13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,875 | $188,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 6,591 | $188,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,640 | $187,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 6,732 | $187,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 8,104 | $187,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 89,421 | $187,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,530 | $186,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,845 | $186,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 4,323 | $186,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 85,744 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,729 | $186,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,422 | $186,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 18,767 | $186,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,830 | $185,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,143 | $185,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 54,209 | $185,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 17,790 | $185,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 21,192 | $185,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 10,474 | $185,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 786 | $184,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 7,685 | $184,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,408 | $184,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 9,282 | $184,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 249,733 | $184,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 5,593 | $183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,569 | $183,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,063 | $183,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 27,977 | $183,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,063 | $183,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,528 | $183,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,818 | $182,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,113 | $182,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 25,586 | $182,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,000 | $181,000 | thousands by filing date | put |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 6,885 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,561 | $180,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 7,428 | $180,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,477 | $180,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,250 | $180,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 31,488 | $180,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 117,046 | $180,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,100 | $179,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 4,551 | $179,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 5,351 | $179,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 7,441 | $179,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 6,499 | $179,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,645 | $178,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,000 | $178,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,200 | $178,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 6,977 | $178,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,498 | $177,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,866 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 8,287 | $177,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,611 | $177,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 16,065 | $177,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,710 | $177,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 71,175 | $177,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 13,536 | $177,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,900 | $176,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 9,490 | $176,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 25,518 | $176,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 7,563 | $176,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,175 | $176,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,747 | $176,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,684 | $175,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,537 | $175,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 37,355 | $175,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 30,113 | $175,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,000 | $174,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,617 | $174,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 15,934 | $174,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,458 | $174,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,219 | $174,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,563 | $174,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 27,198 | $174,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,259 | $174,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 11,972 | $173,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 13,006 | $173,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,705 | $173,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,270 | $173,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 50,000 | $172,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 4,199 | $172,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,382 | $172,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 24,419 | $172,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,026 | $171,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,033 | $171,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 9,575 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 3,409 | $171,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 6,162 | $171,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 6,551 | $170,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,039 | $170,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,620 | $170,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q494 | BUZZ US SMT LDR | 5,421 | $170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,000 | $169,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,587 | $169,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,407 | $169,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 5,615 | $169,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 19,870 | $169,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,941 | $168,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 19,831 | $168,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 10,828 | $168,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,658 | $168,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,933 | $168,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 13,642 | $167,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 22,373 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 7,350 | $166,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,197 | $166,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,228 | $166,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 19,456 | $166,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 4,431 | $166,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 58,471 | $165,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,521 | $165,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 10,517 | $165,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,339 | $165,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 9,898 | $164,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,232 | $164,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 10,876 | $163,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 17,240 | $163,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 3,069 | $163,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 3,621 | $163,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,032 | $162,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,090 | $162,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 70,600 | $162,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 8,590 | $161,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 5,407 | $161,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 800 | $160,000 | thousands by filing date | put |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 8,582 | $160,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 6,167 | $160,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 8,819 | $160,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9,403 | $160,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,343 | $160,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 12,189 | $160,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 9,396 | $160,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 8,120 | $159,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,001 | $159,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,598 | $159,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,304 | $159,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 57,263 | $159,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 9,801 | $158,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,229 | $158,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,701 | $158,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 7,230 | $158,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 21,590 | $158,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 9,658 | $158,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 6,315 | $158,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 25,938 | $157,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,000 | $157,000 | thousands by filing date | put |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 14,380 | $157,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 36,297 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,786 | $156,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,000 | $156,000 | thousands by filing date | put |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1,627 | $156,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,947 | $156,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 15,575 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 3,674 | $156,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,068 | $155,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 37,841 | $155,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 3,234 | $155,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 35,024 | $154,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,628 | $154,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,416 | $154,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,732 | $154,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,601 | $154,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 8,412 | $154,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,963 | $154,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 13,568 | $154,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,827 | $153,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,008 | $153,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 6,464 | $153,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 4,047 | $152,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,213 | $152,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 20,665 | $152,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,203 | $152,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,503 | $152,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 6,214 | $152,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 600 | $151,000 | thousands by filing date | put |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,951 | $151,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,734 | $151,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,149 | $151,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,943 | $151,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,322 | $151,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,395 | $151,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,779 | $150,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,100 | $150,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 37,624 | $150,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 63,789 | $150,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,835 | $150,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,319 | $149,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 5,232 | $149,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 31,617 | $149,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 19,045 | $149,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 9,459 | $148,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,143 | $148,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,984 | $148,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 7,261 | $148,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 14,818 | $148,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 6,918 | $148,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,000 | $147,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,265 | $147,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,693 | $147,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 20,644 | $147,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 36,138 | $147,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 13,784 | $147,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,463 | $147,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,394 | $147,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 213,245 | $146,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 108,758 | $146,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 41,791 | $145,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 13,465 | $145,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 4,349 | $145,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 10,926 | $145,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 12,735 | $145,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 6,492 | $145,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 4,505 | $145,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,800 | $144,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,733 | $144,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,263 | $144,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,673 | $144,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,250 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,556 | $144,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 9,060 | $144,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,753 | $143,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 5,079 | $143,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 6,046 | $143,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 10,272 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 5,555 | $143,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 13,786 | $142,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,528 | $142,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,168 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 5,100 | $142,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,089 | $142,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 61,619 | $142,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,098 | $142,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,010 | $141,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,239 | $141,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,649 | $141,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,167 | $141,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,655 | $141,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,497 | $141,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 11,060 | $141,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,432 | $141,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 37,502 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,775 | $140,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 10,869 | $140,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,907 | $140,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,518 | $140,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,898 | $140,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 35,898 | $140,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 26,666 | $140,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 6,808 | $140,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,222 | $139,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 22,349 | $139,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 7,382 | $139,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,925 | $139,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,510 | $139,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,634 | $139,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,202 | $139,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 24,409 | $139,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 13,658 | $138,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 31,464 | $138,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,698 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 12,365 | $138,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 10,900 | $138,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 16,617 | $138,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,244 | $138,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 8,545 | $138,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 11,160 | $138,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 6,378 | $138,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E313 | S&P500 VAL MOM | 5,629 | $138,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,648 | $137,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,195 | $137,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 5,888 | $137,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,750 | $137,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 7,836 | $137,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 4,366 | $137,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 13,698 | $137,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,835 | $136,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,500 | $136,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,646 | $136,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,542 | $135,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 8,800 | $135,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,591 | $135,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 29,286 | $135,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,792 | $135,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,557 | $135,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,958 | $134,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,561 | $134,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 11,579 | $134,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,000 | $134,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 10,149 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,010 | $133,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 50,919 | $133,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 22,635 | $133,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 75,112 | $132,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,657 | $132,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,355 | $132,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,629 | $132,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,627 | $132,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,845 | $132,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,019 | $132,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 572 | $132,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,865 | $132,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 45,000 | $131,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 6,067 | $131,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,428 | $131,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,200 | $131,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 34,560 | $131,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,745 | $131,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,619 | $131,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 7,589 | $130,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,706 | $130,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,068 | $130,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 49,893 | $130,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 55,643 | $130,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 37,126 | $130,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,000 | $129,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 6,521 | $129,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,130 | $129,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 30,063 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,114 | $129,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 14,321 | $129,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,973 | $129,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 7,816 | $128,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 8,632 | $128,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 8,834 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,351 | $128,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3,291 | $128,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 43,655 | $128,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 52,870 | $127,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 7,775 | $127,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 77,018 | $127,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 34,247 | $127,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 3,545 | $127,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,500 | $126,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,654 | $126,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 10,240 | $126,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 9,673 | $126,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,025 | $126,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 2,782 | $126,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,200 | $125,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,251 | $125,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,892 | $125,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,063 | $125,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 5,000 | $125,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 6,897 | $125,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 108,804 | $125,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,570 | $124,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 8,904 | $124,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,783 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,600 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,183 | $124,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 16,024 | $124,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 13,635 | $124,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 17,429 | $124,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,000 | $123,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,668 | $123,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,812 | $123,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,751 | $123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,605 | $123,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 56,567 | $123,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 9,685 | $123,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,746 | $123,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,338 | $123,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,690 | $122,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,639 | $122,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,767 | $122,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,152 | $122,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,328 | $121,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,521 | $121,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 71,939 | $121,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 6,074 | $121,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,045 | $121,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 25,399 | $121,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,444 | $121,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,504 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,432 | $121,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,647 | $120,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 800 | $120,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 3,995 | $120,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $120,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 3,575 | $120,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,349 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 3,223 | $119,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,099 | $119,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 6,649 | $119,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 20,067 | $119,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 20,402 | $119,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 34,037 | $119,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,882 | $119,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 7,254 | $119,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 6,096 | $119,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,122 | $118,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 19,777 | $118,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,563 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,704 | $118,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 43,613 | $118,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,507 | $118,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 33,541 | $118,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 16,235 | $118,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 9,721 | $118,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 18,207 | $118,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 19,214 | $118,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 7,819 | $118,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,697 | $117,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,200 | $117,000 | thousands by filing date | call |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 5,244 | $117,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,048 | $117,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 34,738 | $117,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 7,726 | $117,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 3,209 | $117,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2,943 | $116,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2,760 | $116,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 11,486 | $116,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 8,767 | $116,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,969 | $116,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 24,004 | $116,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 125,729 | $116,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 3,967 | $116,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,892 | $115,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,628 | $115,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,000 | $114,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 6,716 | $114,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,212 | $114,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,489 | $114,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 3,460 | $114,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 3,797 | $114,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 62,776 | $114,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,541 | $114,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 11,442 | $114,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,017 | $114,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 500 | $113,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,153 | $113,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,754 | $113,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 8,375 | $113,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,328 | $113,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,708 | $113,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,900 | $113,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,777 | $113,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 54,548 | $113,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 2,285 | $112,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,329 | $112,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 3,233 | $112,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,953 | $112,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 9,587 | $112,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 3,180 | $111,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,090 | $111,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,778 | $111,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,213 | $111,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 8,412 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,970 | $111,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 4,823 | $111,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,964 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,460 | $110,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,720 | $110,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 4,789 | $110,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 9,948 | $109,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,892 | $109,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,336 | $109,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,535 | $109,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 34,532 | $109,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 3,898 | $109,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 1,468 | $109,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 7,597 | $108,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 6,342 | $108,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,358 | $108,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,190 | $108,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 6,194 | $108,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 15,060 | $108,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 4,500 | $108,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,087 | $108,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,000 | $108,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 47,956 | $108,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,299 | $108,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 12,317 | $108,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 301,557 | $108,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 9,160 | $108,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 2,122 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 3,475 | $107,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,724 | $107,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 9,892 | $107,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 14,400 | $107,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 15,244 | $107,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,484 | $107,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,737 | $107,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,684 | $107,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,682 | $107,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 5,188 | $107,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 6,857 | $106,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,274 | $106,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 36,885 | $106,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,717 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 3,117 | $106,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 1,945 | $106,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,075 | $106,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 11,590 | $106,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 8,979 | $106,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 4,289 | $105,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 2,213 | $105,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 4,373 | $105,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,495 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |