13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| McCormick & Company Inc | 579780107 | COM | 754 | $105,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,983 | $105,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,848 | $105,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 1,063 | $105,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,841 | $105,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,334 | $104,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,804 | $104,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,421 | $104,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,582 | $104,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 9,146 | $104,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,220 | $104,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,498 | $104,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,586 | $103,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 31,752 | $103,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,501 | $103,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 10,142 | $103,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,620 | $103,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 21,319 | $103,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,388 | $103,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D282 | Cmn | 868 | $103,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,159 | $102,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,506 | $102,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,782 | $102,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 13,493 | $102,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 16,584 | $102,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,808 | $102,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 4,179 | $102,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 3,217 | $102,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 26,939 | $102,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 70,585 | $102,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,954 | $102,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,304 | $101,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 9,820 | $101,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,056 | $101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,117 | $101,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,000 | $101,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,140 | $101,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,948 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 3,652 | $101,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 9,131 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 5,272 | $101,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 53,351 | $101,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 17,308 | $101,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 23,477 | $100,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,042 | $100,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,808 | $100,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,726 | $100,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,478 | $100,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,996 | $100,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,803 | $100,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 57,405 | $100,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,286 | $100,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 8,975 | $100,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 4,206 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 1,622 | $100,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 6,840 | $99,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,529 | $99,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 45,549 | $99,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,399 | $99,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,193 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,490 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 1,286 | $99,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 8,011 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 1,918 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,347 | $99,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 552 | $98,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,083 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 3,198 | $98,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,168 | $98,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 7,582 | $98,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 13,586 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 4,606 | $98,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 25,347 | $98,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 1,320 | $98,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C674 | RUSL 1000 QTLY | 4,000 | $98,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,000 | $97,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 11,378 | $97,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 4,039 | $97,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,486 | $97,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,669 | $97,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 2,226 | $97,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,458 | $96,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,126 | $96,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,810 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,689 | $96,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 10,076 | $96,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 25,570 | $96,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 4,228 | $96,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 6,842 | $95,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,113 | $95,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,025 | $94,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 4,528 | $94,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,073 | $94,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,432 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 4,680 | $94,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,100 | $94,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 4,693 | $94,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 9,942 | $94,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 21,267 | $94,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 8,350 | $94,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 5,528 | $93,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,102 | $93,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 33,382 | $93,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 26,643 | $93,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 3,357 | $93,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 3,910 | $92,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,376 | $92,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,919 | $92,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 3,899 | $92,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 934 | $92,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 7,758 | $91,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 12,049 | $91,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,205 | $91,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,910 | $91,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,764 | $91,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 49,900 | $91,000 | thousands by filing date | call |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,886 | $91,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 28,526 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 3,821 | $90,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,789 | $90,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 8,552 | $90,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,218 | $90,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,101 | $90,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,630 | $90,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 6,679 | $90,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 11,023 | $90,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 22,293 | $90,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,426 | $89,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,100 | $89,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 24,355 | $89,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,202 | $89,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,902 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 4,748 | $89,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 631 | $89,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,726 | $88,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,811 | $88,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 6,734 | $88,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 12,941 | $87,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,533 | $87,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,067 | $87,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,678 | $87,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,200 | $87,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,644 | $87,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,926 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,007 | $87,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 6,408 | $87,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 4,345 | $87,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,713 | $87,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,005 | $87,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 7,522 | $87,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,428 | $86,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,976 | $86,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,115 | $86,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,697 | $86,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,269 | $86,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,400 | $86,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,355 | $86,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 3,423 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 1,575 | $86,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,082 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 3,392 | $86,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 16,415 | $86,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,024 | $86,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 3,576 | $85,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,175 | $85,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,710 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,744 | $85,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,113 | $85,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 4,361 | $85,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 35,373 | $85,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5,438 | $85,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,367 | $85,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,567 | $85,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,141 | $85,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,339 | $85,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 4,015 | $84,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 4,637 | $84,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,183 | $84,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 2,489 | $84,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,891 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,008 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,200 | $84,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,672 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,939 | $84,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,737 | $84,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 52,842 | $84,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,217 | $84,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,939 | $84,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 3,483 | $84,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 1,185 | $84,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,911 | $84,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 8,065 | $84,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 3,774 | $83,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 2,237 | $83,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,384 | $83,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,704 | $83,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 16,108 | $83,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,702 | $83,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,894 | $83,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 5,458 | $83,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 11,901 | $83,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 4,365 | $83,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 9,476 | $82,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 2,069 | $82,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 21,742 | $82,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 15,718 | $82,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 19,812 | $82,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,354 | $82,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,711 | $82,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,042 | $82,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 4,156 | $82,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 2,084 | $82,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 3,765 | $82,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,682 | $81,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 3,022 | $81,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,821 | $81,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,277 | $81,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,269 | $81,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 3,499 | $81,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,354 | $81,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 8,335 | $81,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 8,933 | $81,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 8,116 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,625 | $80,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,432 | $80,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,565 | $80,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,933 | $80,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 8,051 | $80,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 33,620 | $80,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 73,195 | $80,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 2,314 | $80,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 29,997 | $80,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 676 | $80,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,525 | $80,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 5,927 | $80,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,407 | $79,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 3,056 | $79,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,176 | $79,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,300 | $79,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $79,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 1,631 | $79,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,935 | $79,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 37,698 | $79,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,775 | $79,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 25,834 | $79,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 5,625 | $78,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,098 | $78,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,438 | $78,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,039 | $78,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 7,399 | $78,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 9,837 | $78,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 36,714 | $78,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,016 | $78,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 2,087 | $78,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 3,366 | $78,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 6,627 | $77,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,876 | $77,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $77,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,503 | $77,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 40,100 | $77,000 | thousands by filing date | call |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,044 | $77,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,481 | $77,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,630 | $77,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,977 | $77,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 50,000 | $77,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 4,540 | $77,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,553 | $76,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,487 | $76,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 5,163 | $76,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 3,335 | $76,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,286 | $76,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 30,560 | $76,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,281 | $76,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,794 | $76,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 19,035 | $76,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,286 | $76,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 3,100 | $76,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,546 | $76,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 10,000 | $76,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,000 | $75,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,500 | $75,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 3,188 | $75,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 3,558 | $75,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,163 | $75,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,519 | $75,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 2,690 | $75,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 3,674 | $75,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,549 | $75,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 19,012 | $75,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 468 | $75,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,279 | $75,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,739 | $74,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,451 | $74,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 7,559 | $74,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,790 | $74,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,714 | $74,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,743 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 600 | $73,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,912 | $73,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 6,175 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,600 | $73,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,596 | $73,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 953 | $73,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 4,863 | $73,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 60,000 | $73,000 | thousands by filing date | principal |
| SPARTON CORP | 847235108 | COM | 4,034 | $73,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 5,699 | $73,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,496 | $72,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,513 | $72,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,517 | $72,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 3,175 | $72,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 517 | $72,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,023 | $72,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,860 | $72,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,200 | $72,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,701 | $72,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 2,700 | $72,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 4,587 | $72,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 14,347 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 3,273 | $72,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,790 | $71,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,669 | $71,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,613 | $71,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,920 | $71,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 5,289 | $71,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 22,641 | $71,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 689 | $71,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 8,241 | $71,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,023 | $71,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,797 | $71,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 4,866 | $70,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 35,189 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,980 | $70,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,721 | $70,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 4,367 | $70,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 13,033 | $70,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 847 | $70,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 13,304 | $70,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,969 | $69,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 35,811 | $69,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,449 | $69,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,857 | $69,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,076 | $69,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,563 | $69,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,988 | $69,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 18,141 | $69,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,054 | $69,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 2,753 | $69,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,409 | $68,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,429 | $68,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,027 | $68,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,825 | $68,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 42,943 | $68,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 4,876 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 860 | $68,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 4,097 | $68,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 2,229 | $67,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,500 | $67,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 14,972 | $67,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 15,476 | $67,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,264 | $67,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 6,596 | $67,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 52,994 | $67,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 29,682 | $67,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 8,118 | $67,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 2,835 | $67,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 693 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 3,314 | $67,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 936 | $67,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,475 | $66,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,801 | $66,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,648 | $66,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,365 | $66,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,581 | $66,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,370 | $66,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 4,470 | $66,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 3,938 | $66,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,414 | $66,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,567 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 1,882 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 2,819 | $66,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,300 | $65,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,812 | $65,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,793 | $65,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 7,200 | $65,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 82,133 | $65,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 5,150 | $65,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,359 | $64,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,541 | $64,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 2,381 | $64,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 9,134 | $64,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,338 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 3,276 | $64,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,904 | $64,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 7,300 | $64,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,165 | $64,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,700 | $64,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1,557 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 4,705 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 2,906 | $64,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 2,183 | $64,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,839 | $64,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 12,996 | $64,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,585 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 3,602 | $63,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,880 | $63,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 2,315 | $63,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 9,013 | $63,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 1,969 | $63,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,140 | $63,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,696 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 3,836 | $63,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 8,355 | $63,000 | thousands by filing date | |
| REALITY | 75605A884 | SHS ETF TR FUNDDSTRAT DQM | 2,800 | $63,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,583 | $62,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 9,452 | $62,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,146 | $62,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,714 | $62,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,782 | $62,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 19,918 | $62,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 10,963 | $62,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 21,442 | $61,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,998 | $61,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,991 | $61,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,354 | $61,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 11,520 | $61,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,597 | $61,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,434 | $61,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 6,869 | $61,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,942 | $61,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,607 | $61,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,611 | $61,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 7,196 | $61,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 2,088 | $61,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 6,062 | $61,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,642 | $61,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 46,362 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 2,983 | $60,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 2,439 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 863 | $60,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,024 | $60,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,396 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,693 | $60,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13,802 | $60,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,318 | $60,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 5,268 | $60,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 27,146 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 1,632 | $60,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,844 | $60,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 3,228 | $60,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,051 | $60,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 846 | $60,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 2,317 | $60,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 705 | $60,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,702 | $59,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 6,674 | $59,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 1,252 | $59,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 2,500 | $59,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 3,873 | $59,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 34,279 | $59,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,000 | $59,000 | thousands by filing date | put |
| ENTEGRA FINL CORP | 29363J108 | COM | 2,847 | $59,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 1,840 | $59,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 2,320 | $59,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,181 | $58,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 30,000 | $58,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 2,927 | $58,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,535 | $58,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 8,931 | $58,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 38,289 | $58,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 53,888 | $58,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 2,113 | $58,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,014 | $58,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 18,561 | $58,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR REX BKCM ETF | 30151E822 | CEF | 3,067 | $58,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 2,563 | $57,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 67,048 | $57,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 5,294 | $57,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,825 | $57,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 9,679 | $57,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 6,942 | $57,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 2,313 | $57,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 9,329 | $57,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 2,629 | $57,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 4,348 | $56,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,157 | $56,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,458 | $56,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,342 | $56,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,000 | $56,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 4,999 | $56,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,430 | $56,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 8,080 | $56,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 15,535 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,901 | $56,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 78,849 | $56,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,265 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 2,314 | $56,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 7,640 | $55,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,248 | $55,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 5,425 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |