13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 102,828 | $2,079,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 61,800 | $2,076,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 190,742 | $2,074,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 50,064 | $2,074,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 284,816 | $2,065,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 38,268 | $2,064,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 67,363 | $2,064,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 92,090 | $2,064,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 85,871 | $2,063,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 21,967 | $2,063,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 282,144 | $2,062,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 28,483 | $2,061,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 24,500 | $2,052,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 14,819 | $2,050,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 51,796 | $2,049,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 192,074 | $2,044,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,218,000 | $2,044,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $2,042,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 92,353 | $2,042,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 162,734 | $2,042,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 127,036 | $2,042,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 509,241 | $2,037,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 367,628 | $2,033,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 94,300 | $2,031,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 216,752 | $2,030,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 84,843 | $2,029,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 76,364 | $2,025,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 31,299 | $2,020,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $2,018,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 80,067 | $2,016,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 33,774 | $2,016,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 28,000 | $2,014,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 42,042 | $2,014,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,000 | $2,005,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 82,613 | $2,004,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 30,000 | $2,003,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 70,562 | $2,003,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 28,854 | $2,002,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 41,674 | $1,998,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 48,028 | $1,996,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 54,468 | $1,995,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 75,000 | $1,994,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 75,000 | $1,994,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 72,996 | $1,992,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 220,696 | $1,988,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 109,322 | $1,984,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 248,671 | $1,984,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 332,005 | $1,982,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 116,919 | $1,981,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 23,348 | $1,979,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 45,227 | $1,977,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 68,858 | $1,976,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 194,042 | $1,976,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 348,894 | $1,974,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 125,614 | $1,969,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 49,024 | $1,968,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 248,853 | $1,966,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 78,803 | $1,965,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 35,213 | $1,960,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 82,196 | $1,959,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 191,774 | $1,956,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 43,472 | $1,949,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 53,352 | $1,949,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 302,976 | $1,948,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 40,000 | $1,945,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 233,818 | $1,943,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 54,726 | $1,942,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 142,690 | $1,937,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 228,874 | $1,936,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 27,068 | $1,932,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 24,629 | $1,930,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 13,029 | $1,926,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 55,475 | $1,923,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 69,471 | $1,922,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 25,000 | $1,920,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 764,292 | $1,919,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 70,742 | $1,917,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 13,548 | $1,907,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 69,632 | $1,907,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 344,695 | $1,906,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 96,142 | $1,904,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 46,040 | $1,904,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 48,103 | $1,902,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,800 | $1,898,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 23,914 | $1,897,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 37,879 | $1,897,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 31,356 | $1,896,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 177,197 | $1,894,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 63,706 | $1,887,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 107,756 | $1,887,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 158,382 | $1,885,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 51,681 | $1,884,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 208,034 | $1,883,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 42,909 | $1,883,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 41,830 | $1,881,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 57,802 | $1,881,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 200,000 | $1,878,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 39,710 | $1,876,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 75,788 | $1,875,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 29,827 | $1,874,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,530 | $1,874,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 49,869 | $1,872,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 84,839 | $1,871,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 186,620 | $1,868,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 35,255 | $1,867,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 178,548 | $1,866,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 92,198 | $1,865,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 546,700 | $1,864,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 50,742 | $1,863,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 22,467 | $1,862,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 83,649 | $1,861,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 186,104 | $1,859,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,900 | $1,858,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 19,304 | $1,858,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 146,685 | $1,855,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 336,764 | $1,852,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 160,511 | $1,849,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 196,223 | $1,846,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 148,748 | $1,844,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 64,598 | $1,841,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 50,265 | $1,841,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 29,556 | $1,841,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 34,134 | $1,841,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 22,198 | $1,829,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 69,938 | $1,829,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 39,714 | $1,822,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 42,296 | $1,821,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 31,702 | $1,814,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 137,536 | $1,809,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 206,756 | $1,809,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 32,562 | $1,808,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 56,724 | $1,808,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 33,905 | $1,804,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 94,141 | $1,803,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 39,620 | $1,798,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 758,500 | $1,798,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 47,300 | $1,796,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 10,441 | $1,791,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 64,181 | $1,791,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 20,000 | $1,790,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 32,067 | $1,790,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 39,899 | $1,789,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,293 | $1,786,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 16,932 | $1,785,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 244,269 | $1,783,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 47,009 | $1,783,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 87,855 | $1,781,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 86,335 | $1,778,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 73,000 | $1,777,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 93,946 | $1,776,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 125,622 | $1,766,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 64,400 | $1,765,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 991,842 | $1,765,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 28,897 | $1,762,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 39,182 | $1,760,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 669,000 | $1,759,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 515,451 | $1,758,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 251,375 | $1,755,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24,424 | $1,754,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 12,500 | $1,753,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 69,006 | $1,752,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 209,906 | $1,751,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 77,716 | $1,749,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 17,934 | $1,748,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 300,035 | $1,747,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 217,502 | $1,745,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 40,000 | $1,740,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 57,503 | $1,733,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,037,166 | $1,732,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 68,702 | $1,730,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 89,760 | $1,730,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 55,449 | $1,729,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 470,520 | $1,727,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 180,699 | $1,726,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,900 | $1,724,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 65,814 | $1,724,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 81,932 | $1,722,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 87,600 | $1,720,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 27,358 | $1,716,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 49,880 | $1,716,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 135,950 | $1,716,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,000 | $1,714,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 93,087 | $1,713,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 27,165 | $1,708,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 14,600 | $1,708,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 53,939 | $1,706,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,079 | $1,705,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 31,797 | $1,705,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 333,108 | $1,705,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 65,503 | $1,704,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 90,000 | $1,701,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 14,791 | $1,700,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 85,808 | $1,700,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 185,054 | $1,699,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 42,413 | $1,698,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 150,903 | $1,695,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8,700 | $1,694,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 114,864 | $1,694,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 110,000 | $1,692,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 47,635 | $1,691,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 22,494 | $1,688,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 69,676 | $1,687,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 350,809 | $1,684,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 250,453 | $1,683,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 90,704 | $1,682,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,900 | $1,681,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 223,000 | $1,681,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 30,634 | $1,680,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 90,075 | $1,676,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,000 | $1,673,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,000 | $1,673,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8,800 | $1,671,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 695,226 | $1,669,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 270,840 | $1,669,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 171,482 | $1,668,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 36,886 | $1,668,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 14,800 | $1,667,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 14,280 | $1,667,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 138,953 | $1,665,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 59,500 | $1,662,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 20,100 | $1,661,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 50,757 | $1,661,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 133,238 | $1,659,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 131,636 | $1,652,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 154,848 | $1,651,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 33,182 | $1,649,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 45,959 | $1,647,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 22,227 | $1,647,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 23,100 | $1,644,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 120,427 | $1,643,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 96,873 | $1,642,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 67,733 | $1,641,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 81,795 | $1,640,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 442,881 | $1,639,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 59,157 | $1,630,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 26,773 | $1,629,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 91,233 | $1,626,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 61,737 | $1,624,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 78,485 | $1,622,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 38,738 | $1,622,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 41,823 | $1,621,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 17,371 | $1,618,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 70,000 | $1,616,000 | thousands by filing date | call |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 107,434 | $1,616,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 147,425 | $1,616,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 129,392 | $1,615,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 139,158 | $1,613,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 28,910 | $1,610,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,000 | $1,608,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 100,000 | $1,606,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 80,834 | $1,605,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,430 | $1,604,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 43,809 | $1,604,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 78,577 | $1,602,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 36,208 | $1,602,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 62,994 | $1,601,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 696,111 | $1,601,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 112,153 | $1,600,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 93,716 | $1,597,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 46,752 | $1,596,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 26,124 | $1,595,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 35,280 | $1,592,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 49,678 | $1,591,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 166,971 | $1,591,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 116,415 | $1,589,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 24,000 | $1,588,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 92,213 | $1,588,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 268,398 | $1,587,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 220,519 | $1,584,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 82,755 | $1,583,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 233,503 | $1,583,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 93,170 | $1,583,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 48,551 | $1,580,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 165,000 | $1,579,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 56,561 | $1,577,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,274 | $1,576,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 33,027 | $1,574,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 50,075 | $1,574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 55,525 | $1,573,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 93,618 | $1,567,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 26,458 | $1,564,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 104,806 | $1,559,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 140,342 | $1,553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 55,036 | $1,552,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 38,260 | $1,552,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,600,000 | $1,552,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 346,789 | $1,550,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,655 | $1,547,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 32,480 | $1,545,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 121,669 | $1,544,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 44,300 | $1,543,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 173,483 | $1,543,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 27,483 | $1,542,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 43,230 | $1,534,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 27,927 | $1,530,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 39,300 | $1,530,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 327,000 | $1,530,000 | thousands by filing date | call |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 91,168 | $1,530,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 16,444 | $1,529,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 162,924 | $1,528,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 24,689 | $1,524,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 293,442 | $1,523,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 122,526 | $1,522,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 65,226 | $1,522,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 235,110 | $1,521,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 20,000 | $1,513,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 116,751 | $1,507,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 49,905 | $1,506,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 17,701 | $1,503,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 143,054 | $1,502,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,500,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 34,746 | $1,497,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 62,074 | $1,497,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 24,798 | $1,495,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 41,626 | $1,494,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 364,383 | $1,494,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 323,916 | $1,493,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 469,390 | $1,492,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 7,149 | $1,490,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 130,259 | $1,489,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 22,474 | $1,487,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 175,244 | $1,485,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 53,833 | $1,484,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 45,922 | $1,482,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 39,817 | $1,482,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 18,285 | $1,478,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 97,256 | $1,478,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,354 | $1,476,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 78,054 | $1,475,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 50,641 | $1,474,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 53,183 | $1,473,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 23,615 | $1,473,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 68,504 | $1,470,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 347,394 | $1,470,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 52,058 | $1,470,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 78,185 | $1,468,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,466,000 | thousands by filing date | put |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 141,257 | $1,466,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 114,789 | $1,465,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 113,016 | $1,464,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 32,465 | $1,464,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 135,127 | $1,460,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 143,726 | $1,459,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 20,538 | $1,459,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 50,994 | $1,457,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 264,535 | $1,452,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 35,400 | $1,451,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 135,141 | $1,451,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 67,047 | $1,450,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 73,877 | $1,448,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 48,600 | $1,446,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 423,800 | $1,445,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 17,251 | $1,444,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 29,964 | $1,443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 42,985 | $1,441,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 84,093 | $1,439,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 26,407 | $1,439,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 24,324 | $1,438,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 108,492 | $1,433,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 25,097 | $1,431,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,000 | $1,430,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 28,971 | $1,430,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 802,335 | $1,429,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 178,064 | $1,426,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 53,174 | $1,426,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 14,309 | $1,422,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 106,412 | $1,422,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 80,556 | $1,420,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 162,698 | $1,420,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 23,136 | $1,419,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 758,282 | $1,418,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 35,000 | $1,414,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 4,000 | $1,410,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 71,344 | $1,410,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 19,808 | $1,410,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 22,200 | $1,409,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 117,765 | $1,407,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 90,531 | $1,406,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 23,929 | $1,405,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 29,101 | $1,405,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 54,004 | $1,402,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 127,447 | $1,402,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 71,270 | $1,401,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 47,017 | $1,400,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 728,723 | $1,399,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 395,463 | $1,392,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 141,367 | $1,391,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 43,445 | $1,391,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 55,935 | $1,384,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 141,000 | $1,382,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 35,706 | $1,381,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 102,110 | $1,381,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 72,553 | $1,380,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 40,000 | $1,378,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 212,193 | $1,378,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 34,579 | $1,377,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 110,499 | $1,375,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 41,137 | $1,373,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50,000 | $1,368,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 88,714 | $1,366,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 63,393 | $1,364,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 116,216 | $1,362,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 118,509 | $1,362,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 73,025 | $1,360,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,321 | $1,359,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 70,976 | $1,356,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 56,142 | $1,355,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 52,512 | $1,350,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 21,725 | $1,349,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 116,281 | $1,343,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 40,458 | $1,343,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 56,327 | $1,341,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 162,225 | $1,340,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 277,955 | $1,340,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,201 | $1,340,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,600 | $1,337,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 129,725 | $1,336,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 28,180 | $1,336,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 24,681 | $1,334,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 60,270 | $1,334,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,554 | $1,333,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,232 | $1,332,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 29,726 | $1,331,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 45,500 | $1,330,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 27,242 | $1,327,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 662,596 | $1,325,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 46,775 | $1,324,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 131,067 | $1,317,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 20,000 | $1,316,000 | thousands by filing date | put |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 49,720 | $1,316,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 87,111 | $1,315,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 66,385 | $1,314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 36,076 | $1,311,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 49,039 | $1,310,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 50,404 | $1,310,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 230,460 | $1,309,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 19,020 | $1,308,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 70,748 | $1,307,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 16,392 | $1,305,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 160,640 | $1,305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 22,957 | $1,303,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 140,787 | $1,298,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,427 | $1,292,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 25,428 | $1,292,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 25,081 | $1,291,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,834 | $1,285,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 38,477 | $1,285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 54,035 | $1,285,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 42,238 | $1,284,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 73,875 | $1,283,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 215,791 | $1,282,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 41,086 | $1,281,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 36,426 | $1,279,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 94,450 | $1,279,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,000 | $1,278,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 20,264 | $1,276,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,382,457 | $1,275,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 78,446 | $1,272,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 105,158 | $1,270,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 64,987 | $1,267,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,021,000 | $1,267,000 | thousands by filing date | principal |
| BT GROUP-ADR | 05577E101 | ADR | 83,253 | $1,266,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 209,919 | $1,266,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 49,427 | $1,265,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 112,116 | $1,265,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 51,195 | $1,265,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 102,307 | $1,262,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 52,228 | $1,260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 10,802 | $1,258,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 39,615 | $1,257,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 52,906 | $1,255,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 138,259 | $1,255,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 35,948 | $1,252,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 34,009 | $1,251,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 78,823 | $1,249,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 29,862 | $1,245,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 267,332 | $1,245,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 90,515 | $1,244,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 13,053 | $1,244,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 110,450 | $1,244,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 16,700 | $1,242,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 71,753 | $1,242,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 64,204 | $1,241,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 24,740 | $1,240,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 28,308 | $1,238,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 45,751 | $1,235,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 111,450 | $1,235,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 74,400 | $1,228,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 56,400 | $1,227,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 28,889 | $1,222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 41,178 | $1,222,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 23,582 | $1,219,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 45,000 | $1,218,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 24,431 | $1,217,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 257,798 | $1,209,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 94,291 | $1,209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 42,611 | $1,208,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 50,530 | $1,207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 45,594 | $1,205,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 51,733 | $1,205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |