13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELME COMMUNITIES | 939653101 | SH BEN INT | 30,304 | $697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 23,648 | $695,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 14,588 | $695,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,949 | $693,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 12,284 | $692,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 134,282 | $689,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 13,023 | $689,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 36,613 | $689,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 384,012 | $687,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 19,898 | $686,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 9,737 | $685,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 38,700 | $685,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 39,795 | $685,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 26,402 | $685,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 40,453 | $684,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 87,891 | $684,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,900 | $683,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,067 | $683,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 32,091 | $681,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 35,548 | $681,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 81,137 | $681,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 28,056 | $678,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,803 | $677,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,500 | $676,000 | thousands by filing date | put |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 27,899 | $676,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 28,583 | $676,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,925 | $675,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 60,825 | $673,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 25,731 | $673,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 21,061 | $672,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 12,500 | $671,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 14,743 | $670,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,933 | $669,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,454 | $669,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 100,482 | $669,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 54,512 | $668,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 26,648 | $667,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 119,302 | $667,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 23,246 | $665,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 37,911 | $665,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 80,657 | $664,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 168,343 | $663,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 17,687 | $662,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 49,811 | $662,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 31,184 | $660,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 40,661 | $660,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 25,798 | $660,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 57,168 | $659,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 34,420 | $658,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,335 | $658,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 250,100 | $658,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,580 | $656,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 51,446 | $655,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 52,037 | $653,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 39,099 | $651,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 22,782 | $651,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 22,261 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 36,901 | $650,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 11,570 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 21,336 | $650,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,829 | $650,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 36,406 | $649,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,180 | $649,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 78,394 | $648,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 21,808 | $647,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 20,369 | $647,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 27,442 | $647,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 11,574 | $646,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 7,938 | $645,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 71,481 | $645,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 19,700 | $644,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 26,608 | $644,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 6,000 | $643,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 12,929 | $643,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,838 | $642,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,741 | $641,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 42,257 | $641,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 20,803 | $641,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 35,483 | $640,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,494 | $639,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 30,941 | $639,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 174,974 | $639,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 130,736 | $639,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 56,852 | $638,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 41,173 | $637,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 50,425 | $636,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 27,000 | $636,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 17,846 | $635,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 48,049 | $635,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 15,213 | $634,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,900 | $632,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 7,418 | $632,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,500 | $631,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 97,325 | $630,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 40,795 | $629,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,823 | $629,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,685 | $629,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 66,017 | $629,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 238,566 | $628,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 8,441 | $627,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 15,575 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15,394 | $625,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 16,466 | $624,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 25,267 | $622,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 217,495 | $620,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 46,949 | $620,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 4,996 | $618,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 235,863 | $618,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 64,685 | $618,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 31,585 | $617,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 6,795 | $613,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,243 | $613,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 41,420 | $612,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,455 | $612,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 63,115 | $611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 13,290 | $611,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,475 | $611,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 11,592 | $610,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 146,653 | $609,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 56,067 | $608,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,834 | $607,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 18,707 | $607,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 483,557 | $605,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 73,580 | $603,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,907 | $602,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,700 | $601,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 78,200 | $601,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 90,449 | $601,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 39,170 | $601,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,661 | $601,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 52,855 | $599,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 42,560 | $598,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 3,866 | $597,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,100 | $596,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 20,262 | $596,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 35,859 | $596,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 17,071 | $595,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 20,315 | $595,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 25,988 | $593,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 28,408 | $591,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 31,404 | $591,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 17,146 | $590,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 40,013 | $589,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 15,313 | $588,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 51,841 | $587,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 10,591 | $587,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,979 | $586,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,300 | $586,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 56,197 | $582,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 22,300 | $582,000 | thousands by filing date | call |
| AVALARA INC | 05338G106 | COM | 18,692 | $582,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,599 | $580,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 60,814 | $580,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 20,000 | $580,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 13,563 | $579,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 18,894 | $578,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,061 | $577,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 13,100 | $576,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 20,700 | $576,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,994 | $572,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 12,600 | $572,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,290 | $570,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 7,933 | $569,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 22,299 | $569,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,224,092 | $568,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 10,524 | $566,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,190 | $564,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 34,905 | $564,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,989 | $563,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 20,056 | $563,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 25,149 | $562,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,205 | $561,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,591 | $560,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 64,717 | $560,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 34,390 | $559,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,500 | $558,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 42,712 | $558,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 43,370 | $558,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 37,767 | $557,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 51,039 | $557,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 76,931 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 14,199 | $554,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 37,920 | $553,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 30,210 | $553,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 40,538 | $553,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 9,731 | $552,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 12,460 | $551,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 15,820 | $551,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 39,729 | $548,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 15,630 | $547,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 44,565 | $547,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 41,345 | $547,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 37,981 | $547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,123 | $545,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 20,887 | $544,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 9,610 | $544,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 50,510 | $543,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 82,829 | $542,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 109,034 | $542,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 32,912 | $542,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,837 | $542,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,249 | $541,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 23,918 | $541,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18,469 | $541,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 146,240 | $541,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 9,899 | $540,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 77,802 | $539,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 27,637 | $538,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,011 | $538,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,717 | $538,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 21,712 | $538,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $537,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 111,200 | $536,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,700 | $536,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 45,466 | $536,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 7,798 | $534,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 17,900 | $533,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,125 | $533,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,100 | $532,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 21,400 | $532,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 163,711 | $531,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 26,500 | $531,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 67,250 | $531,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 94,057 | $528,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 9,290 | $527,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 9,945 | $527,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,930 | $526,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 39,440 | $525,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,339 | $525,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 152,343 | $523,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 29,064 | $521,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 5,512 | $521,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 12,213 | $520,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 500,000 | $520,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 93,992 | $518,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,799 | $518,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,300 | $518,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 44,933 | $518,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 81,798 | $517,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 6,902 | $516,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 13,051 | $516,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 33,829 | $515,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 53,234 | $515,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 90,018 | $514,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 63,677 | $513,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 22,478 | $513,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 17,365 | $512,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,942 | $511,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 65,115 | $510,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 106,014 | $510,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50,167 | $510,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 34,542 | $510,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 30,390 | $510,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 45,000 | $509,000 | thousands by filing date | call |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 20,694 | $509,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 102,500 | $509,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 75,667 | $507,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 45,454 | $507,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 37,325 | $507,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 15,731 | $505,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 23,632 | $505,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 25,296 | $504,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 20,000 | $504,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,500 | $503,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 20,000 | $501,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 35,354 | $501,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 20,000 | $500,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 8,072 | $498,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 41,987 | $498,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 44,830 | $497,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 27,984 | $496,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 20,148 | $495,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 25,067 | $494,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 174,480 | $494,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,000 | $493,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 40,665 | $493,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 85,418 | $493,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 71,876 | $493,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14,000 | $492,000 | thousands by filing date | call |
| SYNEOS HEALTH INC | 87166B102 | CL A | 12,499 | $492,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 33,957 | $492,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 41,099 | $492,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 45,008 | $492,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,000 | $491,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 73,886 | $491,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 122,406 | $490,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 33,682 | $490,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 19,881 | $489,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,900 | $488,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,900 | $488,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 12,165 | $488,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 46,103 | $488,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 13,000 | $486,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 7,198 | $486,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 36,953 | $484,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 44,493 | $484,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,796 | $483,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 19,080 | $483,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 17,757 | $483,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 51,300 | $483,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 40,580 | $481,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,252 | $481,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 17,808 | $481,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 23,198 | $481,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 11,335 | $480,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 27,371 | $480,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 10,000 | $480,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 26,773 | $480,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 18,152 | $479,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 18,207 | $478,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 17,640 | $478,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 57,975 | $477,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,616 | $476,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 18,611 | $475,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 71,747 | $475,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,721 | $474,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 200,000 | $474,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 17,747 | $474,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 99,982 | $473,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,980 | $471,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 11,754 | $471,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 12,678 | $469,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 32,981 | $469,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,000 | $469,000 | thousands by filing date | call |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,448 | $469,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 12,308 | $468,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 40,767 | $467,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 14,253 | $466,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 13,552 | $465,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 24,800 | $465,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 4,651 | $465,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 22,156 | $465,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,298 | $464,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 30,262 | $464,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 35,020 | $462,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 22,722 | $461,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 12,923 | $460,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 9,699 | $460,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 32,117 | $460,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 37,886 | $459,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 12,357 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 31,156 | $458,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 9,135 | $457,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 20,070 | $457,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 36,186 | $455,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 97,209 | $453,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 80,574 | $453,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 17,300 | $451,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 30,968 | $449,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 14,537 | $449,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,700 | $448,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 21,768 | $447,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,133 | $447,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,665 | $447,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 16,261 | $446,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 34,704 | $446,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 9,199 | $446,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 16,023 | $445,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 44,950 | $445,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 394,141 | $445,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 16,467 | $444,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,433 | $443,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 16,807 | $443,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,591 | $443,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,000 | $442,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 34,019 | $442,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,801 | $441,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10,000 | $440,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 8,550 | $439,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 32,195 | $439,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 16,579 | $437,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,400 | $436,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 41,557 | $435,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,429 | $434,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 45,840 | $434,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 14,459 | $433,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 128,912 | $433,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 31,862 | $432,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 19,445 | $431,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 69,259 | $431,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 16,632 | $431,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,463 | $430,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 120,569 | $429,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 10,014 | $428,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,900 | $426,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 9,025 | $426,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,464 | $425,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 44,530 | $424,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 11,000 | $424,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 56,970 | $424,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,408 | $424,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 15,274 | $424,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,732 | $423,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10,000 | $423,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 25,156 | $423,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,019 | $421,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 177,875 | $421,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 82,839 | $420,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 9,227 | $419,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 28,345 | $419,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 750,000 | $419,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 29,338 | $419,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 14,453 | $419,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 33,640 | $417,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 10,774 | $417,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,237 | $417,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 17,326 | $416,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,909 | $416,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 11,600 | $416,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 29,147 | $415,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,696 | $415,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 20,000 | $414,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 647,181 | $414,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 24,420 | $413,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 23,791 | $413,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 9,786 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 20,423 | $412,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 12,828 | $412,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 15,806 | $411,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 33,766 | $409,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 8,167 | $409,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 627,860 | $408,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,050 | $407,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 38,730 | $406,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 41,315 | $405,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 18,790 | $405,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,815 | $404,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 28,152 | $403,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 15,518 | $403,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 16,300 | $403,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 20,446 | $403,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 39,242 | $403,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 120,350 | $402,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 54,511 | $401,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 7,188 | $399,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,424 | $399,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 52,845 | $398,000 | thousands by filing date | |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 14,965 | $398,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,059 | $397,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,456 | $396,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 56,902 | $396,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 19,672 | $394,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 38,696 | $393,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 30,220 | $393,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,000 | $392,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 15,100 | $391,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,868 | $391,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 32,563 | $391,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 11,371 | $390,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 20,433 | $390,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 27,593 | $389,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 76,649 | $389,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 33,350 | $389,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 18,473 | $388,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 17,893 | $387,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,204 | $387,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,889 | $386,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 139,305 | $386,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 173,886 | $384,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 43,118 | $383,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 17,075 | $383,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 20,712 | $382,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 32,069 | $382,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 119,306 | $382,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 359,500 | $381,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 12,687 | $381,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 17,357 | $380,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 39,143 | $380,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 23,291 | $380,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 17,113 | $380,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 7,249 | $379,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 16,062 | $377,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,300 | $376,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,513 | $376,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 104,237 | $375,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 24,156 | $375,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 109,800 | $374,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,135 | $374,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 11,620 | $372,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 17,897 | $371,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 21,693 | $371,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,382 | $371,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 12,878 | $371,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,008 | $371,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,447 | $371,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,500 | $370,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 40,090 | $370,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 10,913 | $369,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 143,100 | $369,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 20,025 | $368,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 36,966 | $367,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 15,472 | $367,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 38,782 | $366,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 73,751 | $365,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 13,133 | $364,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 21,545 | $364,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 19,484 | $363,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 80,396 | $362,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 20,628 | $362,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,800 | $362,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |