13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 24,249 | $844,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 33,616 | $842,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 56,790 | $841,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 16,975 | $841,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 49,375 | $841,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 17,008 | $840,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 95,215 | $838,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,430 | $836,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 82,280 | $836,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 59,565 | $835,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 74,354 | $833,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 114,137 | $833,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 44,952 | $832,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 500,000 | $830,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 200,000 | $828,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,825 | $826,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 37,284 | $824,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 16,412 | $823,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 106,276 | $822,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,373 | $822,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 28,882 | $822,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 49,747 | $820,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 11,825 | $820,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 34,220 | $820,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 32,930 | $820,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 91,445 | $818,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 20,000 | $816,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 23,185 | $816,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 60,393 | $815,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 124,656 | $814,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 26,055 | $813,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 39,415 | $813,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 27,900 | $812,000 | thousands by filing date | put |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 37,350 | $811,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 52,128 | $810,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,649 | $809,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 56,195 | $808,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 58,170 | $805,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 12,000 | $804,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 11,437 | $804,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 51,733 | $804,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 30,574 | $802,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 32,875 | $802,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 625,510 | $800,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 14,789 | $800,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 62,377 | $798,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 57,526 | $798,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 12,647 | $798,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 39,816 | $797,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 10,000 | $794,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 13,303 | $794,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 163,559 | $793,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 46,179 | $792,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 11,000 | $792,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 43,172 | $792,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 18,179 | $789,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 64,857 | $789,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 53,220 | $785,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 119,909 | $785,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 284,351 | $785,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 34,618 | $784,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,585 | $783,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 40,888 | $780,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 13,779 | $780,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 56,305 | $780,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 43,207 | $779,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,800 | $779,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 52,205 | $779,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 17,767 | $778,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 16,765 | $776,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 50,837 | $776,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 200,000 | $776,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 10,809 | $775,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 20,718 | $773,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,253 | $771,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 52,346 | $769,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 168,100 | $768,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 12,035 | $768,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 10,282 | $768,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 51,493 | $768,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 31,511 | $768,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 12,988 | $766,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 75,000 | $765,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 26,323 | $763,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,093 | $762,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 51,907 | $761,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $761,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 18,394 | $760,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 135,709 | $760,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 16,800 | $759,000 | thousands by filing date | put |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 41,562 | $758,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 134,309 | $756,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 63,517 | $756,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 438,284 | $754,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 65,332 | $752,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 137,169 | $752,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 28,965 | $752,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 65,993 | $751,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 115,609 | $750,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 945,216 | $749,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 34,184 | $749,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 60,340 | $748,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 31,197 | $748,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 25,233 | $747,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 46,207 | $747,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,980 | $745,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 55,946 | $745,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 75,699 | $744,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 114,507 | $743,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,900 | $741,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 27,457 | $740,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 8,954 | $740,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 192,237 | $740,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 62,088 | $739,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 68,007 | $738,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 189,640 | $738,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,227 | $738,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 41,536 | $737,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 22,533 | $737,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 17,823 | $736,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 30,491 | $735,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,000 | $734,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 47,490 | $734,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 19,760 | $733,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 25,803 | $733,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 19,106 | $730,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 35,603 | $730,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 10,453 | $728,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 33,845 | $727,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,866 | $727,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 38,413 | $726,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 56,300 | $725,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 40,091 | $724,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 56,719 | $722,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 58,682 | $722,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,084,167 | $721,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 20,500 | $718,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 12,184 | $718,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 109,420 | $718,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 59,062 | $717,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,619 | $717,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 16,386 | $716,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 25,824 | $716,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 29,789 | $715,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 162,552 | $715,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 39,448 | $714,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 14,241 | $713,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,500 | $711,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 56,878 | $708,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 54,308 | $708,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 72,978 | $708,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 18,805 | $707,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 29,483 | $705,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 8,095 | $705,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 59,005 | $704,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 25,252 | $702,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 12,470 | $702,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 18,540 | $701,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 34,655 | $699,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,100 | $698,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 15,290 | $697,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 8,881 | $697,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 34,705 | $695,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 117,828 | $695,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 26,823 | $692,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 22,075 | $691,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 23,943 | $689,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 8,609 | $685,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 21,327 | $682,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 48,104 | $681,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 111,184 | $681,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,500 | $680,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 51,988 | $680,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,000 | $679,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 33,701 | $678,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,813 | $677,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 20,000 | $677,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 40,932 | $677,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 25,000 | $675,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,391 | $675,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 33,299 | $674,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 205,454 | $674,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 13,007 | $673,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 77,640 | $673,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 23,276 | $671,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 17,437 | $671,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,865 | $670,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 32,800 | $670,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 61,050 | $669,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 15,263 | $669,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,000 | $668,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 50,900 | $668,000 | thousands by filing date | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 4,860 | $666,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 27,476 | $665,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 11,760 | $664,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 59,971 | $663,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 33,017 | $663,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 22,690 | $662,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,572 | $661,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 32,800 | $661,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 7,798 | $660,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 359,500 | $658,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,039 | $658,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 19,706 | $656,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 224,822 | $655,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 25,681 | $654,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 17,695 | $654,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 74,081 | $653,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,000 | $652,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 56,554 | $651,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 12,020 | $650,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 56,034 | $650,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 9,247 | $649,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 12,837 | $648,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 42,384 | $648,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,472 | $647,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,153,953 | $646,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,234 | $646,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,853 | $644,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 13,542 | $644,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,600 | $644,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 19,761 | $644,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 138,793 | $644,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 17,039 | $643,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,766 | $642,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13,530 | $639,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 12,595 | $639,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 35,000 | $639,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 16,934 | $638,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,000 | $638,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 85,935 | $638,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,701 | $637,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 22,439 | $637,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 9,131 | $637,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 22,539 | $637,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 10,726 | $635,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 15,300 | $634,000 | thousands by filing date | call |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 26,876 | $633,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 34,911 | $632,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 16,901 | $629,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 24,132 | $629,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 75,757 | $629,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 13,987 | $628,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,700 | $628,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 7,154 | $628,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 23,653 | $628,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,400 | $628,000 | thousands by filing date | put |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 22,242 | $628,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 33,390 | $627,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 48,242 | $627,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,300 | $624,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 44,665 | $624,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 145,062 | $623,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 42,630 | $623,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,962 | $623,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 32,706 | $623,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 26,017 | $623,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 55,590 | $622,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,891 | $622,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 16,665 | $622,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 31,480 | $621,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,223 | $621,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 121,040 | $621,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 6,918 | $620,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 292,351 | $620,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 55,952 | $620,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,727 | $619,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 9,582 | $618,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 83,639 | $617,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 14,845 | $616,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 20,685 | $615,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 36,596 | $615,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 42,877 | $612,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 61,279 | $612,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 28,151 | $611,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,452 | $610,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 16,710 | $610,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 45,115 | $609,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 21,791 | $608,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 250,000 | $605,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 34,668 | $605,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 35,605 | $605,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,800 | $604,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 38,371 | $600,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,000 | $600,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 12,822 | $599,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,900 | $598,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,900 | $598,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 12,287 | $598,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 39,630 | $597,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 18,939 | $595,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 132,254 | $595,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 22,159 | $594,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 53,075 | $593,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,400 | $592,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,692 | $592,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 30,542 | $592,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 63,275 | $592,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 37,966 | $592,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 42,512 | $591,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 14,103 | $591,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 60,399 | $590,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 24,893 | $588,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 38,194 | $587,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 25,539 | $586,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 29,820 | $585,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 35,898 | $585,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 45,000 | $584,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,000 | $582,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 78,006 | $582,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 16,920 | $581,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 21,912 | $581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 24,132 | $578,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 32,541 | $576,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 99,128 | $576,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 20,057 | $572,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,317 | $572,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 68,228 | $571,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 29,053 | $571,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 80,077 | $567,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 35,523 | $566,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 17,456 | $563,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 38,522 | $563,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 39,516 | $562,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 46,772 | $560,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 18,892 | $559,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 35,295 | $559,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 20,752 | $556,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 7,582 | $556,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 18,586 | $556,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 44,674 | $555,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 33,459 | $555,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 7,217 | $554,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 30,639 | $551,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 58,945 | $551,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,208 | $550,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 46,424 | $550,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 20,952 | $550,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 21,538 | $548,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,994 | $548,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,744 | $548,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 45,832 | $542,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 34,063 | $542,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 30,736 | $541,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,200 | $540,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 75,000 | $540,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,000 | $539,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 10,700 | $537,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 18,710 | $534,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 13,641 | $534,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,172 | $533,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,300 | $531,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 310,600 | $531,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 12,938 | $531,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 23,234 | $531,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,500 | $530,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 23,079 | $529,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,974 | $528,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 21,238 | $528,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,500 | $528,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 14,021 | $527,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,157 | $526,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 24,460 | $523,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 33,821 | $523,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 10,589 | $523,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 28,556 | $521,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 11,500 | $519,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 28,205 | $519,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,380 | $519,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,100 | $518,000 | thousands by filing date | put |
| Attunity Ltd | M15332121 | SHS NEW | 27,443 | $518,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 85,987 | $516,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 24,616 | $515,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 28,308 | $515,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,335 | $515,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 47,149 | $514,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,163 | $513,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 45,661 | $513,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 55,037 | $513,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 21,580 | $512,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 9,957 | $510,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 23,763 | $510,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,560 | $509,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 53,170 | $509,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,406 | $509,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 11,695 | $508,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 9,319 | $508,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 19,020 | $507,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 14,946 | $506,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,880 | $506,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 30,404 | $505,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17,843 | $505,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,342 | $505,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,587 | $504,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 13,161 | $504,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 31,434 | $504,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 11,236 | $503,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 35,487 | $503,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,630 | $502,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 40,041 | $502,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,161 | $502,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,400 | $500,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,596 | $500,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 13,288 | $500,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 15,591 | $500,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 63,268 | $500,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 82,937 | $500,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 39,935 | $498,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 19,549 | $496,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,418 | $496,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 92,183 | $496,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 8,580 | $495,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 17,269 | $495,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,830 | $495,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 30,310 | $494,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 39,878 | $494,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,568 | $493,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 19,838 | $493,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,730 | $493,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 10,860 | $492,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,514 | $490,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 24,252 | $490,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,958 | $490,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 12,770 | $489,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 6,409 | $489,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,900 | $489,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 15,946 | $488,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,939 | $488,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 35,919 | $488,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 9,546 | $485,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 79,169 | $485,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 22,719 | $484,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,296 | $483,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 8,288 | $483,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 22,608 | $483,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 126,374 | $483,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,000 | $482,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 11,000 | $482,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 36,707 | $482,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 56,696 | $482,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 14,520 | $481,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 10,477 | $480,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,560 | $479,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 14,505 | $478,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 24,406 | $476,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 11,725 | $475,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,400 | $474,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,456 | $473,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 8,163 | $472,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 16,380 | $471,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 28,542 | $471,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 13,367 | $471,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 22,708 | $471,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,474 | $470,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 27,619 | $470,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 585,833 | $469,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 60,423 | $468,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 12,132 | $468,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4,903 | $467,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 44,333 | $467,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 25,273 | $467,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 22,845 | $466,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 12,419 | $466,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 82,331 | $466,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 10,047 | $464,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 5,410 | $463,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 26,033 | $463,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 31,094 | $463,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 16,180 | $462,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 12,829 | $462,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 14,893 | $462,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 21,489 | $461,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 48,150 | $459,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 143,100 | $459,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,148 | $455,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 26,636 | $454,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 11,552 | $454,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,135 | $453,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,521 | $453,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 56,513 | $452,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 6,601 | $452,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 34,647 | $452,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 15,108 | $451,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 239,649 | $451,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 15,754 | $450,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,680 | $450,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 108,672 | $450,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 16,962 | $448,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 24,149 | $448,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,750 | $447,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,659 | $447,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 771 | $446,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 13,504 | $446,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 44,203 | $446,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 20,000 | $446,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 178,848 | $445,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,279 | $444,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 57,861 | $444,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,057 | $443,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 55,283 | $443,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |