Skip to content
Disclosery

13F-HR filed by UBS Group AG

UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.

Accession
0000950123-18-011573
Filer
CIK 1610520
Filed
2018-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2018

A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
  • reports for this filerUBS OCONNOR LLC 028-06327
  • included managerUBS Financial Services Inc. 028-11496
  • included managerUBS Swiss Financial Advisors AG 028-11603
  • included managerUBS AG New York Branch 028-07344

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ENDRA LIFE SCIENCES INC29273B112*W EXP 05/08/202700$0thousands by filing dateValue filed as zero, left out of ratios.
RILEY EXPLORATION PERMIAN INC COM88033R502Stock245$0thousands by filing dateValue filed as zero, left out of ratios.
DITECH HLDG CORP25501G113*W EXP 02/09/202175$0thousands by filing dateValue filed as zero, left out of ratios.
DITECH HLDG CORP25501G121*W EXP 02/09/202139$0thousands by filing dateValue filed as zero, left out of ratios.
SEARS HLDGS CORP812350155*W EXP 12/15/201168$0thousands by filing dateValue filed as zero, left out of ratios.
MAGNEGAS CORP55939L400COM PAR1,629$0thousands by filing dateValue filed as zero, left out of ratios.
SABAN CAP ACQUISITION CORP78516C205UNIT 99/99/99991$0thousands by filing dateValue filed as zero, left out of ratios.
ONCONOVA THERAPEUTICS INC68232V116*W EXP 07/11/2023,592$0thousands by filing dateValue filed as zero, left out of ratios.
INSPIREMD INC45779A127*W EXP 07/07/20223,441$0thousands by filing dateValue filed as zero, left out of ratios.
MONAKER GROUP INC609011200COM NEW2$0thousands by filing dateValue filed as zero, left out of ratios.
BIG ROCK PARTNERS ACQUISITIO089482129RIGHT 12/01/2022825$0thousands by filing dateValue filed as zero, left out of ratios.
AMERI HLDGS INC WT EXP 11082302362F112Stock1,049$0thousands by filing dateValue filed as zero, left out of ratios.
BIO-KEY INTL INC09060C309COM11$0thousands by filing dateValue filed as zero, left out of ratios.
KITOV PHARMA LTD49803V115*W EXP 11/25/202696$0thousands by filing dateValue filed as zero, left out of ratios.
HL ACQUISITIONS CORPG4603R122W EXP 06/21/202700$0thousands by filing dateValue filed as zero, left out of ratios.
EYEGATE PHARMACEUTICALS INC30233M115*W EXP 08/05/2024,300$0thousands by filing dateValue filed as zero, left out of ratios.
ALLEGRO MERGER CORP-RTS01749N129RIGHT 12/31/202362$0thousands by filing dateValue filed as zero, left out of ratios.
GIGCAPITAL INC37518N114RIGHT 03/06/2020800$0thousands by filing dateValue filed as zero, left out of ratios.
DTE ENERGY CO233331883UNIT 99/99/99993$0thousands by filing dateValue filed as zero, left out of ratios.
WHEELER REAL ESTATE INVT TR963025119*W EXP 04/29/20118,667$0thousands by filing dateValue filed as zero, left out of ratios.
NEUROMETRIX INC641255195*W EXP 05/29/2024,223$0thousands by filing dateValue filed as zero, left out of ratios.
ECO STIM ENERGY SOLUTIONS IN27888D101COM575$0thousands by filing dateValue filed as zero, left out of ratios.
MELROSE BANCORP INC585553100COM3$0thousands by filing dateValue filed as zero, left out of ratios.
CELLECTAR BIOSCIENCES INC15117F120*W EXP 08/20/201470$0thousands by filing dateValue filed as zero, left out of ratios.
BISON CAP ACQUISITION CORPG1142P138RIGHT 03/20/2019100$0thousands by filing dateValue filed as zero, left out of ratios.
JASON INDS INC471172114*W EXP 06/30/20141,936$0thousands by filing dateValue filed as zero, left out of ratios.
JENSYN ACQUISITION CORP47632B110*W EXP 03/07/2023,900$0thousands by filing dateValue filed as zero, left out of ratios.
ARCA BIOPHARMA INC00211Y407COM PAR20$0thousands by filing dateValue filed as zero, left out of ratios.
JP MORGAN EXCHANGE TRADED FD46641Q704DIVRSFD RT EUR2$0thousands by filing dateValue filed as zero, left out of ratios.
ATTIS INDS INC049836117*W EXP 01/10/2022,038$0thousands by filing dateValue filed as zero, left out of ratios.
CLEARSIGN COMBUSTION CORP185064110*W EXP 01/25/2011,000$0thousands by filing dateValue filed as zero, left out of ratios.
GULFMARK OFFSHORE INC402629117*W EXP 11/14/202184$0thousands by filing dateValue filed as zero, left out of ratios.
CEL SCI CORP150837177*W EXP 10/11/20131,494$0thousands by filing dateValue filed as zero, left out of ratios.
STELLAR ACQUISITION III INCY8172W115*W EXP 03/22/202250$0thousands by filing dateValue filed as zero, left out of ratios.
BARINGTON HILCO ACQUISITION06759V127*W EXP 02/11/2026,970$0thousands by filing dateValue filed as zero, left out of ratios.
BARINGTON HILCO ACQUISITION06759V119RIGHT 08/11/2017234$0thousands by filing dateValue filed as zero, left out of ratios.
VIRTUS ETF TR II92790A306VIRTUS ENHCD SRT10$0thousands by filing dateValue filed as zero, left out of ratios.
AVISTA HEALTHCARE PUB ACQ COG0726L109UNIT 99/99/999910$0thousands by filing dateValue filed as zero, left out of ratios.
EASTERLY ACQUISITION CORP27616L201UNIT 07/29/20203,183$0thousands by filing dateValue filed as zero, left out of ratios.
IMMUNOCELLULAR THERAPEUTICS452536121*W EXP 08/12/2021,995$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-18-011573this filing2018-11-14acceptance time not in the bulk data set