13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COVANTA HLDG CORP | 22282E102 | COM | 89,703 | $1,204,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 132,212 | $1,203,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 94,636 | $1,202,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 80,685 | $1,200,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 86,585 | $1,200,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 89,360 | $1,197,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 529,234 | $1,197,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 69,383 | $1,196,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 57,500 | $1,186,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 34,577 | $1,185,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 254,633 | $1,184,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 77,737 | $1,183,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 47,206 | $1,182,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 108,928 | $1,182,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,283,949 | $1,182,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 177,886 | $1,181,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 55,100 | $1,179,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 102,658 | $1,177,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 26,800 | $1,176,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 40,000 | $1,175,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 33,036 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 50,886 | $1,172,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 118,429 | $1,170,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 41,500 | $1,169,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 71,182 | $1,167,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 19,123 | $1,166,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,086 | $1,165,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 183,617 | $1,163,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 21,459 | $1,162,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 33,575 | $1,161,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 15,212 | $1,160,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 74,900 | $1,159,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 22,591 | $1,159,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 97,695 | $1,159,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 99,065 | $1,159,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 122,925 | $1,156,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 25,889 | $1,154,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 119,183 | $1,154,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 68,089 | $1,153,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 51,895 | $1,151,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 46,807 | $1,151,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10,000 | $1,150,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 91,100 | $1,150,000 | thousands by filing date | put |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 50,158 | $1,150,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 17,873 | $1,148,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 27,469 | $1,147,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 55,584 | $1,147,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 71,643 | $1,143,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 19,100 | $1,143,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 54,299 | $1,142,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 23,376 | $1,141,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 271,647 | $1,141,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 216,276 | $1,140,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,500,333 | $1,140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 17,870 | $1,139,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 427,973 | $1,138,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 17,179 | $1,133,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,000 | $1,133,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 12,577 | $1,133,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 19,171 | $1,130,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 87,952 | $1,129,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 101,533 | $1,129,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 10,900 | $1,128,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 47,382 | $1,128,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 17,277 | $1,127,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 36,930 | $1,125,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 18,401 | $1,121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,472 | $1,121,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 950,000 | $1,121,000 | thousands by filing date | call |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 46,578 | $1,120,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 91,161 | $1,119,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 47,453 | $1,117,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 84,396 | $1,116,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 16,500 | $1,116,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 44,980 | $1,115,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 35,667 | $1,114,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 56,473 | $1,111,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,100 | $1,111,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 48,082 | $1,110,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,700 | $1,110,000 | thousands by filing date | call |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 99,308 | $1,110,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 20,944 | $1,108,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 17,390 | $1,108,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 51,682 | $1,107,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $1,107,000 | thousands by filing date | put |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 50,488 | $1,105,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 76,711 | $1,104,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 33,947 | $1,103,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 127,966 | $1,103,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 195,287 | $1,102,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 47,086 | $1,102,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 49,368 | $1,102,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 100,000 | $1,102,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 44,517 | $1,099,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 19,006 | $1,097,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,000 | $1,096,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 80,254 | $1,094,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 20,938 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10,829 | $1,093,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 107,698 | $1,091,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 78,948 | $1,091,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 48,689 | $1,090,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 55,654 | $1,090,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 80,751 | $1,087,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 112,467 | $1,084,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 50,000 | $1,080,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 20,000 | $1,079,000 | thousands by filing date | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 21,611 | $1,076,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 53,152 | $1,076,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 191,843 | $1,076,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 60,021 | $1,075,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,000 | $1,073,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 61,387 | $1,073,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 37,801 | $1,067,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 59,546 | $1,065,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 31,375 | $1,064,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 298,137 | $1,064,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 37,403 | $1,063,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,774 | $1,060,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 56,039 | $1,059,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 81,380 | $1,058,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,392,000 | $1,058,000 | thousands by filing date | call |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 1,400,000 | $1,058,000 | thousands by filing date | principal |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 34,232 | $1,057,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 56,182 | $1,057,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 29,503 | $1,056,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 72,061 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,482 | $1,055,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 54,474 | $1,054,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 80,523 | $1,054,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 13,161 | $1,053,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 15,485 | $1,053,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 85,996 | $1,053,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,051,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 100,786 | $1,051,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 483,965 | $1,051,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 43,351 | $1,050,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 28,266 | $1,049,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 11,796 | $1,047,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 170,023 | $1,047,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 78,734 | $1,047,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 77,202 | $1,046,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,981 | $1,046,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 56,930 | $1,045,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 58,895 | $1,044,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 85,000 | $1,044,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 101,832 | $1,043,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 24,918 | $1,042,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 24,371 | $1,042,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 75,777 | $1,042,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 72,100 | $1,040,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 15,475 | $1,040,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 52,757 | $1,039,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 64,300 | $1,038,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 44,028 | $1,037,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 43,237 | $1,032,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 49,103 | $1,031,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,704 | $1,030,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,400 | $1,029,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 66,700 | $1,029,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 43,330 | $1,029,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 457,500 | $1,029,000 | thousands by filing date | call |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 61,908 | $1,029,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 174,872 | $1,024,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 126,511 | $1,021,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 24,418 | $1,020,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 26,200 | $1,020,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 14,773 | $1,019,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 38,885 | $1,019,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 184,153 | $1,019,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 75,218 | $1,018,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 42,248 | $1,017,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 27,741 | $1,017,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 125,544 | $1,013,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 106,614 | $1,013,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 98,430 | $1,012,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 33,581 | $1,011,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 11,184 | $1,011,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 41,561 | $1,011,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 18,867 | $1,009,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 61,555 | $1,009,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 123,599 | $1,008,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 77,784 | $1,008,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 101,027 | $1,008,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 13,429 | $1,007,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 85,951 | $1,007,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 81,075 | $1,006,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 128,512 | $1,006,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 55,005 | $1,005,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 39,310 | $1,004,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 133,535 | $1,004,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 21,800 | $1,002,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 77,318 | $1,002,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 29,770 | $1,002,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 17,348 | $1,001,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 70,654 | $1,001,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 33,292 | $1,000,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 25,190 | $996,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,500 | $991,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 90,733 | $990,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,319 | $990,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 16,577 | $989,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 193,391 | $986,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 9,634 | $986,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 35,200 | $983,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 30,705 | $982,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 31,773 | $981,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 54,168 | $980,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 469,033 | $980,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 20,181 | $977,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 912,247 | $976,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 262,092 | $975,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 228,911 | $973,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 9,193 | $972,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 32,445 | $972,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 61,204 | $971,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 143,058 | $970,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,400 | $969,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 10,998 | $967,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 27,561 | $967,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 36,250 | $965,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 39,394 | $963,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 32,390 | $962,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 78,979 | $962,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,609 | $960,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 19,800 | $956,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 98,112 | $955,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 38,265 | $954,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 28,477 | $952,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 25,039 | $951,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 33,769 | $950,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 46,431 | $946,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 110,973 | $944,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 34,400 | $943,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 10,957 | $943,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 49,807 | $941,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 53,216 | $941,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 11,700 | $939,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 40,000 | $938,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 25,484 | $935,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 36,340 | $934,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 81,446 | $934,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 27,126 | $934,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 57,917 | $932,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 24,013 | $925,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 11,134 | $925,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 99,438 | $925,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 13,891 | $922,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,227 | $922,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 27,458 | $920,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 190,000 | $916,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 39,178 | $916,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 42,989 | $916,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 43,590 | $915,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,238 | $914,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 40,401 | $914,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 32,728 | $913,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,500 | $912,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 36,042 | $911,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 69,777 | $910,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 18,000 | $910,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 80,000 | $908,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 21,358 | $906,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 70,751 | $906,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 55,496 | $905,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 40,000 | $898,000 | thousands by filing date | put |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 34,494 | $897,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 200,000 | $896,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 37,282 | $893,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 23,670 | $893,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 85,375 | $892,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 80,786 | $891,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 56,464 | $889,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 356,717 | $889,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 62,478 | $888,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 59,306 | $888,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 26,316 | $887,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 93,439 | $887,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 31,914 | $887,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 127,812 | $886,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 135,245 | $885,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 120,620 | $884,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50,000 | $884,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 177,772 | $884,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 10,869 | $883,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 83,885 | $883,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 27,520 | $883,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 95,863 | $882,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 47,137 | $882,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 59,838 | $881,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 75,744 | $881,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 22,855 | $881,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 250,000 | $880,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 27,118 | $879,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 114,909 | $876,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 17,316 | $876,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 43,771 | $876,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,216 | $875,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 79,910 | $875,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 112,077 | $874,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 32,193 | $874,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $873,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 37,300 | $871,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 16,936 | $870,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 75,293 | $870,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 6,780 | $869,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 17,615 | $869,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,818 | $868,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,093 | $868,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 21,600 | $868,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,400 | $866,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 51,689 | $863,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 36,247 | $863,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 74,778 | $863,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 73,876 | $862,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 27,119 | $862,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 185,547 | $861,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 109,680 | $861,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 33,110 | $860,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 126,496 | $857,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 56,685 | $856,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,000 | $855,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 36,026 | $854,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 136,129 | $851,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 238,298 | $848,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 64,179 | $847,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 65,955 | $845,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $845,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 12,014 | $844,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 79,666 | $842,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 21,719 | $841,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 43,473 | $841,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 22,830 | $840,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 20,487 | $839,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 56,875 | $839,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 350,672 | $838,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 39,270 | $838,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 20,582 | $836,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 11,387 | $835,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 25,300 | $835,000 | thousands by filing date | put |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 78,229 | $835,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 108,585 | $834,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 14,200 | $832,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 41,901 | $831,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 36,070 | $831,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 32,131 | $830,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16,700 | $830,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 40,656 | $830,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 19,403 | $830,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,522 | $830,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 52,225 | $829,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 122,792 | $827,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 12,703 | $826,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 53,812 | $825,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 17,221 | $824,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 66,569 | $824,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 31,119 | $824,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 15,000 | $823,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 14,787 | $821,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 74,382 | $821,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 13,682 | $820,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $819,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 24,986 | $819,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 15,074 | $819,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 164,649 | $818,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 57,959 | $817,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,140 | $816,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,094 | $813,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 32,606 | $813,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 29,700 | $812,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 72,968 | $812,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 90,973 | $811,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 20,475 | $811,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 105,178 | $809,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,691 | $807,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 30,707 | $807,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 17,633 | $807,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 30,776 | $805,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,517 | $805,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 205,549 | $805,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 15,485 | $804,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 15,969 | $801,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 37,867 | $801,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,352 | $800,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 25,638 | $799,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 46,281 | $798,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 17,000 | $797,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 13,442 | $796,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,081 | $795,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,946 | $795,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 62,250 | $793,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 11,832 | $791,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 54,730 | $790,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 24,428 | $788,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 24,254 | $788,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 15,118 | $786,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 24,276 | $784,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 189,734 | $782,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 34,355 | $781,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 24,911 | $781,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 36,201 | $780,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 13,686 | $779,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 37,263 | $779,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 84,767 | $776,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,400 | $776,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 17,275 | $775,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 6,817 | $773,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $771,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 5,300 | $770,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 145,422 | $770,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,996 | $768,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 12,520 | $768,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 27,900 | $767,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 17,555 | $767,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 42,907 | $766,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 20,441 | $766,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 801,236 | $766,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 18,226 | $765,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 55,996 | $761,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 24,259 | $760,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 25,171 | $760,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 15,990 | $759,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 67,752 | $757,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 31,399 | $755,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 18,853 | $755,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 29,492 | $754,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,477 | $754,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,655 | $753,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 30,968 | $752,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 59,936 | $752,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 11,607 | $751,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 23,237 | $749,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 24,627 | $749,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 17,500 | $748,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 82,918 | $748,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 80,039 | $748,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 159,493 | $748,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,048 | $748,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 12,298 | $747,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 42,543 | $747,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,900 | $746,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 7,517 | $745,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 18,283 | $745,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 20,133 | $745,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,538 | $744,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 11,019 | $744,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,711 | $744,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 38,446 | $742,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 11,763 | $741,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,893 | $741,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 75,389 | $739,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 37,203 | $739,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 64,894 | $737,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 73,136 | $737,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 13,441 | $736,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 29,277 | $736,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 47,899 | $736,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 22,692 | $735,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,289,387 | $734,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 119,307 | $733,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 37,232 | $732,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 66,980 | $730,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,800 | $729,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 141,416 | $729,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 28,699 | $728,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 46,963 | $728,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 176,363 | $727,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 81,733 | $726,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,013 | $726,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 12,291 | $726,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 20,667 | $725,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 27,255 | $725,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,007 | $724,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 27,292 | $722,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 170,229 | $722,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 63,619 | $720,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 15,069 | $720,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 58,258 | $720,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 36,241 | $719,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 38,808 | $717,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,500 | $716,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 59,154 | $716,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 11,511 | $714,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 44,794 | $714,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 198,967 | $712,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 17,678 | $710,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 16,162 | $709,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 22,206 | $708,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 22,309 | $708,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 62,465 | $707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 23,343 | $707,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 34,796 | $707,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 209,316 | $706,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 50,275 | $705,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,000 | $705,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 28,888 | $704,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 29,400 | $702,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 60,715 | $700,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 12,098 | $699,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 58,861 | $698,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |