13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 8,040 holding rows worth $252,295,740,000.
- Accession
- 0000950123-18-011573
- Filer
- CIK 1610520
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 13,792 entries on the cover page, a total value of $252,295,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,295,774,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHASE CORP | 16150R104 | COM | 3,682 | $442,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 15,821 | $442,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 24,983 | $441,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 32,938 | $440,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,509 | $439,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,875 | $437,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 8,500 | $436,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 19,009 | $435,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 8,825 | $433,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 19,097 | $433,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 41,522 | $433,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 19,936 | $432,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 42,920 | $432,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 121,768 | $432,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 61,757 | $431,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 16,047 | $431,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 88,393 | $431,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 25,691 | $431,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 42,500 | $430,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 35,266 | $429,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 64,053 | $429,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 3,652 | $428,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 27,797 | $428,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 222,481 | $427,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 19,854 | $427,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 33,367 | $427,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 33,396 | $427,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 40,573 | $426,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 50,741 | $426,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 14,294 | $426,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,903 | $425,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 7,507 | $422,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 21,987 | $421,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 8,932 | $421,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 17,607 | $419,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22,363 | $418,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,000 | $417,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 37,567 | $416,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 12,503 | $416,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,861 | $416,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 20,535 | $416,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,225 | $415,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 32,835 | $415,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,097 | $414,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 38,684 | $413,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,812 | $413,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,052 | $412,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,373 | $411,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 41,554 | $411,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,846 | $411,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 27,672 | $411,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 25,501 | $411,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 14,494 | $411,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,019 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 17,497 | $408,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 26,116 | $407,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,000 | $406,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 7,761 | $406,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 5,996 | $405,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 11,034 | $405,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 7,253 | $405,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 47,940 | $405,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 18,675 | $405,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 20,014 | $405,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 15,902 | $404,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,400 | $404,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,249 | $404,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 36,798 | $404,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 11,793 | $403,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 21,185 | $403,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,401 | $402,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 33,375 | $401,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,467 | $400,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 13,200 | $400,000 | thousands by filing date | call |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 15,482 | $400,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,453 | $399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 19,779 | $398,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 17,003 | $397,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 12,385 | $397,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 182,527 | $397,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 15,991 | $396,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 42,622 | $395,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,000 | $394,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 19,152 | $392,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 24,661 | $392,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,000 | $391,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 39,736 | $390,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,696 | $389,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,153 | $388,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 92,246 | $388,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 44,279 | $388,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,682 | $387,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 24,203 | $387,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 8,467 | $386,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,002 | $386,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 67,916 | $386,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 10,618 | $385,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,677 | $384,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 5,986 | $382,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 31,554 | $382,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 62,692 | $381,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 45,981 | $381,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 20,000 | $380,000 | thousands by filing date | call |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,306 | $379,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 63,402 | $379,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 20,321 | $379,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,598 | $378,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 42,062 | $377,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 16,603 | $376,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,692 | $375,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,892 | $374,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 27,114 | $374,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 25,800 | $374,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,421 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 11,277 | $373,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 30,059 | $373,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 6,061 | $372,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 88,200 | $371,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 13,512 | $371,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 42,254 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 7,266 | $371,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 73,609 | $369,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,986 | $368,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 10,171 | $368,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,500 | $367,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,500 | $367,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 8,806 | $367,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,939 | $366,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 25,354 | $365,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 412,683 | $365,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,400 | $364,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 15,141 | $364,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 11,218 | $364,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 364,671 | $364,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 12,572 | $363,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,795 | $362,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 133,401 | $360,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,541 | $360,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 9,774 | $360,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 8,861 | $359,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 39,758 | $358,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,200 | $357,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,934 | $357,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $357,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,865 | $356,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,998 | $355,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,112 | $355,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 30,987 | $355,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 22,928 | $354,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,075 | $353,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 9,730 | $352,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,691 | $351,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 77,982 | $350,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 8,830 | $350,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,993 | $348,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 9,927 | $348,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 30,064 | $348,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,308 | $347,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,702 | $347,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,309 | $346,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 39,940 | $346,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,000 | $346,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,300 | $344,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,600 | $343,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 228,083 | $342,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,687 | $341,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 6,199 | $341,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 9,882 | $341,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,500 | $340,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $340,000 | thousands by filing date | call |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 7,000 | $340,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 11,134 | $340,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 47,065 | $339,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 75,254 | $339,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 23,775 | $339,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 20,376 | $339,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 14,007 | $339,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 27,098 | $338,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 52,902 | $338,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 12,984 | $338,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,822 | $335,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 316,451 | $335,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,673 | $334,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 28,905 | $334,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,640 | $332,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,940 | $332,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,266 | $332,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,003 | $332,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 33,047 | $332,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,604 | $331,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,232 | $331,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 18,509 | $331,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,503 | $331,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 194,807 | $331,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 29,154 | $330,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,673 | $330,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,722 | $330,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 59,986 | $329,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,961 | $329,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 14,962 | $329,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,808 | $329,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,981 | $328,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,097 | $328,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,197 | $328,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 12,040 | $328,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,454 | $327,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 18,392 | $327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 4,084 | $327,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 8,196 | $326,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 29,822 | $325,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 8,000 | $325,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,000 | $323,000 | thousands by filing date | put |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 12,772 | $323,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 10,123 | $321,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 8,174 | $320,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 5,692 | $320,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 199,788 | $320,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 9,510 | $320,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 13,856 | $319,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 9,547 | $318,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,780 | $318,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 24,681 | $318,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 26,331 | $317,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,587 | $317,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 3,762 | $317,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,503 | $315,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,565 | $315,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 7,952 | $314,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $314,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 26,967 | $312,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,469 | $312,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 103,995 | $312,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 10,036 | $311,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 23,607 | $311,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 17,247 | $311,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 59,583 | $310,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,657 | $309,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,800 | $309,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 16,303 | $309,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 42,620 | $309,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,304 | $308,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,426 | $308,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,135 | $307,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 8,768 | $306,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,760 | $306,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 74,354 | $306,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 11,443 | $305,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,926 | $304,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 14,287 | $304,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 9,896 | $302,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,787 | $301,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,954 | $300,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,511 | $300,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,221 | $299,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,125 | $299,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 31,001 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,739 | $298,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,810 | $298,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,968 | $297,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,482 | $296,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 16,893 | $296,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 28,628 | $296,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 4,526 | $296,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 34,423 | $295,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 10,166 | $295,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 13,767 | $295,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 50,000 | $294,000 | thousands by filing date | put |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 7,002 | $294,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,313 | $294,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 578,040 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,400 | $293,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,542 | $293,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 16,782 | $293,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 28,669 | $293,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,394 | $292,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 15,237 | $292,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 47,095 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,058 | $291,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 13,968 | $291,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 39,824 | $291,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 12,412 | $290,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,987 | $290,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 8,952 | $290,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 13,420 | $289,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,033 | $289,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,959 | $288,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 28,675 | $288,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 15,919 | $288,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 8,735 | $287,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 29,182 | $287,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,840 | $287,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,244 | $287,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 23,193 | $286,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 7,559 | $285,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,886 | $285,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,232 | $285,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17,276 | $285,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 35,372 | $285,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 17,108 | $284,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,374 | $284,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,000 | $284,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 12,129 | $284,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $283,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 4,961 | $283,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,871 | $281,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,371 | $281,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 8,875 | $281,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 8,531 | $280,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 7,776 | $279,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 100,000 | $279,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 6,473 | $279,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,600 | $278,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 28,917 | $278,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,668 | $278,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 4,781 | $278,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 19,472 | $278,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,989 | $277,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,422 | $276,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,711 | $276,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,000 | $276,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 14,812 | $276,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,995 | $276,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,923 | $275,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 16,288 | $275,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,794 | $274,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 12,621 | $274,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,087 | $274,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,000 | $273,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,983 | $273,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,035 | $273,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,500 | $272,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,753 | $272,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,707 | $271,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,473 | $271,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,300 | $270,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,570 | $270,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,941 | $269,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,764 | $269,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 29,905 | $268,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,958 | $266,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 17,163 | $265,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 14,664 | $264,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 19,105 | $264,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 23,571 | $264,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 7,756 | $263,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,523 | $263,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,881 | $263,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,034 | $263,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 16,827 | $263,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 18,281 | $263,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 74,999 | $262,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,049 | $262,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,133 | $261,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 8,978 | $261,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 48,205 | $261,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,318 | $260,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,557 | $260,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 78,547 | $260,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 36,482 | $260,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 9,353 | $260,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 727 | $259,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 13,446 | $259,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,610 | $258,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 123,045 | $258,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,869 | $258,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 747 | $257,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,500 | $257,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,650 | $257,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 37,484 | $257,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,552 | $257,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 5,305 | $257,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 12,085 | $256,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 9,511 | $256,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,100 | $255,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,912 | $255,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,892 | $255,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,390 | $255,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,334 | $255,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 43,712 | $254,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 24,972 | $254,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,700 | $253,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 26,462 | $253,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,665 | $253,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 24,998 | $253,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,250 | $253,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 13,538 | $253,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,000 | $252,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 21,056 | $252,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 45,841 | $252,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 10,827 | $252,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,559 | $252,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,822 | $251,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 6,650 | $251,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 17,714 | $251,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 21,136 | $251,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 11,758 | $251,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 7,285 | $250,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,400 | $249,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,232 | $249,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 16,594 | $249,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 14,891 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,896 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 5,235 | $249,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 60,000 | $249,000 | thousands by filing date | principal |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,975 | $249,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,994 | $248,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,721 | $248,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 9,140 | $248,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 21,003 | $248,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 16,463 | $247,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,383 | $246,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,766 | $246,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,231 | $245,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 21,321 | $245,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,939 | $244,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 25,746 | $243,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,523 | $243,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,297 | $243,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 66,100 | $243,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,089 | $243,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 4,448 | $243,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,333 | $242,000 | thousands by filing date | call |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 24,879 | $242,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 7,977 | $241,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 7,750 | $241,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 11,008 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 3,600 | $241,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,439 | $240,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,540 | $238,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,420 | $238,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 20,186 | $236,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,941 | $236,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,543 | $236,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 26,112 | $236,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,100 | $235,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,133 | $235,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,979 | $234,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,300 | $234,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 971 | $234,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 21,214 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 9,629 | $234,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 9,597 | $234,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 31,468 | $233,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,782 | $233,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 67,379 | $233,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,812 | $233,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 6,325 | $233,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,207 | $232,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,657 | $231,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,200 | $231,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 11,807 | $230,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 22,621 | $230,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 281 | $230,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 24,776 | $229,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 10,926 | $229,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,893 | $229,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 10,418 | $229,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,360 | $228,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 20,624 | $228,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,298 | $228,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,301 | $227,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 5,767 | $227,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,841 | $227,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $226,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 40,496 | $226,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 17,870 | $226,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,652 | $226,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,400 | $226,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 42,530 | $226,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,700 | $225,000 | thousands by filing date | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,633 | $225,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 10,268 | $225,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 9,210 | $225,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,700 | $224,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,779 | $224,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,014 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,888 | $224,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 45,218 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 9,240 | $223,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,560 | $223,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 22,095 | $223,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,895 | $222,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 11,655 | $222,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,877 | $222,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,074 | $222,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 240 | $222,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 206 | $222,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 92,220 | $221,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 6,405 | $221,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 7,868 | $221,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,138 | $220,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 29,427 | $220,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 4,622 | $219,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 30,000 | $219,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,853 | $219,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 21,500 | $219,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,800 | $218,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,573 | $218,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,089 | $217,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,359 | $217,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011573 | this filing | 2018-11-14 | acceptance time not in the bulk data set |