13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 17,450 | $216,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,068 | $216,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,950 | $215,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,911 | $213,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 8,836 | $213,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 32,834 | $213,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,720 | $213,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 19,591 | $213,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,592 | $212,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,209 | $212,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,158 | $212,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 49,154 | $211,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 9,708 | $211,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 35,189 | $211,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,692 | $211,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 5,171 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 8,475 | $211,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 4,067 | $210,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 33,900 | $210,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,869 | $210,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 6,718 | $210,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 77,803 | $210,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 12,778 | $209,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,401 | $209,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 30,438 | $209,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 5,739 | $208,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 5,982 | $208,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 17,503 | $208,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 6,014 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,451 | $207,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 13,342 | $207,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $207,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,590 | $207,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 28,560 | $207,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 6,055 | $207,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 12,059 | $207,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 61,073 | $206,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,601 | $206,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,000 | $205,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,239 | $205,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,529 | $205,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 5,699 | $205,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 8,481 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,219 | $204,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,516 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,620 | $203,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 39,039 | $203,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 7,400 | $202,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 10,000 | $202,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 42,061 | $202,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 17,378 | $202,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,240 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,172 | $202,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 17,560 | $202,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 5,211 | $202,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,168 | $201,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100,000 | $201,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100,000 | $201,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 11,271 | $201,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 8,950 | $201,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 8,557 | $200,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,500 | $200,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,315 | $200,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,255 | $200,000 | thousands by filing date | |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 7,927 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,142 | $199,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,913 | $199,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 13,476 | $199,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 9,932 | $198,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,627 | $198,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,730 | $198,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 6,846 | $198,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 14,480 | $198,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 5,611 | $198,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,742 | $197,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 9,058 | $197,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 11,194 | $197,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,000 | $197,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 12,021 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 5,459 | $197,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 5,499 | $197,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,407 | $196,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,675 | $196,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,463 | $196,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,102 | $195,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 8,244 | $195,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,349 | $195,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 6,132 | $195,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 15,207 | $195,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 20,772 | $194,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,037 | $193,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,623 | $193,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,104 | $193,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,096 | $193,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 37,944 | $193,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 5,897 | $192,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,000 | $192,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,611 | $192,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,278 | $192,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 3,976 | $191,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,109 | $191,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 11,450 | $191,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,913 | $191,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,419 | $190,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,000 | $190,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 81,803 | $190,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 73,640 | $190,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 8,960 | $190,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,500 | $189,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,500 | $189,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 4,800 | $189,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,615 | $189,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,682 | $189,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 4,020 | $189,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 41,780 | $188,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,700 | $188,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,742 | $188,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 9,817 | $188,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 8,694 | $188,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 12,508 | $187,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 6,880 | $187,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 10,000 | $187,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,488 | $186,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 4,932 | $186,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,028 | $186,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 44,855 | $186,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 46,326 | $185,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 64,344 | $185,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 6,343 | $184,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,649 | $184,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,811 | $184,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,162 | $184,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,637 | $184,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,097 | $184,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,500 | $184,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 4,723 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,659 | $183,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 6,378 | $183,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 107,609 | $183,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 9,923 | $183,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 10,560 | $182,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 36,060 | $182,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,224 | $182,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 7,221 | $181,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 5,028 | $181,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 46,634 | $181,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,600 | $180,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,729 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 14,393 | $179,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 3,292 | $179,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 14,640 | $179,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 9,921 | $179,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,852 | $179,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,511 | $179,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,020 | $178,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,075 | $178,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,994 | $178,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 569 | $178,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,786 | $177,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,367 | $177,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,489 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 6,575 | $176,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,102 | $176,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,103 | $176,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,000 | $175,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 51,534 | $175,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,091 | $175,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 14,071 | $175,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,759 | $174,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 10,675 | $174,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,140 | $174,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,052 | $174,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 23,520 | $174,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $173,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,647 | $173,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,682 | $173,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 18,836 | $173,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,434 | $172,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,384 | $172,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,923 | $172,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 5,431 | $172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 2,358 | $172,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 3,094 | $172,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,713 | $171,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,256 | $171,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 29,898 | $171,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,396 | $170,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,588 | $170,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,816 | $170,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 16,703 | $170,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,395 | $169,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,170 | $169,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 17,300 | $168,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 4,293 | $168,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,100 | $167,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 24,091 | $167,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 810 | $167,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 1,165 | $167,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,599 | $167,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,991 | $167,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 21,605 | $167,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,369 | $167,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 71,231 | $167,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,300 | $166,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,555 | $166,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,300 | $166,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 14,815 | $166,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,021 | $166,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 15,424 | $166,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 8,561 | $165,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,225 | $164,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,873 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 3,105 | $163,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,442 | $163,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 4,848 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 6,258 | $163,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 7,356 | $162,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 69,160 | $162,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,307 | $162,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 10,382 | $162,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,000 | $161,000 | thousands by filing date | put |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 16,676 | $161,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 56,759 | $160,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3,541 | $160,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,137 | $160,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 600 | $159,000 | thousands by filing date | call |
| PYXUS INTL INC | 74737V106 | COM | 6,878 | $159,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 33,892 | $158,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,243 | $158,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,240 | $157,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 3,774 | $157,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 10,330 | $157,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 1,223 | $157,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 8,234 | $156,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,278 | $156,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,867 | $156,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,110 | $156,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 5,113 | $156,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,675 | $156,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 6,243 | $156,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,765 | $155,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 9,645 | $155,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,908 | $155,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,265 | $155,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 11,091 | $155,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,481 | $155,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,250 | $154,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,960 | $154,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 7,111 | $154,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,097 | $153,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,110 | $153,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 6,943 | $153,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 6,644 | $153,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,844 | $153,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,168 | $153,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 12,347 | $153,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 42,789 | $153,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,469 | $152,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 4,874 | $152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,551 | $152,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 900 | $151,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 4,204 | $151,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,850 | $150,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,943 | $150,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 40,076 | $150,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,638 | $149,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,100 | $149,000 | thousands by filing date | call |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 14,286 | $149,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 3,548 | $149,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 16,641 | $149,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,836 | $148,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,196 | $148,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1,822 | $148,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 18,084 | $147,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 16,803 | $147,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,933 | $147,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 4,125 | $147,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 2,753 | $147,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,184 | $146,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,824 | $146,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,133 | $146,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 14,000 | $146,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,124 | $145,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,902 | $145,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,956 | $145,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,160 | $144,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,577 | $144,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 19,355 | $144,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,038 | $144,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 3,269 | $144,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,119 | $143,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,000 | $143,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,920 | $143,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,751 | $143,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,000 | $143,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 4,838 | $143,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,487 | $142,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,100 | $142,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,024 | $142,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,079 | $142,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,283 | $142,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 52,325 | $142,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,630 | $141,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $141,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,469 | $141,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 3,740 | $141,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 7,004 | $141,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 9,595 | $141,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 16,372 | $141,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,351 | $141,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,129 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,945 | $140,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 69,559 | $140,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 43,641 | $140,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 35,477 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,283 | $140,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 8,620 | $140,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,437 | $140,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 5,281 | $140,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 4,050 | $139,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 6,438 | $139,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 49,428 | $138,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 4,148 | $138,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,207 | $138,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 5,161 | $138,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 5,925 | $138,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 16,368 | $138,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 11,184 | $138,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 40,995 | $138,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,369 | $138,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 8,223 | $137,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 41,227 | $137,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,882 | $136,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 17,700 | $136,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 6,496 | $136,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,881 | $135,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,204 | $135,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,421 | $134,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 21,714 | $134,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,938 | $134,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 5,993 | $134,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 4,071 | $134,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,139 | $133,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 2,284 | $133,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 16,577 | $133,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 9,332 | $132,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 4,945 | $132,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 11,997 | $132,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 7,891 | $132,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 2,197 | $132,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 700 | $131,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,944 | $131,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,410 | $131,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,226 | $131,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 3,846 | $130,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,510 | $130,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,007 | $130,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,159 | $130,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,583 | $130,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,500 | $129,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,245 | $129,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,411 | $129,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,980 | $129,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,669 | $129,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,572 | $129,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 583 | $129,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 7,394 | $128,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,711 | $128,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,200 | $128,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 18,945 | $128,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 17,368 | $128,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,100 | $127,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 5,584 | $127,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 5,594 | $127,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,585 | $127,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 4,469 | $127,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 48,476 | $127,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 3,769 | $127,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 3,582 | $127,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,532 | $127,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 6,351 | $127,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 44,814 | $127,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9,653 | $126,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,000 | $126,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 5,419 | $126,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 8,145 | $126,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,000 | $126,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 11,321 | $126,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 3,021 | $126,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,770 | $125,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 54,427 | $125,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 9,908 | $125,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,745 | $125,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 7,895 | $125,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,454 | $124,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,851 | $124,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,078 | $124,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,161 | $124,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,071 | $124,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,296 | $124,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,010 | $124,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,737 | $124,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 10,539 | $124,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 3,655 | $124,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,150 | $123,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 5,015 | $123,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 2,462 | $123,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,729 | $123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,455 | $123,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,690 | $123,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 21,893 | $123,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,773 | $123,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 34,261 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 8,602 | $123,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,084 | $123,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,994 | $122,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,293 | $122,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,144 | $122,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,248 | $122,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,363 | $122,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,655 | $122,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 10,377 | $122,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 3,186 | $122,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,521 | $122,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 9,988 | $122,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 6,025 | $121,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $121,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,000 | $121,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 57,880 | $121,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 13,184 | $121,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,103 | $121,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 6,075 | $121,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1,944 | $121,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 6,970 | $120,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,130 | $120,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 17,523 | $120,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 4,539 | $120,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 30,000 | $120,000 | thousands by filing date | put |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,788 | $120,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 8,567 | $120,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,550 | $120,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 19,822 | $120,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 6,496 | $120,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 651 | $119,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,581 | $119,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,820 | $119,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 9,649 | $119,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,814 | $119,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 8,782 | $119,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,826 | $119,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,963 | $118,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 6,086 | $118,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,224 | $118,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,466 | $118,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,543 | $118,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 31,934 | $118,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 8,484 | $118,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 22,322 | $118,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,412 | $117,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 300 | $117,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,191 | $117,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 4,323 | $117,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 7,900 | $117,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,253 | $117,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,063 | $117,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 4,640 | $117,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 9,991 | $117,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 1,225 | $117,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $116,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,737 | $116,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,945 | $116,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 5,988 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 11,878 | $116,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 7,386 | $116,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 23,750 | $116,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,054 | $115,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,494 | $115,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,222 | $115,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 8,580 | $115,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,529 | $115,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,792 | $115,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,018 | $115,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,513 | $115,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 18,789 | $115,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,449 | $114,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $114,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,885 | $114,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,144 | $114,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,619 | $114,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C674 | RUSL 1000 QTLY | 4,000 | $114,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 800 | $113,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 3,134 | $113,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,792 | $113,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,500 | $113,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 8,847 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 2,069 | $113,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 9,375 | $113,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,924 | $113,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,568 | $113,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 3,976 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |