13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765719 | RESV CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 409 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELTEK LTD | M40184208 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTL CORP | 638901306 | PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 985 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 263,637 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 507 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 722 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL CONTRARIAN VALUE INDEX ETF | 74255Y862 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 515 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 1,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 6,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART & FINAL STORES INC | 83190B101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 3,378 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 3,592 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 57,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINECO INC COM NEW | 824567200 | Stock | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fgl Holdings Wt Exp | g3402m110 | WT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 825 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 1,278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 7,622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 1,049 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 881 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 23,438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 2,114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A362 | GADSDN DYN GWT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 20,723 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOGENESIS HLDGS INC | 68621F110 | *W EXP 10/07/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARINGA RESOURCES LIMITED | 69949M100 | SPONSORED ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 1,650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LENDING CORP | G21612109 | SHS | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMAAASH ENTERTAINMENT INC | 831550116 | *W EXP 05/22/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 89,463 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 5,308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 2,434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J503 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 4,325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203135 | *W EXP 11/12/201 | 10,773 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 4,166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATTIS INDS INC | 049836117 | *W EXP 01/10/202 | 1,238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 25,662 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 989 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 15,497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |