13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEANFIRST FINL CORP | 675234108 | COM | 16,022 | $361,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 64,492 | $361,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,510 | $360,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 69,632 | $360,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 81,808 | $359,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 20,000 | $358,000 | thousands by filing date | put |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 41,966 | $358,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,700 | $357,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 35,700 | $357,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,920 | $357,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,320 | $357,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 65,652 | $356,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 12,105 | $356,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 40,848 | $355,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 98,217 | $355,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 42,472 | $354,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 135,000 | $354,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,672 | $353,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,800 | $352,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,437 | $352,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 15,323 | $352,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 148,592 | $350,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 9,133 | $349,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 29,016 | $349,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,400 | $348,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 5,752 | $347,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 13,864 | $347,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 15,662 | $346,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 20,058 | $346,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,463 | $345,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 49,750 | $344,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 8,852 | $344,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,280 | $343,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 13,803 | $343,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,452 | $343,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 11,848 | $342,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 8,439 | $342,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 7,921 | $340,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 13,352 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,433 | $339,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 13,777 | $337,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,528 | $337,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,700 | $336,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 12,811 | $336,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,572 | $335,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 10,055 | $335,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,000 | $334,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 10,988 | $333,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,276 | $332,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 88,354 | $332,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,140 | $332,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 40,352 | $332,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,245 | $332,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 35,328 | $331,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 27,734 | $331,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,274 | $331,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 25,282 | $329,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 16,529 | $329,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 42,685 | $328,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,448 | $328,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 10,978 | $327,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 13,400 | $326,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 51,222 | $326,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $325,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 26,920 | $325,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 90,289 | $325,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $324,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,670 | $324,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 12,294 | $324,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 8,989 | $324,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20,411 | $324,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,500 | $323,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 7,111 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 8,841 | $323,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,582 | $323,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,534 | $322,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 6,555 | $322,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,629 | $321,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 13,834 | $321,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 54,042 | $321,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 25,440 | $320,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 21,489 | $319,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 14,227 | $319,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 14,327 | $319,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 22,587 | $319,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 42,626 | $319,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 8,154 | $319,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 13,979 | $318,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 17,449 | $318,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 255,703 | $317,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 37,205 | $317,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 22,369 | $317,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 13,007 | $317,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,549 | $316,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 20,928 | $316,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 27,593 | $316,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,274 | $316,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,900 | $315,000 | thousands by filing date | call |
| Canadian $ ETF | 46138T104 | ETF | 4,335 | $314,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 8,435 | $313,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 21,866 | $312,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 84,829 | $312,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,000 | $311,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,224 | $311,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,358 | $310,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,769 | $310,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 11,463 | $309,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,161 | $309,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 22,008 | $309,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 12,578 | $308,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 34,996 | $307,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,500 | $307,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,500 | $307,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,252 | $306,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,866 | $306,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,334 | $306,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,963 | $305,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 25,685 | $305,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 174,200 | $305,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 26,076 | $304,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 16,533 | $304,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 33,690 | $304,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,800 | $303,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 13,408 | $302,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,305 | $302,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,990 | $302,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,496 | $302,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 17,736 | $301,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,500 | $299,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,112 | $299,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,174 | $299,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 20,196 | $299,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,351 | $297,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 19,684 | $297,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,290 | $297,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $295,000 | thousands by filing date | put |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,960 | $295,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,000 | $295,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 13,670 | $295,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 9,104 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,654 | $294,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,400 | $293,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 9,304 | $293,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,400 | $293,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 10,730 | $293,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 22,329 | $292,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 19,040 | $292,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 29,202 | $291,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,300 | $291,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 34,894 | $291,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 8,000 | $291,000 | thousands by filing date | put |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 23,954 | $291,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 29,416 | $291,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,446 | $291,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,867 | $290,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,558 | $290,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,073 | $290,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 6,212 | $289,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,100 | $288,000 | thousands by filing date | put |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 7,922 | $288,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,000 | $287,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 43,878 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,714 | $287,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 117,777 | $287,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 9,699 | $287,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 6,035 | $287,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 9,891 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 9,253 | $286,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,800 | $285,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 25,066 | $285,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,500 | $284,000 | thousands by filing date | call |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 25,823 | $284,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 98,068 | $284,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 74,507 | $284,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 10,166 | $284,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,383 | $283,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 16,088 | $282,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 152,239 | $282,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 183,011 | $282,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 19,424 | $281,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 23,586 | $280,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 369,250 | $280,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 7,802 | $280,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 12,857 | $280,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,373 | $280,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 164,759 | $280,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 9,843 | $279,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 7,372 | $279,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,364 | $279,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,501 | $279,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 910 | $278,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 21,600 | $278,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 13,538 | $278,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 13,996 | $278,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 26,363 | $278,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 7,913 | $278,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 9,464 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 13,500 | $278,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,034 | $277,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 29,095 | $277,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 921 | $276,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 35,117 | $276,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,567 | $275,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 21,384 | $275,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 31,070 | $275,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,024 | $274,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 155,619 | $274,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 42,747 | $273,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 17,896 | $273,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 93,166 | $272,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 31,050 | $272,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,298 | $272,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 10,918 | $272,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 30,572 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 22,265 | $272,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,153 | $272,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 42,577 | $271,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 39,537 | $271,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 21,481 | $271,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 15,844 | $270,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 821 | $269,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,998 | $269,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 18,843 | $269,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,720 | $268,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,377 | $268,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,088 | $268,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,351 | $268,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,612 | $267,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 18,024 | $267,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,177 | $267,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 58,024 | $267,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,399 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 21,208 | $266,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,056 | $266,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 7,906 | $265,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 22,164 | $265,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 13,798 | $265,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 13,990 | $265,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,772 | $265,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,244 | $264,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,781 | $264,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 16,272 | $263,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,377 | $263,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,373 | $263,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,095 | $263,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,300 | $262,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,855 | $262,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 15,218 | $262,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,860 | $261,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 15,284 | $261,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 16,118 | $261,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 20,096 | $260,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,122 | $259,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,979 | $258,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,155 | $257,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 12,408 | $257,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,400 | $256,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,500 | $256,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,600 | $256,000 | thousands by filing date | call |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 6,905 | $256,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 29,132 | $256,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,417 | $255,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 21,746 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,365 | $255,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,789 | $255,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,017 | $255,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 6,434 | $255,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 12,500 | $254,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 53,913 | $254,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 9,193 | $254,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 8,137 | $254,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,500 | $253,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 31,233 | $253,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,345 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 24,165 | $252,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 20,699 | $252,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,438 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 15,791 | $252,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,932 | $251,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,494 | $251,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 10,673 | $251,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,875 | $251,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,792 | $251,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,352 | $251,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,718 | $251,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,300 | $250,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 6,000 | $250,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,893 | $250,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,296 | $250,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,191 | $250,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 45,546 | $250,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 30,000 | $249,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,484 | $249,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,765 | $249,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,875 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,311 | $249,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 11,758 | $248,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 4,126 | $248,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 16,697 | $248,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 8,970 | $248,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,773 | $246,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 42,500 | $246,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 85,663 | $246,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 9,990 | $245,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,401 | $245,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 13,483 | $245,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 49,477 | $245,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,000 | $245,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 42,802 | $245,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 3,223 | $245,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,540 | $244,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 19,643 | $244,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,555 | $243,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 18,148 | $243,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,650 | $243,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 24,350 | $243,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 24,267 | $243,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,000 | $242,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 134,854 | $242,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 114,961 | $242,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 121,200 | $242,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,880 | $242,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,700 | $241,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,626 | $241,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,539 | $241,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 12,559 | $241,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,800 | $240,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,466 | $240,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 22,224 | $239,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 38,875 | $239,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,348 | $238,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 11,123 | $238,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,042 | $237,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,482 | $237,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,731 | $237,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,270 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 3,539 | $237,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,730 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 11,400 | $236,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 9,886 | $236,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 27,804 | $236,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,270 | $235,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,134 | $235,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 17,042 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 4,832 | $235,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 63,480 | $235,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 35,100 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 26,727 | $234,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 14,341 | $234,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,807 | $233,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $233,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 57,130 | $233,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 257 | $233,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 395 | $232,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,600 | $231,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 37,819 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 13,643 | $231,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 15,141 | $229,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 14,544 | $229,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 25,826 | $229,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,785 | $229,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,100 | $228,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 49,382 | $228,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,332 | $227,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 22,689 | $227,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 10,106 | $226,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,300 | $226,000 | thousands by filing date | call |
| CISION LTD | G1992S109 | SHS | 19,291 | $226,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 317,111 | $225,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,345 | $225,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,187 | $225,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $224,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 21,233 | $224,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 20,698 | $224,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 16,971 | $224,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,411 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,623 | $224,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,000 | $223,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 15,181 | $223,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,984 | $223,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 9,403 | $223,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,500 | $222,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 33,757 | $222,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,779 | $222,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 18,154 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,529 | $222,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 9,411 | $221,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,172 | $221,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 14,236 | $221,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 9,353 | $221,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 27,561 | $220,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 15,724 | $220,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 9,232 | $219,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,562 | $219,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 9,263 | $218,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,400 | $218,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12,359 | $218,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 43,595 | $218,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,871 | $217,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 163,487 | $217,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 79,694 | $217,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 22,128 | $216,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 8,439 | $216,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 25,059 | $216,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 8,572 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,312 | $215,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 7,531 | $215,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,284 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 9,689 | $215,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,313 | $215,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 71,183 | $214,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 15,759 | $214,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,204 | $214,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 4,585 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 9,135 | $214,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 570 | $213,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 5,824 | $213,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,700 | $212,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 54,000 | $212,000 | thousands by filing date | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 18,166 | $211,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 16,912 | $211,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 20,080 | $210,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 9,891 | $210,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 8,580 | $210,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 54,699 | $210,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 20,050 | $209,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 69,724 | $209,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 29,243 | $208,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,971 | $208,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 95,772 | $208,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,877 | $207,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 34,868 | $207,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,615 | $207,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,745 | $206,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,000 | $206,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,706 | $206,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 14,018 | $206,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 51,720 | $205,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,748 | $205,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 13,219 | $205,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,721 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,257 | $204,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 32,228 | $204,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,381 | $204,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,220 | $204,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 14,472 | $203,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 6,090 | $203,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,376 | $202,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 110,961 | $202,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 41,301 | $201,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 8,188 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 6,769 | $200,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 13,055 | $200,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 50,704 | $200,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,645 | $199,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,554 | $199,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 7,822 | $199,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 20,111 | $198,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 25,555 | $198,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,475 | $198,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 3,449 | $198,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,151 | $198,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 10,494 | $198,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 14,995 | $197,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 12,035 | $197,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 20,507 | $197,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,392 | $196,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,004 | $196,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,898 | $196,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 5,411 | $196,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,923 | $195,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,859 | $195,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 12,500 | $195,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 11,272 | $195,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 28,509 | $195,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,000 | $194,000 | thousands by filing date | put |
| PCSB FINL CORP COM | 69324R104 | Stock | 9,930 | $194,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 17,980 | $193,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,630 | $192,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 22,405 | $192,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,783 | $192,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,370 | $191,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,924 | $191,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,271 | $191,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 10,825 | $191,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,040 | $190,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,804 | $190,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 8,966 | $190,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 17,753 | $190,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 13,257 | $190,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 5,600 | $189,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,022 | $189,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 63,059 | $189,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,500 | $189,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 34,668 | $189,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,218 | $189,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 38,048 | $189,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 8,915 | $188,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 48,042 | $188,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,167 | $188,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |