 727,276 | $4,385,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 275,279 | $4,380,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 149,629 | $4,379,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 217,800 | $4,378,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 279,602 | $4,376,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 28,412 | $4,375,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 75,290 | $4,375,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 50,000 | $4,370,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 63,353 | $4,368,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 47,644 | $4,366,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 31,842 | $4,364,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 55,320 | $4,362,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 115,208 | $4,355,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 48,902 | $4,342,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 252,278 | $4,342,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,000 | $4,338,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 150,000 | $4,331,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 150,000 | $4,331,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 251,369 | $4,326,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 157,391 | $4,315,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 827,613 | $4,312,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 135,000 | $4,301,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 47,999 | $4,294,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 75,857 | $4,293,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 131,019 | $4,291,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 811,775 | $4,286,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 141,595 | $4,285,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 371,163 | $4,283,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 189,850 | $4,282,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 67,673 | $4,273,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 30,399 | $4,266,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 140,990 | $4,263,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 204,173 | $4,257,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 466,785 | $4,248,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,500 | $4,247,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 60,000 | $4,243,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 85,046 | $4,243,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 34,119 | $4,242,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 52,738 | $4,241,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 181,063 | $4,241,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 36,786 | $4,227,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 135,358 | $4,226,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 200,958 | $4,214,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 70,515 | $4,209,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,000 | $4,205,000 | thousands by filing date | call |
| AVALARA INC | 05338G106 | COM | 58,235 | $4,205,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 657,618 | $4,196,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 153,169 | $4,194,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 44,598 | $4,193,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 66,910 | $4,179,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 107,207 | $4,178,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 45,000 | $4,172,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 293,749 | $4,171,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 102,724 | $4,164,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 90,000 | $4,158,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 78,055 | $4,137,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 190,400 | $4,135,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 137,389 | $4,134,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 47,751 | $4,131,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 126,578 | $4,129,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 301,881 | $4,127,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 548,105 | $4,127,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 17,600 | $4,116,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 27,680 | $4,113,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 35,435 | $4,111,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 654,993 | $4,100,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 121,632 | $4,097,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 134,167 | $4,096,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 63,456 | $4,095,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 187,854 | $4,091,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 852,228 | $4,091,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 287,600 | $4,087,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |