13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,955 holding rows worth $259,643,623,000.
- Accession
- 0000950123-19-007874
- Filer
- CIK 1610520
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 13,618 entries on the cover page, a total value of $259,643,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,643,681,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,355 | $84,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 7,211 | $84,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 7,744 | $84,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 2,570 | $84,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 3,452 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 6,170 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,102 | $84,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 1,155 | $84,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 800 | $83,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 20,648 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 3,009 | $83,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,371 | $83,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,900 | $83,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 8,608 | $83,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 45,492 | $83,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 23,960 | $83,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 3,476 | $83,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 16,694 | $83,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 3,100 | $83,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 3,677 | $83,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,378 | $82,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 5,350 | $82,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,199 | $82,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 3,076 | $82,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 34,124 | $82,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,643 | $82,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,684 | $82,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,664 | $82,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 2,452 | $82,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 3,519 | $81,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,560 | $81,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,449 | $81,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,728 | $81,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,948 | $81,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,997 | $81,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,079 | $81,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 3,301 | $81,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 2,414 | $81,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,360 | $81,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 17,451 | $81,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,700 | $80,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,801 | $80,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 8,007 | $80,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,172 | $80,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,858 | $80,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,218 | $80,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,081 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 4,678 | $80,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,792 | $80,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,199 | $79,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,719 | $79,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,998 | $79,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,326 | $79,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,671 | $79,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,179 | $79,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,984 | $79,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,530 | $79,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 4,393 | $79,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,301 | $79,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 7,925 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 3,278 | $79,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 1,833 | $79,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 3,510 | $79,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 2,678 | $79,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,144 | $79,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 35,068 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,950 | $78,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,461 | $78,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,432 | $78,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 8,057 | $78,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 9,947 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,116 | $78,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,929 | $78,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 8,239 | $77,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 4,040 | $77,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,383 | $77,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 7,483 | $77,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 7,533 | $77,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,536 | $77,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,642 | $77,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,681 | $76,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,557 | $76,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 2,641 | $76,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,729 | $76,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,160 | $76,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 36,915 | $76,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 15,327 | $76,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 13,700 | $76,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 7,572 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 3,132 | $76,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,475 | $75,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 5,408 | $75,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 4,432 | $75,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4,224 | $75,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,910 | $75,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,080 | $75,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,065 | $75,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 29,739 | $75,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1,047 | $75,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,304 | $75,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,792 | $74,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,069 | $74,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,379 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 5,403 | $74,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,973 | $74,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 7,500 | $74,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,261 | $74,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,102 | $73,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,885 | $73,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,076 | $73,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,852 | $73,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 9,222 | $73,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,390 | $73,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,663 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1,227 | $73,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 7,115 | $73,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,629 | $72,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,560 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 851 | $72,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 14,190 | $72,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,418 | $72,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,477 | $72,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,472 | $72,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 700 | $72,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 3,500 | $71,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 6,081 | $71,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,374 | $71,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 7,171 | $71,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 6,137 | $71,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,773 | $71,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 21,032 | $71,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 3,942 | $71,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $70,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,238 | $70,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,726 | $70,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 11,435 | $70,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,007 | $70,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 936 | $70,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 429 | $70,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,300 | $70,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,798 | $70,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,100 | $70,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,493 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 3,816 | $70,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 8,618 | $70,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,761 | $69,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,987 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,000 | $69,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 2,291 | $69,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,115 | $69,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,637 | $69,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 3,172 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,339 | $69,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 22,558 | $69,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,139 | $69,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,112 | $69,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 53,280 | $69,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,954 | $69,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 31,628 | $69,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,142 | $69,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 819 | $68,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 7,315 | $68,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,174 | $68,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 5,388 | $68,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 27,049 | $68,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 6,641 | $68,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,596 | $67,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 2,602 | $67,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,722 | $67,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,076 | $67,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,815 | $67,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,306 | $67,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 8,092 | $67,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,100 | $66,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,818 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 2,429 | $66,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 6,372 | $66,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,384 | $66,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 5,249 | $66,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 13,347 | $66,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,619 | $66,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,328 | $66,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 2,553 | $66,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,498 | $65,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,907 | $65,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,813 | $65,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 4,724 | $65,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 19,468 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,463 | $65,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 7,764 | $65,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,082 | $65,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,711 | $65,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 5,191 | $65,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 5,132 | $65,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 17,260 | $65,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 3,213 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K166 | DAILY EUROPEAN | 2,322 | $65,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 2,499 | $65,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 272 | $64,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,477 | $64,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,579 | $64,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,661 | $64,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $64,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 4,500 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,960 | $64,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 3,002 | $64,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 11,074 | $64,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 3,779 | $64,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,751 | $64,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1,264 | $64,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 2,660 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 1,240 | $64,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,832 | $63,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,132 | $63,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 2,436 | $63,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,631 | $63,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,660 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 2,124 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,732 | $63,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,922 | $63,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,000 | $63,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,098 | $63,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 12,485 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,816 | $63,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 2,300 | $63,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,346 | $63,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,792 | $63,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 2,285 | $63,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,150 | $62,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,300 | $62,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,123 | $62,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 4,300 | $62,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 8,855 | $62,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,895 | $62,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 14,080 | $62,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 2,400 | $62,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 14,942 | $62,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 2,546 | $62,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,331 | $62,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 5,900 | $62,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 2,207 | $62,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 1,201 | $62,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 500 | $61,000 | thousands by filing date | put |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 843 | $61,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 9,291 | $61,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,027 | $61,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,790 | $61,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 4,947 | $61,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 638 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,339 | $61,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 1,760 | $61,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 78,000 | $61,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,437 | $61,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,000 | $61,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,866 | $61,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 3,403 | $61,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 600 | $60,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 1,421 | $60,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,994 | $60,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,376 | $60,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 30,700 | $60,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,765 | $60,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,576 | $60,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,946 | $60,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 54,519 | $60,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 3,483 | $60,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,182 | $59,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,547 | $59,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 3,802 | $59,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,683 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,487 | $59,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,162 | $59,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 8,489 | $59,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 5,022 | $59,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 60,000 | $59,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 55,196 | $59,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,699 | $59,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 1,682 | $59,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,216 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 2,129 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E802 | DLY RGNAL BKS 3X | 2,143 | $59,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,359 | $58,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 2,122 | $58,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 3,785 | $58,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 4,090 | $58,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,569 | $58,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,069 | $58,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 20,000 | $58,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 9,412 | $58,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,249 | $58,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 19,191 | $58,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,500 | $58,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 4,046 | $58,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 5,302 | $58,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 12,322 | $58,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 2,075 | $58,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,820 | $57,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,031 | $57,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,589 | $57,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,589 | $57,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1,857 | $57,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,533 | $57,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 12,215 | $57,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 6,423 | $57,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,372 | $57,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 2,104 | $57,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 6,580 | $57,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,271 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 2,149 | $57,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 13,729 | $57,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 2,190 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 2,104 | $57,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,047 | $56,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,039 | $56,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,670 | $56,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,464 | $56,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 9,276 | $56,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 2,076 | $56,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 3,783 | $56,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,559 | $56,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,458 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 938 | $56,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,988 | $56,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,328 | $56,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,564 | $56,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,137 | $56,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 1,094 | $56,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,409 | $56,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 64,484 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,254 | $56,000 | thousands by filing date | |
| REALITY | 75605A884 | SHS ETF TR FUNDDSTRAT DQM | 2,150 | $56,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 864 | $55,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 6,142 | $55,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,215 | $55,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,049 | $55,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,629 | $55,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,041 | $55,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,885 | $55,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,106 | $55,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 4,477 | $55,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,500 | $55,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 2,422 | $55,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,737 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 3,503 | $55,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,642 | $55,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 2,238 | $55,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 1,954 | $55,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 5,957 | $54,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,696 | $54,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 7,100 | $54,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,380 | $54,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,420 | $54,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 6,809 | $54,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,554 | $54,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 8,000 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,956 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,392 | $54,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,683 | $54,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 2,360 | $54,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 46,058 | $54,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 963 | $54,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,381 | $54,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,165 | $54,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 2,009 | $54,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 3,021 | $54,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D259 | NT AMZI 46 | 1,901 | $54,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,076 | $53,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 560 | $53,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,669 | $53,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,398 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 3,154 | $53,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,221 | $53,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,241 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,167 | $53,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,669 | $53,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,208 | $53,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,752 | $53,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 5,682 | $53,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,701 | $53,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,502 | $53,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,947 | $53,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,712 | $53,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 5,798 | $53,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 4,726 | $53,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 2,615 | $53,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,844 | $52,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,809 | $52,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,011 | $52,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,476 | $52,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,054 | $52,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 3,238 | $52,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,602 | $52,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,668 | $52,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 6,374 | $52,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,751 | $52,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 2,067 | $52,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 6,512 | $52,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,000 | $52,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,943 | $52,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,756 | $52,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECHNOLOGY | 74347G101 | ETF | 2,879 | $52,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,625 | $52,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 19,638 | $52,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 2,355 | $52,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G771 | CINTL ULTR DVD R | 2,192 | $52,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 5,123 | $51,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,923 | $51,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,894 | $51,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,269 | $51,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,721 | $51,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 6,029 | $51,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 2,000 | $51,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 1,009 | $51,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,605 | $51,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,514 | $51,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 4,074 | $51,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,907 | $51,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,075 | $51,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,418 | $51,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 2,051 | $51,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 1,970 | $51,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,331 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,050 | $50,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 6,156 | $50,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,000 | $50,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,195 | $50,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,177 | $50,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,096 | $50,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,940 | $50,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 3,809 | $50,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,398 | $50,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,410 | $50,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 8,095 | $50,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 3,100 | $50,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 5,467 | $50,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,050 | $50,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 4,502 | $50,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,350 | $50,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,114 | $50,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,184 | $50,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 7,458 | $50,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 4,940 | $50,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,040 | $49,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,715 | $49,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 5,455 | $49,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,517 | $49,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,551 | $49,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,345 | $49,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,755 | $49,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 15,800 | $49,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,333 | $49,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 6,561 | $49,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,405 | $49,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 1,790 | $49,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E647 | MKT HLDGS I VELCTYSHS USDAUD | 2,900 | $49,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,544 | $48,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 1,793 | $48,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,858 | $48,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,423 | $48,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7,615 | $48,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,389 | $48,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,712 | $48,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 940 | $48,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,772 | $48,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 2,141 | $48,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,524 | $48,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,085 | $48,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,050 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1,675 | $48,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 1,770 | $48,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 1,487 | $48,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,070 | $47,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,796 | $47,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,014 | $47,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 7,734 | $47,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,813 | $47,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,969 | $47,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,460 | $47,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 28,081 | $47,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,444 | $47,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26,640 | $47,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 6,301 | $47,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,232 | $47,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 2,106 | $47,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 6,322 | $47,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,348 | $47,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 5,775 | $46,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 2,305 | $46,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 1,026 | $46,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,725 | $46,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,204 | $46,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,672 | $46,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,746 | $46,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 1,664 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 1,811 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,090 | $46,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,932 | $46,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 8,485 | $46,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 4,180 | $46,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 35,728 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007874 | this filing | 2019-08-14 | acceptance time not in the bulk data set |